Northeast Financial Group, Inc.

Est. AUM

$402.5M

13F long equity, this entity only

Positions

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	SCHWAB STRATEGIC TR	US LRG CAP ETF	$54.9M	2141313	13.64%	DFND
2	SCHWAB STRATEGIC TR	US MID-CAP ETF	$25.0M	807726	6.21%	DFND
3	SCHWAB STRATEGIC TR	US LCAP GR ETF	$21.9M	752372	5.45%	DFND
4	SCHWAB STRATEGIC TR	INTL EQTY ETF	$20.1M	811818	4.99%	DFND
5	SCHWAB STRATEGIC TR	US LCAP VA ETF	$16.8M	549657	4.17%	DFND
6	STATE STR SPDR S&P 500 ETF TPUT	TR UNIT	$14.8M	22800	3.68%	DFND
7	ISHARES TR	BROAD USD HIGH	$13.7M	373064	3.42%	DFND
8	ISHARES TR	NATIONAL MUN ETF	$12.9M	121903	3.22%	DFND
9	SCHWAB STRATEGIC TR	SHT TM US TRES	$12.7M	522603	3.15%	DFND
10	VANGUARD INDEX FDS	REAL ESTATE ETF	$11.9M	133902	2.95%	DFND
11	VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$11.7M	217180	2.92%	DFND
12	VANGUARD SCOTTSDALE FDS	LG-TERM COR BD	$10.7M	143713	2.67%	DFND
13	STATE STR SPDR S&P 500 ETF T	TR UNIT	$10.6M	16234	2.62%	DFND
14	JANUS DETROIT STR TR	HENDRSON AAA CL	$10.1M	200651	2.51%	DFND
15	SCHWAB STRATEGIC TR	US TIPS ETF	$10.1M	379803	2.51%	DFND
16	SPDR SERIES TRUST	STATE STREET SPD	$10.0M	429967	2.49%	DFND
17	INVESCO ACTVELY MNGD ETC FD	OPTIMUM YIELD	$8.9M	512673	2.21%	DFND
18	J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$8.5M	150184	2.12%	DFND
19	SPDR SERIES TRUST	STATE STREET SPD	$8.0M	310565	1.98%	DFND
20	SCHWAB STRATEGIC TR	US DIVIDEND EQ	$8.0M	258864	1.98%	DFND
21	ISHARES TR	20 YR TR BD ETF	$7.6M	87919	1.90%	DFND
22	NEOS ETF TRUST	NASDAQ 100 HIGH	$7.6M	153434	1.89%	DFND
23	ISHARES TR	SHRT NAT MUN ETF	$7.1M	66914	1.77%	DFND
24	SCHWAB STRATEGIC TR	US AGGREGATE B	$6.7M	290058	1.67%	DFND
25	ISHARES TRPUT	RUSSELL 2000 ETF	$6.6M	26800	1.65%	DFND
26	ISHARES TR	CORE US AGGBD ET	$6.3M	63628	1.57%	DFND
27	NEOS ETF TRUST	NEOS S&P 500 HI	$5.9M	118594	1.46%	DFND
28	GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$4.7M	93037	1.16%	DFND
29	ISHARES TR	RUSSELL 2000 ETF	$4.2M	17048	1.05%	DFND
30	SPDR GOLD TR	GOLD SHS	$3.8M	8847	0.95%	DFND
31	SPDR SERIES TRUST	STATE STREET SPD	$3.1M	67845	0.76%	DFND
32	TESLA INC	COM	$3.0M	8201	0.76%	DFND
33	VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	$3.0M	37341	0.74%	DFND
34	APPLE INC	COM	$2.8M	10863	0.69%	DFND
35	SCHWAB STRATEGIC TR	US SML CAP ETF	$2.7M	94042	0.68%	DFND
36	APPLE INCPUT	COM	$1.9M	7300	0.46%	DFND
37	TESLA INCPUT	COM	$1.6M	4400	0.41%	DFND
38	NVIDIA CORPORATION	COM	$1.5M	8581	0.37%	DFND
39	ALPHABET INC	CAP STK CL A	$1.1M	3864	0.28%	DFND
40	SCHWAB STRATEGIC TR	MUN BD ETF	$978K	38390	0.24%	DFND
41	VANGUARD INDEX FDS	S&P 500 ETF SHS	$888K	1486	0.22%	DFND
42	NVIDIA CORPORATIONPUT	COM	$872K	5000	0.22%	DFND
43	SPDR INDEX SHS FDS	STATE STREET SPD	$827K	17620	0.21%	DFND
44	ISHARES TR	ISHS 1-5YR INVS	$813K	15467	0.20%	DFND
45	VANGUARD INDEX FDS	TOTAL STK MKT	$750K	2338	0.19%	DFND
46	AMAZON COM INC	COM	$741K	3559	0.18%	DFND
47	ALPHABET INC	CAP STK CL C	$723K	2522	0.18%	DFND
48	ALPHABET INCPUT	CAP STK CL A	$604K	2100	0.15%	DFND
49	MICROSOFT CORP	COM	$580K	1564	0.14%	DFND
50	PPL CORP	COM	$566K	14806	0.14%	DFND

1–50 of 89

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.