GUGGENHEIM CAPITAL LLC

Est. AUM

$4.89B

13F long equity, this entity only

Positions

1,591

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	STATE STR SPDR S&P 500 ETF TCALL	TR UNIT	$168.2M	258700	3.44%	DFND
2	STATE STR SPDR S&P 500 ETF TPUT	TR UNIT	$168.2M	258700	3.44%	DFND
3	BROADCOM INC	COM	$108.8M	351514	2.22%	DFND
4	JOHNSON & JOHNSON	COM	$65.1M	266134	1.33%	DFND
5	EXXON MOBIL CORP	COM	$55.2M	325211	1.13%	DFND
6	STATE STR SPDR S&P 500 ETF T	TR UNIT	$53.0M	81499	1.08%	DFND
7	AMGEN INC	COM	$47.9M	136190	0.98%	DFND
8	ISHARES TR	1 3 YR TREAS BD	$47.3M	573020	0.97%	DFND
9	COSTCO WHOLESALE CORPORATION	COM	$46.8M	46921	0.96%	DFND
10	UNION PAC CORP	COM	$46.7M	192550	0.95%	DFND
11	LINDE PLC	SHS	$45.5M	91839	0.93%	DFND
12	T-MOBILE US INC	COM	$44.7M	212923	0.91%	DFND
13	ZOETIS INC	CL A	$41.9M	354116	0.86%	DFND
14	NUVEEN CA DIVI ADV MUN	COM	$40.0M	3435676	0.82%	DFND
15	INTERCONTINENTAL EXCHANGE IN	COM	$39.7M	252653	0.81%	DFND
16	MONDELEZ INTL INC	CL A	$39.6M	687418	0.81%	DFND
17	BOOKING HOLDINGS INC	COM	$38.2M	9076	0.78%	DFND
18	NUVEEN AMT FREE MUN CR INC F	COM	$36.5M	2961500	0.75%	DFND
19	NUVEEN QUALITY MUNCP INCOME	COM	$35.3M	3068531	0.72%	DFND
20	NUVEEN AMT FREE QLTY MUN INC	COM	$35.0M	3112598	0.71%	DFND
21	PFIZER INC	COM	$34.4M	1226111	0.70%	DFND
22	ADOBE INC	COM	$33.3M	137139	0.68%	DFND
23	JOHNSON CONTROLS INTERNATION	SHS	$33.1M	252696	0.68%	DFND
24	QUALCOMM INC	COM	$32.9M	255580	0.67%	DFND
25	NEXTERA ENERGY INC	COM	$32.0M	344497	0.65%	DFND
26	JANUS DETROIT STR TR	HENDERSON MTG	$31.0M	685210	0.63%	DFND
27	DOORDASH INC	CL A	$29.4M	195765	0.60%	DFND
28	SHOPIFY INC	CL A SUB VTG SHS	$28.0M	235720	0.57%	DFND
29	COMCAST CORP NEW	CL A	$26.4M	919655	0.54%	DFND
30	NUVEEN MUN VALUE FD INC	COM	$26.2M	2914499	0.54%	DFND
31	MEDTRONIC PLC	SHS	$26.2M	301897	0.53%	DFND
32	NUVEEN MUN CR INCOME FD	COM SH BEN INT	$25.7M	2113760	0.53%	DFND
33	ISHARES TR	CORE S&P500 ETF	$24.8M	38000	0.51%	DFND
34	TJX COS INC NEW	COM	$22.9M	143474	0.47%	DFND
35	ISHARES TR	CALIF MUN BD ETF	$22.5M	396010	0.46%	DFND
36	BLOCK INC	NOTE 5/0	$21.9M	21951000	0.45%	DFND
37	SNOWFLAKE INC	COM SHS	$21.8M	144331	0.44%	DFND
38	NUVEEN MUN HIGH INCOME OPPOR	COM	$21.2M	2043438	0.43%	DFND
39	BLACKROCK MUNIHOLDINGS FD IN	COM	$21.1M	1867489	0.43%	DFND
40	MARVELL TECHNOLOGY INC	COM	$21.1M	212594	0.43%	DFND
41	WORKDAY INC	CL A	$20.9M	160542	0.43%	DFND
42	INVESCO EXCH TRADED FD TR II	CALIF AMT MUN	$20.5M	856961	0.42%	DFND
43	AIR PRODUCTS AND CHEMICALS I	COM	$20.4M	70258	0.42%	DFND
44	BLACKROCK ENHANCED EQUITY DI	COM	$20.1M	2332156	0.41%	DFND
45	EATON VANCE TAX-MANAGED GLOB	COM	$19.9M	2268652	0.41%	DFND
46	NUVEEN SELECT TAX-FREE INCOM	SH BEN INT	$19.3M	1346853	0.39%	DFND
47	EATON VANCE TAX-MANAGED BUY-	COM	$18.3M	1335133	0.37%	DFND
48	ISHARES TR	ISHS 1-5YR INVS	$18.1M	345306	0.37%	DFND
49	WELLS FARGO & CO	COM	$18.0M	225720	0.37%	DFND
50	CORNING INC	COM	$18.0M	132150	0.37%	DFND

1–50 of 1,591

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.