Thomas J. Herzfeld Advisors, Inc.

Est. AUM

$292.6M

13F long equity, this entity only

Positions

114

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	FS Specialty Lending Fund	COM SH BEN INT	$35.1M	2808727	12.01%	SOLE
2	PIMCO Dynamic Income Strategy Fund	COM SH BEN INT	$27.6M	1253348	9.45%	SOLE
3	FS Credit Opportunities Corp	COM	$18.8M	3679935	6.41%	SOLE
4	Highland Floating Rate Opportunities Fund	SHS BEN INT	$15.5M	2715661	5.30%	SOLE
5	Herzfeld Credit Income Fund, Inc.	COM	$12.5M	807215	4.28%	SOLE
6	ProShares TR	Shrt High Yield	$12.3M	796652	4.22%	SOLE
7	Guggenheim Strategic Opp Fund	COM SBI	$11.2M	1015400	3.82%	SOLE
8	Saba Capital Income & Opport	SHS NEW	$9.6M	1417189	3.26%	SOLE
9	ProShares UltraShort S&P500	ULTRASHRT S&P500	$8.2M	108584	2.79%	SOLE
10	ASA Gold and Precious Metals Ltd	SHS	$7.8M	125885	2.67%	SOLE
11	Saba Capital Income & Opport II	COM	$6.4M	774518	2.20%	SOLE
12	PIMCO Access Income Fund	SHS BENFIN INT	$6.3M	439995	2.17%	SOLE
13	Bluerock Private Real Estate Fund	COM	$6.0M	362504	2.06%	SOLE
14	Duff & Phelps Utility and Infrastructure Fund Inc.	COM	$5.7M	391497	1.93%	SOLE
15	Simplify Exchange Traded Fun	Simplify Interst	$5.4M	117701	1.86%	SOLE
16	Nuveen Floating Rate Income	COM	$5.4M	713294	1.83%	SOLE
17	Brookfield Real Assets Incom	SHS BEN INT	$4.4M	340641	1.50%	SOLE
18	iShares Tr	TRS FLT RT BD	$4.0M	79468	1.37%	SOLE
19	Eagle Pointe Income Company	COM	$3.7M	394000	1.27%	SOLE
20	Neuberger Berman MLP Income Fund Inc	COM	$3.4M	323526	1.16%	SOLE
21	Kayne Anderson Energy Infrst	COM	$3.3M	234136	1.14%	SOLE
22	BlackRock Energy and Resources Trust	COM	$3.1M	181116	1.07%	SOLE
23	Clearbridge Energy Midstrm O	COM	$3.1M	59023	1.07%	SOLE
24	PIMCO Corporate & Income Opp Fund	COM	$3.0M	249976	1.03%	SOLE
25	Direxion Shares ETF Tr	DAILY GOLD MINER	$3.0M	58011	1.01%	SOLE
26	Rivernorth Flexible Mun Income Fund II, Inc.	COM	$2.9M	229634	0.99%	SOLE
27	The Taiwan Fund Inc	COM	$2.7M	41499	0.93%	SOLE
28	PIMCO Dynamic Income Fd	SHS	$2.6M	154860	0.91%	SOLE
29	ProShares TR	Ultrapro Sht QQQ	$2.6M	116263	0.90%	SOLE
30	BlackRock Res & Commodities Strat Trust	SHS	$2.6M	216752	0.89%	SOLE
31	Columbia Seligman Premium Technology Growth Fund	COM	$2.5M	66224	0.86%	SOLE
32	Angel Oak Final Strategies Incm Trm Trst	COM BEN INT	$2.5M	193430	0.84%	SOLE
33	Nuveen S&P 500 Dynamic Overw	COM	$2.4M	149092	0.82%	SOLE
34	Invesco Exch Trd SLF IDX Fd	BULSHS 2026 MUNI	$2.3M	98083	0.79%	SOLE
35	Invesco Exch Trd SLF IDX Fd	BULSHS 2027 MUNI	$2.3M	96212	0.78%	SOLE
36	Destiny Tech100 Inc	COM SHS	$2.2M	82806	0.76%	SOLE
37	First Trust Ultra Short Duration Municipal	ULTRA SHT DUR MU	$2.2M	109973	0.75%	SOLE
38	Oxford Lane Cap Corp	COM	$2.2M	222539	0.74%	SOLE
39	Cohen & Steers Limited Duration Preferred and Income Fund, Inc.	COM	$2.1M	103791	0.71%	SOLE
40	NYLI CBRE Gbl Infr Megtrnds	COM	$1.9M	130723	0.66%	SOLE
41	General American Investors Co Inc	COM	$1.9M	32661	0.65%	SOLE
42	BlackRock Tech and Private Eq	Shs Ben Int	$1.9M	280753	0.63%	SOLE
43	SRH Total Return Fund Inc	COM	$1.8M	107778	0.63%	SOLE
44	BlackRock Science and Technology Trust II	SHS BEN INT	$1.8M	82672	0.63%	SOLE
45	PGIM Short Dur Hig yld Opp F	COM	$1.8M	113577	0.62%	SOLE
46	Central Securities Corp	COM	$1.8M	36505	0.62%	SOLE
47	Thornburg Incm Builder Opp Tr	COM	$1.5M	69502	0.50%	SOLE
48	The Gabelli Dividend & Income Trust	COM	$1.4M	51278	0.47%	SOLE
49	Nuveen Mortgage and Income Fund	COM	$1.3M	72639	0.45%	SOLE
50	Blackstone / GSO Long-Short Credit Income Fund	COM SHS BN INT	$1.3M	117867	0.44%	SOLE

1–50 of 114

1 / 3

Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.