Norris Financial Group, LLC

Est. AUM

$108.4M

13F long equity, this entity only

Positions

Period

Dec 2019 (Q4)

SEC EDGAR

View filings ↗

Mar 2020 (Q1)

#	Issuer	Class	Value	Shares	% Portfolio	Discretion
1	INVESCO QQQ TR	UNIT SER 1	$11.7M	61520	10.81%	SOLE
2	ISHARES TR	TRUST ISHARE 0-1	$10.3M	92490	9.48%	SOLE
3	ISHARES GOLD TRUST	ISHARES EFT	$9.6M	636018	8.85%	SOLE
4	SPDR GOLD TR	GOLD SHS	$4.7M	31652	4.32%	SOLE
5	FIRST TR EXCHANGE-TRADED FD	FST LOW OPPT EFT	$3.8M	75162	3.54%	SOLE
6	ISHARES TR	GLOBAL 100 ETF	$3.1M	69680	2.87%	SOLE
7	SELECT SECTOR SPDR TR	STATE STREET TEC	$2.4M	30397	2.25%	SOLE
8	SELECT SECTOR SPDR TR	STATE STREET HEA	$2.3M	26512	2.17%	SOLE
9	SPDR SERIES TRUST	STATE STREET SPD	$2.2M	28321	2.02%	SOLE
10	MICROSOFT CORP	COM	$2.1M	13413	1.95%	SOLE
11	ISHARES TR	ISHARES BIOTECH	$1.9M	18066	1.80%	SOLE
12	APPLE INC	COM	$1.9M	7331	1.72%	SOLE
13	VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	$1.8M	23080	1.69%	SOLE
14	GILEAD SCIENCES INC	COM	$1.7M	23379	1.61%	SOLE
15	VANGUARD WORLD FD	INF TECH ETF	$1.7M	7823	1.53%	SOLE
16	ISHARES TR	ISHARES SEMICDTR	$1.5M	7301	1.38%	SOLE
17	WALMART INC	COM	$1.5M	13131	1.38%	SOLE
18	AMAZON COM INC	COM	$1.4M	741	1.33%	SOLE
19	SPDR SERIES TRUST	STATE STREET SPD	$1.4M	47949	1.32%	SOLE
20	JPMORGAN CHASE & CO	COM	$1.3M	14503	1.21%	SOLE
21	VERIZON COMMUNICATIONS INC	COM	$1.2M	21717	1.08%	SOLE
22	ISHARES TR	CORE US AGGBD ET	$1.1M	9861	1.05%	SOLE
23	ALIBABA GROUP HLDG LTD	SPONSORED ADS	$1.0M	5243	0.94%	SOLE
24	ZOOM COMMUNICATIONS INC	CL A	$1.0M	6924	0.93%	SOLE
25	AURINIA PHARMACEUTICALS INC	COM	$947K	65286	0.87%	SOLE
26	FIRST TR EXCH TRADED FD III	ULTRA SHT DUR MU	$887K	44129	0.82%	SOLE
27	ALPHABET INC	CAP STK CL A	$859K	739	0.79%	SOLE
28	PIMCO ETF TR	ENHAN SHRT MA AC	$856K	8644	0.79%	SOLE
29	AKAMAI TECHNOLOGIES INC	COM	$834K	9119	0.77%	SOLE
30	COSTCO WHOLESALE CORPORATION	COM	$817K	2867	0.75%	SOLE
31	ADVANCED MICRO DEVICES INC	COM	$771K	16952	0.71%	SOLE
32	ADOBE INC	COM	$729K	2292	0.67%	SOLE
33	NEWMONT CORP	COM	$681K	15039	0.63%	SOLE
34	HOME DEPOT INC	COM	$662K	3544	0.61%	SOLE
35	JD.COM INC	SPON ADS CL A	$645K	15917	0.60%	SOLE
36	ELECTRONIC ARTS INC	COM	$631K	6298	0.58%	SOLE
37	CVS HEALTH CORP	COM	$621K	10467	0.57%	SOLE
38	MCKESSON CORP	COM	$585K	4324	0.54%	SOLE
39	CONAGRA BRANDS INC	COM	$583K	19854	0.54%	SOLE
40	MERCK & CO INC	COM	$551K	7165	0.51%	SOLE
41	3M CO	COM	$507K	3716	0.47%	SOLE
42	M D C HLDGS INC	COM	$488K	21053	0.45%	SOLE
43	STATE STR SPDR S&P 500 ETF T	TR UNIT	$476K	1845	0.44%	SOLE
44	FIRST TR EXCH TRADED FD III	SHRT DUR MNG MUN	$451K	22427	0.42%	SOLE
45	INVESCO EXCH TRADED FD TR II	S&P500 HDL VOL	$426K	14209	0.39%	SOLE
46	ISHARES TR	CORE S&P TTL STK	$335K	5853	0.31%	SOLE
47	ISHARES TR	CORE S&P US GWT	$328K	5750	0.30%	SOLE
48	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	$287K	17481	0.26%	SOLE
49	SPDR SERIES TRUST	STATE STREET SPD	$286K	11635	0.26%	SOLE
50	ISHARES TR	MSCI USA MIN VOL	$259K	4801	0.24%	SOLE

1–50 of 61

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Values in USD (reported in $thousands on 13F). Source: SEC EDGAR.