SMH CAPITAL ADVISORS INC

Est. AUM

$32.9M

13F long equity, this entity only

Positions

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	CAPITAL SOUTHWEST CORP	NOTE 5.125%11/1	$11.6M	11610	35.25%	SOLE
2	TRINITY CAP INC	COM	$2.5M	2517	7.64%	SOLE
3	CAPITAL SOUTHWEST CORP	COM	$1.7M	1733	5.26%	SOLE
4	VICI PPTYS INC	COM	$1.3M	1335	4.05%	SOLE
5	RIOT PLATFORMS INC	NOTE 0.750% 1/1	$1.3M	1262	3.83%	SOLE
6	SM ENERGY COMPANY	COM	$1.2M	1168	3.55%	SOLE
7	PROSPECT CAP CORP	COM	$1.1M	1113	3.38%	SOLE
8	MAIN STR CAP CORP	COM	$1.0M	1000	3.04%	SOLE
9	CARLYLE GROUP INC	COM	$911K	911	2.77%	SOLE
10	BLUE OWL CAPITAL INC	COM CL A	$795K	795	2.41%	SOLE
11	WISDOMTREE INC	NOTE 3.250% 8/1	$744K	744	2.26%	SOLE
12	ALPHATEC HLDGS INC	NOTE 0.750% 3/1	$717K	717	2.18%	SOLE
13	RITHM CAPITAL CORP	COM NEW	$625K	625	1.90%	SOLE
14	HERCULES CAPITAL INC	COM	$607K	607	1.84%	SOLE
15	STATE STR SPDR S&P 500 ETF T	TR UNIT	$533K	533	1.62%	SOLE
16	MARA HOLDINGS INC	NOTE 6/0	$458K	458	1.39%	SOLE
17	VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$415K	415	1.26%	SOLE
18	ISHARES TR	MSCI EAFE ETF	$414K	414	1.26%	SOLE
19	DICKS SPORTING GOODS INC	COM	$403K	403	1.22%	SOLE
20	HA SUSTAINABLE INFRA CAP INC	COM	$318K	318	0.97%	SOLE
21	ADAMS DIVERSIFIED EQUITY FD	COM	$288K	288	0.87%	SOLE
22	WISDOMTREE INC	COM	$275K	275	0.83%	SOLE
23	NEXPOINT DIVERSIFIED REL ET	COM NEW	$273K	273	0.83%	SOLE
24	CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$253K	253	0.77%	SOLE
25	VIRTUS EQUITY & CONV INCM FD	COM	$252K	252	0.77%	SOLE
26	ALLIANCEBERNSTEIN GLOBAL HIG	COM	$249K	249	0.76%	SOLE
27	INNOVATIVE INDL PPTYS INC	COM	$245K	245	0.74%	SOLE
28	GABELLI DIVID & INCOME TR	COM	$244K	244	0.74%	SOLE
29	CARLYLE SECURED LENDING INC	COM	$242K	242	0.73%	SOLE
30	EZCORP INC	CL A NON VTG	$232K	232	0.70%	SOLE
31	BLACKROCK CORPOR HI YLD FD I	COM	$227K	227	0.69%	SOLE
32	BLACKROCK CR ALLOCATION	COM	$223K	223	0.68%	SOLE
33	EATON VANCE TAX ADVT DIV INC	COM	$221K	221	0.67%	SOLE
34	HANCOCK JOHN TAX-ADVANTAGED	COM	$217K	217	0.66%	SOLE
35	APOLLO GLOBAL MGMT INC	COM	$211K	211	0.64%	SOLE
36	AMERICAN TOWER CORP	COM	$207K	207	0.63%	SOLE
37	LYFT INC	NOTE 0.625% 3/0	$202K	202	0.61%	SOLE
38	INVESCO QQQ TR	UNIT SER 1	$201K	201	0.61%	SOLE

Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.