PenderFund Capital Management Ltd.

Est. AUM

$638.6M

13F long equity, this entity only

Positions

253

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	FIRST MAJESTIC SILVER CORP	NOTE 0.375% 1/1	$54.4M	38740000	8.53%	SOLE
2	NORTHERN OIL & GAS INC	NOTE 3.625% 4/1	$49.7M	44500000	7.79%	SOLE
3	FLUENCE ENERGY INC	NOTE 2.250% 6/1	$38.0M	37410000	5.95%	SOLE
4	SOUTHERN CO	NOTE 4.500% 6/1	$33.8M	30000000	5.29%	SOLE
5	NIO INC	NOTE 4.625%10/1	$29.7M	29250000	4.65%	SOLE
6	EQUINOX GOLD CORP	NOTE 4.750%10/1	$29.4M	12077000	4.61%	SOLE
7	ABRDN PLATINUM ETF TRUST	PHYSCL PLATM SHS	$28.5M	160000	4.47%	SOLE
8	DUKE ENERGY CORP NEW	NOTE 4.125% 4/1	$28.1M	25000000	4.39%	SOLE
9	NIO INC	NOTE 3.875%10/1	$26.2M	25185000	4.10%	SOLE
10	PPL CAP FDG INC	NOTE 2.875% 3/1	$25.8M	22000000	4.04%	SOLE
11	EVOLENT HEALTH INC	NOTE 3.500%12/0	$22.8M	42017000	3.58%	SOLE
12	WOLFSPEED INC	NOTE 2.500% 6/1	$16.3M	11330060	2.55%	SOLE
13	TEUCRIUM COMMODITY TR	CORN FD SHS	$14.8M	804300	2.32%	SOLE
14	CARDLYTICS INC	NOTE 4.250% 4/0	$13.5M	47710000	2.12%	SOLE
15	TELESAT CORP	CL A & CL B SHS	$13.1M	371153	2.06%	SOLE
16	EQUINOX GOLD CORP	COM	$11.7M	812500	1.84%	SOLE
17	MERITAGE HOMES CORP	NOTE 1.750% 5/1	$11.7M	12000000	1.83%	SOLE
18	SANGOMA TECHNOLOGIES CORP	COM NEW	$11.1M	2820933	1.74%	SOLE
19	MDA SPACE LTD	COM	$11.1M	436232	1.73%	SOLE
20	PAR TECHNOLOGY CORP	COM	$10.8M	812462	1.70%	SOLE
21	ESPERION THERAPEUTICS INC NE	COM	$10.7M	3891926	1.67%	SOLE
22	OPKO HEALTH INC	NOTE 3.750% 1/1	$9.2M	7311000	1.43%	SOLE
23	WESTERN AST INFL LKD OPP & I	COM	$8.7M	1023197	1.36%	SOLE
24	TXNM ENERGY INC	NOTE 5.750% 6/0	$8.0M	5900000	1.25%	SOLE
25	EVOLENT HEALTH INC	DEBT 4.500% 8/1	$7.9M	15500000	1.23%	SOLE
26	ALIBABA GROUP HLDG LTD	NOTE 0.500% 6/0	$7.0M	5000000	1.09%	SOLE
27	SUPER MICRO COMPUTER INC	NOTE 2.250% 7/1	$5.3M	6000000	0.82%	SOLE
28	PAR TECHNOLOGY CORP	NOTE 1.500%10/1	$4.7M	5000000	0.73%	SOLE
29	ADECOAGRO S A	COM	$3.8M	250000	0.59%	SOLE
30	BLUE MOON METALS INC	COM	$3.7M	565298	0.57%	SOLE
31	HIGHLANDER SILVER CORP	COM	$3.4M	587800	0.54%	SOLE
32	NEXGEN ENERGY LTD	COM	$3.1M	263000	0.48%	SOLE
33	CLARIVATE PLC	ORD SHS	$2.8M	1113600	0.44%	SOLE
34	KKR & CO INC	COM	$2.7M	29340	0.43%	SOLE
35	TEUCRIUM COMMODITY TR	SOYBEAN FD	$2.4M	100000	0.38%	SOLE
36	BURFORD CAPITAL LIMITED	ORD SHS	$2.3M	497990	0.35%	SOLE
37	GENERAC HLDGS INC	COM	$2.1M	10850	0.33%	SOLE
38	FLUOR CORP	COM	$2.1M	45140	0.33%	SOLE
39	DECKERS OUTDOOR CORP	COM	$2.1M	20981	0.33%	SOLE
40	STANDARDAERO INC	COM	$2.1M	81250	0.33%	SOLE
41	MAPLEBEAR INC	COM	$2.1M	56015	0.33%	SOLE
42	DOLLAR TREE INC	COM	$2.0M	18530	0.32%	SOLE
43	MORGAN STANLEY EMERGING MKTS	COM	$2.0M	400000	0.32%	SOLE
44	ADDUS HOMECARE CORP	COM	$1.7M	18475	0.27%	SOLE
45	ISOENERGY LTD	COM NEW	$1.5M	145200	0.24%	SOLE
46	SHOPIFY INC	CL A SUB VTG SHS	$1.5M	12800	0.24%	SOLE
47	BROOKFIELD CORP	CL A LTD VT SH	$1.4M	35610	0.23%	SOLE
48	STONECO LTD	COM CL A	$1.4M	100000	0.22%	SOLE
49	BOOZ ALLEN HAMILTON HLDG COR	CL A	$1.4M	17620	0.22%	SOLE
50	INTERNATIONAL FLAVORS&FRAGRA	COM	$1.3M	17612	0.20%	SOLE

1–50 of 253

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.