ALETHEA CAPITAL MANAGEMENT, LLC

Est. AUM

$194.9M

13F long equity, this entity only

Positions

Period

Mar 2026 (Q1)

SEC EDGAR

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	AXSOME THERAPEUTICS INC.	COM	$109.7M	649114	56.28%	SOLE
2	SPDR SERIES TRUST	STATE STREET SPD	$58.7M	640038	30.09%	SOLE
3	KURA ONCOLOGY INC	COM	$12.4M	1529369	6.38%	SOLE
4	STATE STR SPDR S&P 500 ETF TPUT	TR UNIT	$8.8M	13500	4.50%	SOLE
5	ISHARES TR	20 YR TR BD ETF	$2.0M	22831	1.02%	SOLE
6	TEMPUS AI INC	CL A	$1.4M	31554	0.73%	SOLE
7	ATRIUM THERAPEUTICS INC	COM	$585K	43758	0.30%	SOLE
8	WELLS FARGO & CO	COM	$480K	6030	0.25%	SOLE
9	WISDOMTREE TR	EUROPE HEDGED EQ	$389K	7430	0.20%	SOLE
10	GRAPHIC PACKAGING HLDG CO	COM	$162K	16330	0.08%	SOLE
11	STATE STR SPDR S&P 500 ETF T	TR UNIT	$124K	190	0.06%	SOLE
12	IMMUNEERING CORP	CLASS A COM	$121K	22935	0.06%	SOLE
13	TASEKO MINES LTD	COM	$65K	10000	0.03%	SOLE
14	OPEN LENDING CORP	COM	$15K	12000	0.01%	SOLE

Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.