Breakwater Investment Management

Est. AUM

$268.7M

13F long equity, this entity only

Positions

504

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	VANGUARD INDEX FDS	TOTAL STK MKT	$37.7M	117486	14.03%	SOLE
2	SCHWAB STRATEGIC TR	US BRD MKT ETF	$21.5M	858181	8.02%	SOLE
3	VANGUARD STAR FDS	VG TL INTL STK F	$17.7M	229707	6.59%	SOLE
4	VANGUARD BD INDEX FDS	TOTAL BND MRKT	$10.3M	140199	3.84%	SOLE
5	MICROSOFT CORP	COM	$9.2M	24974	3.44%	SOLE
6	VANGUARD CHARLOTTE FDS	TOTAL INT BD ETF	$9.2M	192129	3.44%	SOLE
7	SPDR SERIES TRUST	STATE STREET SPD	$7.3M	92755	2.73%	SOLE
8	VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	$7.1M	94192	2.63%	SOLE
9	VANGUARD MALVERN FDS	CORE BD ETF	$6.6M	85096	2.45%	SOLE
10	SCHWAB STRATEGIC TR	CORE BOND ETF	$6.2M	241006	2.31%	SOLE
11	VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$5.9M	42547	2.19%	SOLE
12	VANGUARD WHITEHALL FDS	HIGH DIV YLD	$5.7M	38648	2.13%	SOLE
13	STATE STR SPDR S&P 500 ETF T	TR UNIT	$5.6M	8654	2.09%	SOLE
14	VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$5.6M	103851	2.09%	SOLE
15	ISHARES TR	CORE INTL AGGR	$5.4M	107033	1.99%	SOLE
16	SCHWAB STRATEGIC TR	INTL EQTY ETF	$5.3M	212433	1.96%	SOLE
17	VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$5.1M	23619	1.89%	SOLE
18	VANGUARD WORLD FD	MEGA GRWTH IND	$4.5M	12122	1.66%	SOLE
19	SCHWAB STRATEGIC TR	US DIVIDEND EQ	$4.4M	144304	1.65%	SOLE
20	VANGUARD WORLD FD	MEGA CAP VAL ETF	$4.4M	30151	1.63%	SOLE
21	AMAZON COM INC	COM	$4.3M	20711	1.61%	SOLE
22	VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$3.9M	65766	1.43%	SOLE
23	VANGUARD WHITEHALL FDS	INTL HIGH ETF	$3.3M	35491	1.24%	SOLE
24	SCHWAB STRATEGIC TR	US AGGREGATE B	$3.2M	138219	1.19%	SOLE
25	SCHWAB STRATEGIC TR	SHT TM US TRES	$2.8M	115683	1.05%	SOLE
26	SPDR INDEX SHS FDS	STATE STREET SPD	$2.7M	59550	1.01%	SOLE
27	SPDR SERIES TRUST	STATE STREET SPD	$2.5M	96049	0.92%	SOLE
28	SPDR INDEX SHS FDS	STATE STREET SPD	$2.3M	30607	0.87%	SOLE
29	SCHWAB STRATEGIC TR	EMRG MKTEQ ETF	$2.1M	63897	0.78%	SOLE
30	VANGUARD WHITEHALL FDS	EM MK GOV BD ETF	$1.9M	29691	0.73%	SOLE
31	SCHWAB STRATEGIC TR	US TIPS ETF	$1.9M	72575	0.72%	SOLE
32	SCHWAB STRATEGIC TR	MUN BD ETF	$1.9M	73509	0.70%	SOLE
33	SPDR SERIES TRUST	STATE STREET SPD	$1.8M	71769	0.66%	SOLE
34	VANGUARD INDEX FDS	REAL ESTATE ETF	$1.6M	18014	0.59%	SOLE
35	VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF	$1.5M	18538	0.57%	SOLE
36	ISHARES INC	EURO HIGH YIELD	$1.5M	27896	0.54%	SOLE
37	VANGUARD MALVERN FDS	STRM INFPROIDX	$1.4M	28816	0.54%	SOLE
38	VANGUARD MUN BD FDS	TAX EXEMPT BD	$1.4M	27617	0.51%	SOLE
39	SCHWAB STRATEGIC TR	US LRG CAP ETF	$1.4M	53631	0.51%	SOLE
40	VANGUARD INDEX FDS	GROWTH ETF	$1.4M	3147	0.51%	SOLE
41	SCHWAB STRATEGIC TR	US REIT ETF	$1.3M	61899	0.49%	SOLE
42	VANGUARD WHITEHALL FDS	INTL DVD ETF	$1.3M	14788	0.49%	SOLE
43	SPDR GOLD TR	GOLD SHS	$1.3M	3031	0.49%	SOLE
44	J P MORGAN EXCHANGE TRADED F	BETABUILDERS EUR	$1.3M	17718	0.48%	SOLE
45	VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$1.3M	19745	0.47%	SOLE
46	ISHARES TR	0-5 YR TIPS ETF	$1.2M	12010	0.46%	SOLE
47	VANGUARD INDEX FDS	VALUE ETF	$1.2M	6272	0.46%	SOLE
48	VANGUARD SCOTTSDALE FDS	INTER TERM TREAS	$1.2M	20334	0.45%	SOLE
49	ALPHABET INC	CAP STK CL A	$1.2M	4202	0.45%	SOLE
50	VANGUARD WORLD FD	MEGA CAP INDEX	$1.2M	4905	0.43%	SOLE

1–50 of 504

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.