Sigma Planning Corp

Est. AUM

$3.57B

13F long equity, this entity only

Positions

1,294

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	ISHARES TR	CORE S&P500 ETF	$195.1M	298651	5.47%	SOLE
2	APPLE INC	COM	$155.3M	611864	4.35%	SOLE
3	NVIDIA CORPORATION	COM	$111.6M	639702	3.13%	SOLE
4	AMAZON COM INC	COM	$72.7M	349269	2.04%	SOLE
5	INVESCO QQQ TR	UNIT SER 1	$61.0M	105629	1.71%	SOLE
6	STATE STR SPDR S&P 500 ETF T	TR UNIT	$56.0M	86031	1.57%	SOLE
7	ISHARES TR	CORE DIV GRWTH	$50.6M	721369	1.42%	SOLE
8	MICROSOFT CORP	COM	$50.0M	135061	1.40%	SOLE
9	ISHARES TR	S&P 500 GRWT ETF	$48.9M	432346	1.37%	SOLE
10	VANGUARD INDEX FDS	S&P 500 ETF SHS	$48.0M	80249	1.34%	SOLE
11	ALPHABET INC	CAP STK CL C	$39.4M	137435	1.10%	SOLE
12	ISHARES TR	IBOXX INV CP ETF	$37.2M	341308	1.04%	SOLE
13	SCHWAB STRATEGIC TR	US LCAP GR ETF	$27.5M	943430	0.77%	SOLE
14	SCHWAB STRATEGIC TR	US DIVIDEND EQ	$26.7M	869867	0.75%	SOLE
15	ISHARES TR	1 3 YR TREAS BD	$25.0M	303288	0.70%	SOLE
16	BROADCOM INC	COM	$23.9M	77373	0.67%	SOLE
17	ISHARES TR	CORE S&P MCP ETF	$23.9M	353362	0.67%	SOLE
18	ISHARES TR	S&P 500 VAL ETF	$22.8M	107919	0.64%	SOLE
19	ALPHABET INC	CAP STK CL A	$22.7M	78891	0.64%	SOLE
20	META PLATFORMS INC	CL A	$22.5M	39379	0.63%	SOLE
21	ISHARES TR	CORE S&P SCP ETF	$21.7M	174257	0.61%	SOLE
22	SPDR GOLD TR	GOLD SHS	$20.1M	46617	0.56%	SOLE
23	ISHARES GOLD TR	ISHARES NEW	$19.9M	225847	0.56%	SOLE
24	BERKSHIRE HATHAWAY INC DEL	CL B NEW	$19.1M	39833	0.53%	SOLE
25	ISHARES TR	CORE US AGGBD ET	$18.6M	187719	0.52%	SOLE
26	VANGUARD INDEX FDS	TOTAL STK MKT	$18.3M	57145	0.51%	SOLE
27	FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV	$17.7M	259052	0.50%	SOLE
28	CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$17.5M	411828	0.49%	SOLE
29	ELI LILLY & CO	COM	$16.9M	18320	0.47%	SOLE
30	JPMORGAN CHASE & CO	COM	$16.0M	54533	0.45%	SOLE
31	CATERPILLAR INC	COM	$15.9M	22456	0.45%	SOLE
32	ISHARES TR	FLTG RATE NT ETF	$15.7M	308804	0.44%	SOLE
33	CHEVRON CORPORATION	COM	$15.7M	75995	0.44%	SOLE
34	TESLA INC	COM	$15.6M	42041	0.44%	SOLE
35	ISHARES TR	INTL SEL DIV ETF	$15.5M	364752	0.43%	SOLE
36	COSTCO WHOLESALE CORPORATION	COM	$14.8M	14838	0.41%	SOLE
37	PACER FDS TR	US CASH COWS 100	$14.8M	236308	0.41%	SOLE
38	ISHARES TR	MSCI USA MIN VOL	$14.5M	156526	0.41%	SOLE
39	WALMART INC	COM	$14.4M	116180	0.40%	SOLE
40	EXXON MOBIL CORP	COM	$14.4M	84822	0.40%	SOLE
41	VANGUARD INDEX FDS	VALUE ETF	$14.2M	72215	0.40%	SOLE
42	JOHNSON & JOHNSON	COM	$13.8M	56291	0.39%	SOLE
43	SCHWAB STRATEGIC TR	US LRG CAP ETF	$13.4M	522948	0.38%	SOLE
44	PALANTIR TECHNOLOGIES INC	CL A	$13.0M	88975	0.36%	SOLE
45	SELECT SECTOR SPDR TR	STATE STREET TEC	$12.9M	97010	0.36%	SOLE
46	ISHARES TR	ISHS 1-5YR INVS	$12.6M	239111	0.35%	SOLE
47	ISHARES TR	CORE MSCI EAFE	$12.6M	138820	0.35%	SOLE
48	ABBVIE INC	COM	$12.4M	56826	0.35%	SOLE
49	FIRST TR EXCHANGE TRADED FD	SMID RISNG ETF	$11.9M	300698	0.33%	SOLE
50	FIRST TR EXCHNG TRADED FD VI	FT VEST LADDERED	$11.8M	349728	0.33%	SOLE

1–50 of 1,294

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.