Altium Capital Management LLC

Est. AUM

$42.0M

13F long equity, this entity only

Positions

Period

Mar 2026 (Q1)

SEC EDGAR

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	PIMCO DYNAMIC INCOME STRATEG	COM SHS BEN INT	$3.5M	157700	8.28%	SOLE
2	ASA GOLD AND PRECIOUS MTLS L	SHS	$3.2M	52219	7.71%	SOLE
3	ROYCE SMALL CAP TRUST INC	COM	$3.2M	192509	7.61%	SOLE
4	PIMCO CALIF MUN INCOME FD	COM	$2.9M	333093	6.80%	SOLE
5	GENERAL AMERN INVS CO INC	COM	$2.9M	48755	6.78%	SOLE
6	BNY MELLON STRATEGIC MUNS IN	COM	$2.8M	438676	6.57%	SOLE
7	ROYCE MICRO-CAP TR INC	COM	$2.7M	243050	6.54%	SOLE
8	MEXICO FD INC	COM	$2.7M	128185	6.39%	SOLE
9	NEUBERGER NEXT GENERATION	COMMON STOCK	$2.6M	204562	6.27%	SOLE
10	NUVEEN S&P 500 DYNAMIC OVERW	COM	$2.5M	157395	6.02%	SOLE
11	TRI CONTL CORP	COM	$2.5M	78920	5.93%	SOLE
12	CALAMOS GBL DYN INCOME FUND	COM	$2.4M	328901	5.68%	SOLE
13	ALLIANCEBERNSTEIN NATL MUN I	COM	$2.4M	222264	5.65%	SOLE
14	JAPAN SMALLER CAPITALIZATION	COM	$1.6M	150412	3.90%	SOLE
15	MORGAN STANLEY INDIA INVT FD	COM	$1.6M	79031	3.87%	SOLE
16	HIGHLAND OPPS & INCOME FD	HIGHLAND INCOME	$1.6M	277068	3.76%	SOLE
17	DESTRA MULTI-ALTERNATIVE FD	COMMON SHARES	$444K	54723	1.06%	SOLE
18	NEW GERMANY FD INC	COM	$255K	24920	0.61%	SOLE
19	ENDRA LIFE SCIENCES INC	COM	$241K	51900	0.57%	SOLE

Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.