D. SCOTT NEAL, INC.

Est. AUM

$216.2M

13F long equity, this entity only

Positions

Period

Sep 2025 (Q3)

SEC EDGAR

View filings ↗

Sep 2025 (Q3)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	NATIONAL STORAGE AFFILIATES	COM SHS BEN IN	$7.7M	255877	3.58%	SOLE
2	MICROSOFT CORP	COM	$4.2M	8172	1.96%	SOLE
3	SPDR S&P 500 ETF TR	TR UNIT	$4.1M	6211	1.91%	SOLE
4	CATERPILLAR INC	COM	$3.6M	7549	1.67%	SOLE
5	PROSHARES TR	PSHS ULTRA QQQ	$3.4M	24928	1.58%	SOLE
6	SELECT SECTOR SPDR TR	SBI INT-UTILS	$2.9M	33558	1.35%	SOLE
7	BERKSHIRE HATHAWAY INC DEL	CL B NEW	$2.9M	5719	1.33%	SOLE
8	REKOR SYSTEMS INC	COM	$2.7M	1700650	1.24%	SOLE
9	PROSHARES TR	PSHS ULT S&P 500	$2.5M	22688	1.18%	SOLE
10	APPLE INC	COM	$1.8M	6882	0.81%	SOLE
11	NVIDIA CORPORATION	COM	$1.7M	9122	0.79%	SOLE
12	REPUBLIC BANCORP INC KY	CL A	$1.5M	21000	0.70%	SOLE
13	ISHARES TR	CORE S&P500 ETF	$1.4M	2129	0.66%	SOLE
14	ISHARES TR	HDG MSCI EAFE	$1.2M	31360	0.57%	SOLE
15	AT&T INC	COM	$1.0M	36040	0.47%	SOLE
16	INVESCO QQQ TR	UNIT SER 1	$965K	1608	0.45%	SOLE
17	HOME DEPOT INC	COM	$947K	2336	0.44%	SOLE
18	VISA INC	COM CL A	$871K	2550	0.40%	SOLE
19	SPDR GOLD TR	GOLD SHS	$812K	2284	0.38%	SOLE
20	MASTERCARD INCORPORATED	CL A	$775K	1363	0.36%	SOLE
21	LOWES COS INC	COM	$653K	2600	0.30%	SOLE
22	INTERNATIONAL BUSINESS MACHS	COM	$607K	2150	0.28%	SOLE
23	VANGUARD INDEX FDS	S&P 500 ETF SHS	$606K	989	0.28%	SOLE
24	UNUM GROUP	COM	$597K	7674	0.28%	SOLE
25	JOHNSON & JOHNSON	COM	$575K	3100	0.27%	SOLE
26	REGIONS FINANCIAL CORP NEW	COM	$565K	21434	0.26%	SOLE
27	SELECT SECTOR SPDR TR	COMMUNICATION	$565K	4776	0.26%	SOLE
28	TESLA INC	COM	$558K	1254	0.26%	SOLE
29	PROCTER AND GAMBLE CO	COM	$556K	3617	0.26%	SOLE
30	ALPHABET INC	CAP STK CL A	$540K	2220	0.25%	SOLE
31	AMAZON COM INC	COM	$514K	2339	0.24%	SOLE
32	GALLAGHER ARTHUR J & CO	COM	$492K	1589	0.23%	SOLE
33	ALPHABET INC	CAP STK CL C	$487K	2000	0.23%	SOLE
34	ALTRIA GROUP INC	COM	$469K	7102	0.22%	SOLE
35	SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$465K	780	0.22%	SOLE
36	ISHARES TR	RUSSELL 2000 ETF	$450K	1860	0.21%	SOLE
37	ISHARES TR	ESG AWR MSCI USA	$421K	2889	0.19%	SOLE
38	ISHARES TR	RUS MID CAP ETF	$344K	3560	0.16%	SOLE
39	GSK PLC	SPONSORED ADR	$342K	7928	0.16%	SOLE
40	BROADCOM INC	COM	$341K	1034	0.16%	SOLE
41	ORACLE CORP	COM	$337K	1200	0.16%	SOLE
42	NIKE INC	CL B	$321K	4600	0.15%	SOLE
43	FLEX LTD	ORD	$310K	5343	0.14%	SOLE
44	ABBOTT LABS	COM	$308K	2300	0.14%	SOLE
45	KLA CORP	COM NEW	$308K	286	0.14%	SOLE
46	ISHARES TR	ESG AW MSCI EAFE	$306K	3288	0.14%	SOLE
47	EXXON MOBIL CORP	COM	$286K	2534	0.13%	SOLE
48	HONEYWELL INTL INC	COM	$270K	1285	0.12%	SOLE
49	ISHARES GOLD TR	ISHARES NEW	$269K	3702	0.12%	SOLE
50	VANGUARD WORLD FD	ESG US STK ETF	$253K	2132	0.12%	SOLE

1–50 of 58

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.