Cape Investment Advisory, Inc.

Est. AUM

$300.7M

13F long equity, this entity only

Positions

383

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$11.0M	211611	3.65%	SOLE
2	SCHWAB STRATEGIC TR	1 5YR CORP BD	$8.4M	340246	2.80%	SOLE
3	SCHWAB STRATEGIC TR	US MID-CAP ETF	$6.0M	195349	2.01%	SOLE
4	INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$5.9M	30510	1.95%	SOLE
5	SCHWAB STRATEGIC TR	US DIVIDEND EQ	$5.6M	184113	1.88%	SOLE
6	STATE STR SPDR S&P 500 ETF T	TR UNIT	$5.2M	8069	1.75%	SOLE
7	SCHWAB STRATEGIC TR	EMRG MKTEQ ETF	$3.9M	118998	1.30%	SOLE
8	JANUS DETROIT STR TR	HENDRSN SHRT ETF	$3.9M	80083	1.30%	SOLE
9	SCHWAB STRATEGIC TR	INTL EQTY ETF	$3.8M	152970	1.26%	SOLE
10	UNIFIED SER TR	BALLAST SMLMD CP	$3.7M	81233	1.22%	SOLE
11	ALPHABET INC	CAP STK CL C	$2.4M	8326	0.79%	SOLE
12	ALPHABET INC	CAP STK CL A	$2.4M	8285	0.79%	DFND
13	AMAZON COM INC	COM	$2.2M	10388	0.72%	DFND
14	ISHARES TR	CORE S&P500 ETF	$2.2M	3305	0.72%	DFND
15	MICROSOFT CORP	COM	$2.1M	5573	0.69%	DFND
16	TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$2.0M	5963	0.67%	DFND
17	ISHARES TR	MORNINGSTAR GRWT	$2.0M	20455	0.65%	SOLE
18	INNOVATOR ETFS TRUST	US EQTY PWR BUF	$1.7M	41525	0.58%	SOLE
19	METROCITY BANKSHARES INC	COM	$1.7M	59752	0.57%	SOLE
20	INNOVATOR ETFS TRUST	US EQTY PWR BUF	$1.7M	41700	0.57%	SOLE
21	META PLATFORMS INC	CL A	$1.7M	2968	0.56%	DFND
22	SPDR SERIES TRUST	STATE STREET SPD	$1.6M	21248	0.54%	DFND
23	INNOVATOR ETFS TRUST	US EQTY PWR BUF	$1.6M	37450	0.54%	SOLE
24	BOOKING HOLDINGS INC	COM	$1.6M	378	0.53%	DFND
25	INNOVATOR ETFS TRUST	US EQTY PWR BUF	$1.6M	36661	0.53%	SOLE
26	SCHWAB STRATEGIC TR	INTERNL DIVID	$1.6M	49312	0.52%	SOLE
27	INNOVATOR ETFS TRUST	EQUITY DUAL DIRE	$1.5M	78161	0.49%	SOLE
28	SCHWAB STRATEGIC TR	US SML CAP ETF	$1.4M	47862	0.46%	SOLE
29	SCHWAB STRATEGIC TR	FUNDAMENTAL EMER	$1.2M	30092	0.38%	SOLE
30	MASTERCARD INCORPORATED	CL A	$1.1M	2163	0.36%	DFND
31	INNOVATOR ETFS TRUST	US EQTY PWR BUF	$1.1M	26215	0.35%	SOLE
32	SPDR SERIES TRUST	STATE STREET SPD	$1.0M	12072	0.34%	SOLE
33	INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$1.0M	4281	0.34%	SOLE
34	INNOVATOR ETFS TRUST	US EQTY PWR BUF	$1.0M	25136	0.33%	SOLE
35	AES CORP	COM	$974K	69098	0.32%	SOLE
36	VANGUARD INDEX FDS	S&P 500 ETF SHS	$941K	1575	0.31%	SOLE
37	ISHARES BITCOIN TRUST ETF	SHS BEN INT	$916K	23845	0.30%	SOLE
38	INNOVATOR ETFS TRUST	EMRGNG MKT JULY	$856K	28627	0.28%	SOLE
39	INNOVATOR ETFS TRUST	EMRGNG MKT JAN	$845K	24915	0.28%	SOLE
40	ISHARES TR	MRGSTR MD CP GRW	$815K	10351	0.27%	SOLE
41	JPMORGAN CHASE & CO	COM	$777K	2641	0.26%	SOLE
42	NATIONAL GRID PLC	SPONSORED ADR NE	$725K	8569	0.24%	SOLE
43	INNOVATOR ETFS TRUST	US EQTY PWR BF	$695K	16270	0.23%	SOLE
44	INNOVATOR ETFS TRUST	US SML CP PWR B	$628K	18500	0.21%	SOLE
45	SELECT SECTOR SPDR TR	STATE STREET TEC	$598K	4498	0.20%	SOLE
46	ISHARES TR	CORE 80/20 AGGRE	$560K	6330	0.19%	SOLE
47	GE VERNOVA INC	COM	$550K	631	0.18%	SOLE
48	BERKSHIRE HATHAWAY INC DEL	CL B NEW	$547K	1141	0.18%	SOLE
49	VANGUARD BD INDEX FDS	TOTAL BND MRKT	$540K	7338	0.18%	DFND
50	BLACKROCK ETF TRUST	ISHARES US EQUIT	$526K	9040	0.17%	SOLE

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.