PRINCIPAL SECURITIES, INC.

Est. AUM

$6.80B

13F long equity, this entity only

Positions

1,395

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	PRINCIPAL EXCHANGE TRADED FD	US MEGA CP ETF	$304.6M	4736954	4.48%	SOLE
2	ISHARES TR	CORE S&P500 ETF	$202.2M	309596	2.97%	SOLE
3	PRINCIPAL EXCHANGE TRADED FD	PRIN U S SMALL	$145.4M	2536322	2.14%	SOLE
4	PRINCIPAL EXCHANGE TRADED FD	INTL EQUITY ETF	$140.7M	4141800	2.07%	SOLE
5	PRINCIPAL EXCHANGE TRADED FD	CAP APPRECIATION	$139.7M	4819169	2.05%	SOLE
6	PRINCIPAL EXCHANGE TRADED FD	FOCUSED BLUE CHI	$139.2M	4254860	2.05%	SOLE
7	ISHARES TR	CORE US AGGBD ET	$134.8M	1357568	1.98%	SOLE
8	GOLDMAN SACHS ETF TR	MARKETBETA US EQ	$103.7M	1157612	1.52%	SOLE
9	PRINCIPAL EXCHANGE TRADED FD	PRNC INVT GRAD	$100.2M	4852973	1.47%	SOLE
10	NVIDIA CORPORATION	COM	$83.8M	480360	1.23%	SOLE
11	MICROSOFT CORP	COM	$82.9M	223933	1.22%	SOLE
12	APPLE INC	COM	$79.9M	314960	1.18%	SOLE
13	PRINCIPAL EXCHANGE TRADED FD	PRNCPL VLU ETF	$73.5M	1428413	1.08%	SOLE
14	ISHARES TR	CORE S&P US VLU	$71.8M	702083	1.06%	SOLE
15	AMAZON COM INC	COM	$70.6M	338859	1.04%	SOLE
16	SPDR SERIES TRUST	STATE STREET SPD	$66.3M	866610	0.98%	SOLE
17	ISHARES TR	RUS 1000 ETF	$65.0M	182403	0.96%	SOLE
18	PRINCIPAL EXCHANGE TRADED FD	ACTIVE HIGH YL	$63.3M	3336359	0.93%	SOLE
19	GOLDMAN SACHS ETF TR	ACCESS US AGRAT	$59.7M	1445620	0.88%	SOLE
20	ISHARES TR	CORE MSCI EAFE	$57.8M	638337	0.85%	SOLE
21	ISHARES INC	CORE MSCI EMKT	$56.0M	803495	0.82%	SOLE
22	ALPHABET INC	CAP STK CL A	$56.0M	194773	0.82%	SOLE
23	TRUST FOR PROFESSIONAL MANAG	ACTIVEPASSIVE US	$54.9M	1368975	0.81%	SOLE
24	VANGUARD INDEX FDS	TOTAL STK MKT	$54.6M	170307	0.80%	SOLE
25	SCHWAB STRATEGIC TR	US TIPS ETF	$51.9M	1949070	0.76%	SOLE
26	ISHARES TR	CORE S&P SCP ETF	$49.3M	396724	0.73%	SOLE
27	ISHARES TR	S&P 500 GRWT ETF	$47.7M	422113	0.70%	SOLE
28	FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$44.3M	212930	0.65%	SOLE
29	GOLDMAN SACHS ETF TR	ACTIVEBETA INT	$43.4M	1006889	0.64%	SOLE
30	SCHWAB STRATEGIC TR	US LCAP GR ETF	$43.0M	1474680	0.63%	SOLE
31	ISHARES TR	CORE MSCI INTL	$41.5M	496389	0.61%	SOLE
32	META PLATFORMS INC	CL A	$41.2M	71947	0.61%	SOLE
33	ISHARES TR	CORE S&P US GWT	$39.4M	254203	0.58%	SOLE
34	BROADCOM INC	COM	$39.1M	126181	0.57%	SOLE
35	ALPHABET INC	CAP STK CL C	$37.4M	130477	0.55%	SOLE
36	ISHARES TR	CORE MSCI TOTAL	$36.9M	425599	0.54%	SOLE
37	ISHARES TR	MBS ETF	$35.2M	370956	0.52%	SOLE
38	GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$34.9M	278631	0.51%	SOLE
39	VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$32.0M	498917	0.47%	SOLE
40	JPMORGAN CHASE &CO	COM	$30.2M	102594	0.44%	SOLE
41	VANGUARD BD INDEX FDS	TOTAL BND MRKT	$30.0M	407882	0.44%	SOLE
42	ISHARES TR	US TREAS BD ETF	$29.9M	1303146	0.44%	SOLE
43	VANGUARD INDEX FDS	VALUE ETF	$29.0M	147560	0.43%	SOLE
44	ISHARES TR	CORE UNIVRSL USD	$28.4M	614297	0.42%	SOLE
45	ISHARES TR	S&P 500 VAL ETF	$27.0M	127933	0.40%	SOLE
46	INVESCO QQQ TR	UNIT SER 1	$27.0M	46772	0.40%	SOLE
47	BERKSHIRE HATHAWAY INC DEL	CL B NEW	$25.7M	53557	0.38%	SOLE
48	BLACKROCK ETF TRUST	ISHARES US EQUIT	$24.9M	427852	0.37%	SOLE
49	TRUST FOR PROFESSIONAL MANAG	ACTIVEPASSIVE EQ	$24.5M	694896	0.36%	SOLE
50	VISA INC	COM CL A	$24.3M	80335	0.36%	SOLE

1–50 of 1,395

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.