Smith Asset Management Co., LLC

Est. AUM

$116.5M

13F long equity, this entity only

Positions

Period

Mar 2026 (Q1)

SEC EDGAR

View filings ↗

Mar 2026 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	BERKSHIRE HATHAWAY INC DEL	CL B NEW	$7.4M	15543	6.39%	SOLE
2	NUVEEN PFD & INCOME OPPORTUN	COM	$6.9M	911404	5.90%	SOLE
3	ARES CAPITAL CORP	COM	$6.2M	344279	5.32%	SOLE
4	DNP SELECT INCOME FD INC	COM	$4.1M	401931	3.55%	SOLE
5	ALLIANCEBERNSTEIN GLOBAL HIG	COM	$4.0M	394097	3.44%	SOLE
6	CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$3.9M	229856	3.38%	SOLE
7	STATE STR SPDR S&P 500 ETF T	TR UNIT	$3.9M	5981	3.34%	SOLE
8	COHEN & STEERS TOTAL RETURN	COM	$3.8M	339631	3.25%	SOLE
9	VANGUARD WORLD FD	INF TECH ETF	$3.4M	4883	2.92%	SOLE
10	APPLE INC	COM	$3.2M	12665	2.76%	SOLE
11	FIRST TR ENHANCED EQUITY	COM	$3.1M	153242	2.68%	SOLE
12	BARINGS CORPORATE INVS	COM	$3.0M	172921	2.56%	SOLE
13	REAVES UTIL INCOME FD	COM SH BEN INT	$3.0M	75380	2.54%	SOLE
14	PIMCO CORPORATE & INCM STRG	COM	$2.9M	244440	2.50%	SOLE
15	BLACKROCK CR ALLOCATION	COM	$2.8M	276288	2.39%	SOLE
16	PIMCO DYNAMIC INCOME FD	SHS	$2.8M	162492	2.39%	SOLE
17	ANNALY CAPITAL MANAGEMENT IN	COM NEW	$2.7M	126009	2.29%	SOLE
18	BLACKROCK ENHANCED INTL DIV	COM BENE INTER	$2.6M	481880	2.24%	SOLE
19	COHEN & STEERS SELECT PFD &	COM	$2.5M	130560	2.17%	SOLE
20	VANGUARD WORLD FD	INDUSTRIAL ETF	$2.5M	7905	2.12%	SOLE
21	COHEN & STEERS INFRASTRUCTUR	COM	$2.5M	94880	2.11%	SOLE
22	FLAHERTY & CRUMRINE TOTAL RE	COM	$2.1M	126131	1.80%	SOLE
23	ABRDN HEALTHCARE INVESTORS	SH BEN INT	$2.1M	115261	1.76%	SOLE
24	PIMCO CORPORATE & INCOME OPP	COM	$2.0M	165202	1.71%	SOLE
25	BLACKROCK DEBT STRATEGIES FD	COM NEW	$1.9M	199531	1.64%	SOLE
26	FLAHERTY & CRUMRINE DYNAMIC	SHS	$1.9M	95067	1.64%	SOLE
27	GUGGENHEIM STRATEGIC OPPORTU	COM SBI	$1.5M	138980	1.31%	SOLE
28	BLACKROCK UTILS INFRASTRUCTU	COM	$1.4M	53335	1.21%	SOLE
29	AMAZON COM INC	COM	$1.4M	6494	1.16%	SOLE
30	ABRDN GLOBAL INFRA INCOME FU	COM SHS BEN INT	$1.3M	58654	1.13%	SOLE
31	SOURCE CAPITAL	COM SHS OF BEN I	$1.3M	28226	1.12%	SOLE
32	WSTRN AST GLBL CORP OPP FD I	COM	$1.2M	112660	1.04%	SOLE
33	FLAHERTY & CRUMRIN PFD & INM	COM	$1.2M	76850	1.02%	SOLE
34	BARINGS PARTN INVS	SH BEN INT	$1.2M	68610	1.01%	SOLE
35	NUVEEN AMT FREE MUN CR INC F	COM	$1.1M	87725	0.93%	SOLE
36	INVESCO QQQ TR	UNIT SER 1	$1.1M	1861	0.92%	SOLE
37	MICROSOFT CORP	COM	$999K	2700	0.86%	SOLE
38	VANGUARD INDEX FDS	VALUE ETF	$999K	5091	0.86%	SOLE
39	SPDR SERIES TRUST	STATE STREET SPD	$903K	11801	0.77%	SOLE
40	COHEN & STEERS REIT & PFD &	COM	$893K	45170	0.77%	SOLE
41	VANGUARD INDEX FDS	SMALL CP ETF	$853K	3255	0.73%	SOLE
42	FLAHERTY & CRUMRINE PFD INCO	COM	$828K	74065	0.71%	SOLE
43	SUBURBAN PROPANE PARTNERS L	UNIT LTD PARTN	$827K	42016	0.71%	SOLE
44	OMEGA HEALTHCARE INVS INC	COM	$723K	16501	0.62%	SOLE
45	BLACKROCK LTD DURATION INCOM	COM SHS	$693K	55065	0.59%	SOLE
46	BLACKROCK HEALTH SCIENCES TR	COM	$637K	16529	0.55%	SOLE
47	VANGUARD WORLD FD	ENERGY ETF	$623K	3602	0.53%	SOLE
48	COLUMBIA SELIGM PREM TECH GR	COM	$610K	16070	0.52%	SOLE
49	SELECT SECTOR SPDR TR	STATE STREET HEA	$607K	4137	0.52%	SOLE
50	BLACKROCK CORPOR HI YLD FD I	COM	$603K	70789	0.52%	SOLE

1–50 of 71

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.