Kaizen Financial Strategies

Est. AUM

$236.5M

13F long equity, this entity only

Positions

174

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	STATE STR SPDR S&P 500 ETF T	TR UNIT	$18.4M	26225	7.78%	SOLE
2	SCHWAB STRATEGIC TR	US LCAP GR ETF	$17.8M	554386	7.53%	SOLE
3	APPLE INC	COM	$15.2M	57584	6.41%	SOLE
4	CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$12.6M	277840	5.33%	SOLE
5	NVIDIA CORPORATION	COM	$10.3M	51976	4.36%	SOLE
6	VANGUARD MALVERN FDS	CORE BD ETF	$9.9M	127046	4.17%	SOLE
7	SCHWAB STRATEGIC TR	5 10YR CORP BD	$8.4M	368644	3.55%	SOLE
8	ALPHABET INC	CAP STK CL C	$7.8M	23384	3.29%	SOLE
9	J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$7.1M	88160	2.99%	SOLE
10	AMAZON COM INC	COM	$5.0M	20129	2.13%	SOLE
11	VANECK ETF TRUST	SEMICONDUCTR ETF	$5.0M	10910	2.10%	SOLE
12	ALPHABET INC	CAP STK CL A	$3.8M	11455	1.63%	SOLE
13	VANGUARD WHITEHALL FDS	HIGH DIV YLD	$3.5M	22948	1.49%	SOLE
14	BLACKSTONE INC	COM	$3.2M	24696	1.34%	SOLE
15	VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$3.2M	14046	1.34%	SOLE
16	MICROSOFT CORP	COM	$2.9M	6998	1.24%	SOLE
17	VANGUARD MALVERN FDS	CORE-PLUS BD ETF	$2.8M	35667	1.17%	SOLE
18	SCHWAB STRATEGIC TR	FUNDAMENTAL US B	$2.7M	94001	1.13%	SOLE
19	INVESCO QQQ TR	UNIT SER 1	$2.6M	4076	1.10%	SOLE
20	TESLA INC	COM	$2.4M	6128	1.01%	SOLE
21	SCHWAB STRATEGIC TR	INT-TRM U.S TRES	$2.2M	86789	0.91%	SOLE
22	SELECT SECTOR SPDR TR	STATE STREET TEC	$2.1M	13691	0.88%	SOLE
23	NEOS ETF TRUST	NEOS S&P 500 HI	$2.0M	38477	0.85%	SOLE
24	SCHWAB STRATEGIC TR	ULTRA SHORT INCM	$2.0M	79122	0.84%	SOLE
25	SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$2.0M	57105	0.84%	SOLE
26	NEOS ETF TRUST	NASDAQ 100 HIGH	$2.0M	36751	0.83%	SOLE
27	STATE STR SPDR DOW JONES IND	UT SER 1	$1.8M	3621	0.74%	SOLE
28	SCHWAB STRATEGIC TR	FUNDAMENTAL EMER	$1.7M	42955	0.73%	SOLE
29	META PLATFORMS INC	CL A	$1.6M	2384	0.68%	SOLE
30	ARGAN INC	COM	$1.6M	2581	0.66%	SOLE
31	J P MORGAN EXCHANGE TRADED F	JPMORGAN INTL VL	$1.5M	16992	0.65%	SOLE
32	ADVANCED MICRO DEVICES INC	COM	$1.5M	5498	0.65%	SOLE
33	SPDR SERIES TRUST	STATE STREET SPD	$1.4M	6633	0.61%	SOLE
34	ELI LILLY & CO	COM	$1.4M	1580	0.60%	SOLE
35	VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.4M	2210	0.60%	SOLE
36	TEMPLETON EMERGING MKTS INCO	COM	$1.2M	174506	0.49%	SOLE
37	AMPLIFY ETF TR	BLOCKCHAIN TECHN	$1.1M	19130	0.47%	SOLE
38	SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$1.1M	21443	0.47%	SOLE
39	SANDISK CORP	COM	$1.1M	1193	0.46%	SOLE
40	ETF SER SOLUTIONS	DEFIANCE QUANTUM	$1.1M	8666	0.46%	SOLE
41	KRATOS DEFENSE & SEC SOLUTIO	COM NEW	$1.1M	14400	0.45%	SOLE
42	VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$1.0M	17544	0.43%	SOLE
43	GE VERNOVA INC	COM	$984K	1006	0.42%	SOLE
44	CATERPILLAR INC	COM	$963K	1247	0.41%	SOLE
45	VANGUARD INDEX FDS	TOTAL STK MKT	$954K	2758	0.40%	SOLE
46	VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$908K	15526	0.38%	SOLE
47	INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$905K	17869	0.38%	SOLE
48	APPLIED MATLS INC	COM	$871K	2234	0.37%	SOLE
49	LAM RESEARCH CORP	COM NEW	$862K	3302	0.36%	SOLE
50	SPDR SERIES TRUST	STATE STREET SPD	$853K	2110	0.36%	SOLE

1–50 of 174

1 / 4

Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.