HOWARD BAILEY SECURITIES, LLC

Est. AUM

$243.2M

13F long equity, this entity only

Positions

122

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	CAPITOL SER TR	STERLING CAP ENH	$29.5M	1176264	12.13%	SOLE
2	ISHARES TR	RUS TP200 GR ETF	$27.8M	111862	11.45%	SOLE
3	ISHARES TR	RUS TP200 VL ETF	$17.7M	190684	7.27%	SOLE
4	AMERICAN CENTY ETF TR	AVANTIS ALL INT	$11.3M	149008	4.67%	SOLE
5	ISHARES TR	EAFE VALUE ETF	$10.1M	135999	4.16%	SOLE
6	ISHARES TR	RUS MDCP VAL ETF	$9.4M	64497	3.87%	SOLE
7	ISHARES TR	EAFE GRWTH ETF	$8.9M	80010	3.66%	SOLE
8	SPDR SERIES TRUST	STATE STREET SPD	$8.2M	106667	3.36%	SOLE
9	ISHARES INC	CORE MSCI EMKT	$6.8M	97693	2.80%	SOLE
10	AIM ETF PRODUCTS TRUST	ALLIANZIM US EQT	$5.7M	169540	2.35%	SOLE
11	VANGUARD SCOTTSDALE FDS	VNG RUS2000IDX	$4.9M	48681	2.00%	SOLE
12	AIM ETF PRODUCTS TRUST	ALLIANZIM US EQU	$4.6M	120245	1.90%	SOLE
13	SIMPLIFY EXCHANGE TRADED FUN	MANAGED FUTURES	$4.2M	139571	1.73%	SOLE
14	SIMPLIFY EXCHANGE TRADED FUN	TREASURY OPT INC	$4.1M	173204	1.67%	SOLE
15	AIM ETF PRODUCTS TRUST	ALLIANZIM US EQT	$3.6M	114520	1.49%	SOLE
16	SIMPLIFY EXCHANGE TRADED FUN	SHORT TERM TREA	$3.1M	148154	1.29%	SOLE
17	SIMPLIFY EXCHANGE TRADED FUN	CURRENCY STRATEG	$3.0M	103529	1.24%	SOLE
18	AIM ETF PRODUCTS TRUST	ALLIANZIM US EQT	$3.0M	77440	1.24%	SOLE
19	SIMPLIFY EXCHANGE TRADED FUN	BARRIER INCOME	$2.9M	116907	1.18%	SOLE
20	SIMPLIFY EXCHANGE TRADED FUN	AGGREGATE BOND E	$2.8M	139538	1.17%	SOLE
21	ISHARES TR	RUS MD CP GR ETF	$2.6M	19922	1.05%	SOLE
22	STERLING CAP FDS	NATIONAL MUNI BD	$2.5M	101282	1.04%	SOLE
23	AIM ETF PRODUCTS TRUST	ALLIANZIM US EQU	$2.3M	87716	0.96%	SOLE
24	MICROSOFT CORP	COM	$2.3M	6257	0.95%	SOLE
25	INNOVATOR ETFS TRUST	EQUITY DEFINED P	$2.0M	76100	0.84%	SOLE
26	APPLE INC	COM	$2.0M	7994	0.83%	SOLE
27	AMAZON COM INC	COM	$1.9M	9229	0.79%	SOLE
28	SIMPLIFY EXCHANGE TRADED FUN	VOLATILITY PREM	$1.9M	121647	0.77%	SOLE
29	ELEVATION SERIES TRUST	TRUESHARES STRUC	$1.8M	44077	0.74%	SOLE
30	ELEVATION SERIES TRUST	TRUESHARES SEASO	$1.7M	69222	0.71%	SOLE
31	NVIDIA CORPORATION	COM	$1.6M	9129	0.65%	SOLE
32	INNOVATOR ETFS TRUST	EQUITY DEFINED P	$1.5M	57329	0.60%	SOLE
33	ISHARES TR	CORE MSCI INTL	$1.4M	17053	0.59%	SOLE
34	AIM ETF PRODUCTS TRUST	ALLIANZIM US EQT	$1.3M	50063	0.53%	SOLE
35	ELEVATION SERIES TRUST	SP AUTOCALLABLE	$1.3M	57020	0.51%	SOLE
36	WISDOMTREE TR	US EFFICIENT COR	$1.3M	23966	0.51%	SOLE
37	PIMCO ETF TR	ULTRA SHORT GOVT	$1.2M	12284	0.51%	SOLE
38	WISDOMTREE TR	US QTLY DIV GRT	$1.1M	12815	0.46%	SOLE
39	INNOVATOR ETFS TRUST	EQUITY DEFINED P	$1.1M	40264	0.44%	SOLE
40	WISDOMTREE TR	YIELD ENHANCD US	$1.0M	23280	0.42%	SOLE
41	ISHARES TR	CORE SP500 ETF	$1.0M	1534	0.41%	SOLE
42	SCHWAB STRATEGIC TR	US TIPS ETF	$988K	37139	0.41%	SOLE
43	ELEVATION SERIES TRUST	TRUESHARES STRCD	$956K	25996	0.39%	SOLE
44	SIMPLIFY EXCHANGE TRADED FUN	GAMMA EMERGING	$953K	36803	0.39%	SOLE
45	VISA INC	COM CL A	$917K	3035	0.38%	SOLE
46	ELEVATION SERIES TRUST	TRUESHARES STRUC	$867K	21341	0.36%	SOLE
47	ELEVATION SERIES TRUST	TRUESHARES DEC	$857K	22073	0.35%	SOLE
48	AIM ETF PRODUCTS TRUST	ALLIANZIM U S EQ	$845K	26913	0.35%	SOLE
49	STEEL DYNAMICS INC	COM	$795K	4416	0.33%	SOLE
50	SCHWAB STRATEGIC TR	US LCAP GR ETF	$794K	27255	0.33%	SOLE

1–50 of 122

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.