Spectrum Asset Management, Inc. (NB/CA)

Est. AUM

$313.5M

13F long equity, this entity only

Positions

107

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	WELLS FARGO & CO	COM	$33.0M	414694	10.53%	SOLE
2	VANGUARD BD INDEX FDS	VANGUARD ULTRA	$23.2M	466556	7.41%	SOLE
3	SCHWAB STRATEGIC TR	US LCAP VA ETF	$14.5M	475103	4.62%	SOLE
4	INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$14.4M	74837	4.58%	SOLE
5	ISHARES GOLD TR	ISHARES NEW	$14.1M	160326	4.51%	SOLE
6	FIRST TR EXCHNG TRADED FD VI	FT VEST US EQT	$11.2M	255370	3.58%	SOLE
7	FIRST TR EXCHNG TRADED FD VI	FT VEST US EQT	$10.5M	248216	3.36%	SOLE
8	ETF OPPORTUNITIES TRUST	HEDGEYE CAPITAL	$10.0M	346494	3.19%	SOLE
9	FIRST TR EXCHNG TRADED FD VI	FT VEST INTER EQ	$6.9M	250672	2.19%	SOLE
10	EXXON MOBIL CORP	COM	$6.8M	40320	2.18%	SOLE
11	FIRST TR EXCHNG TRADED FD VI	FT VEST US	$6.8M	144016	2.18%	SOLE
12	CHEVRON CORPORATION	COM	$6.7M	32228	2.13%	SOLE
13	FIRST TR EXCHNG TRADED FD VI	FT VEST US EQT	$6.1M	134686	1.93%	SOLE
14	ALPHABET INC	CAP STK CL C	$5.4M	18948	1.73%	SOLE
15	FIRST TR EXCHNG TRADED FD VI	FT VEST U.S.	$5.3M	119203	1.68%	SOLE
16	SCHWAB STRATEGIC TR	US LCAP GR ETF	$5.1M	174423	1.62%	SOLE
17	WALMART INC	COM	$5.0M	40544	1.61%	SOLE
18	EMCOR GROUP INC	COM	$4.7M	6349	1.50%	SOLE
19	ISHARES TR	MSCI USA MIN VOL	$4.6M	49279	1.46%	SOLE
20	L3HARRIS TECHNOLOGIES INC	COM	$4.4M	12733	1.40%	SOLE
21	CISCO SYS INC	COM	$4.3M	54824	1.36%	SOLE
22	SCHWAB STRATEGIC TR	INTL EQTY ETF	$4.2M	169543	1.34%	SOLE
23	HONEYWELL INTL INC	COM	$4.0M	17720	1.28%	SOLE
24	NOVARTIS AG	SPONSORED ADR	$4.0M	26131	1.27%	SOLE
25	ABBVIE INC	COM	$3.9M	18130	1.26%	SOLE
26	DUKE ENERGY CORP NEW	COM NEW	$3.8M	29324	1.22%	SOLE
27	MICROSOFT CORP	COM	$3.8M	10190	1.20%	SOLE
28	SCHWAB CHARLES CORP	COM	$3.8M	40038	1.20%	SOLE
29	SELECT SECTOR SPDR TR	STATE STREET ENE	$3.6M	58671	1.15%	SOLE
30	GOLDMAN SACHS PHYSICAL GOLD	UNIT	$3.6M	77204	1.14%	SOLE
31	SCHWAB STRATEGIC TR	INT-TRM U.S TRES	$3.5M	139109	1.11%	SOLE
32	ISHARES INC	MSCI JAPN SMCETF	$3.3M	33898	1.05%	SOLE
33	FREEPORT MCMORAN INC	CL B	$3.2M	54312	1.02%	SOLE
34	MEDTRONIC PLC	SHS	$3.1M	36022	1.00%	SOLE
35	EMERSON ELEC CO	COM	$3.1M	23818	1.00%	SOLE
36	BERKSHIRE HATHAWAY INC DEL	CL B NEW	$3.1M	6445	0.98%	SOLE
37	SERIES PORTFOLIOS TR	ELDRIDGE AAA CLO	$3.0M	115403	0.94%	SOLE
38	EDWARDS LIFESCIENCES CORP	COM	$2.9M	35995	0.92%	SOLE
39	ILLUMINA INC	COM	$2.8M	22436	0.88%	SOLE
40	LINDE PLC	SHS	$2.3M	4732	0.75%	SOLE
41	ORACLE CORP	COM	$2.3M	15888	0.75%	SOLE
42	ISHARES TR	ESG AWR MSCI USA	$2.3M	16331	0.74%	SOLE
43	SCHWAB STRATEGIC TR	US BRD MKT ETF	$2.3M	89859	0.72%	SOLE
44	STATE STR SPDR S&P 500 ETF T	TR UNIT	$2.2M	3393	0.71%	SOLE
45	BERKSHIRE HATHAWAY INC DEL	CL A	$2.2M	3	0.69%	SOLE
46	FIRST TR EXCHNG TRADED FD VI	FT VEST US	$1.7M	40692	0.55%	SOLE
47	ALPHABET INC	CAP STK CL A	$1.5M	5357	0.49%	SOLE
48	COSTCO WHOLESALE CORPORATION	COM	$1.4M	1412	0.45%	SOLE
49	MCKESSON CORP	COM	$1.4M	1600	0.44%	SOLE
50	FIRST TR EXCHNG TRADED FD VI	FT VEST US EQT	$1.4M	28381	0.43%	SOLE

1–50 of 107

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.