

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jan 6, 2022 accepted 9:06 PM ET | VIAVVIAVI SOLUTIONS INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jan 6, 2022 accepted 5:15 PM ET | VGTKViking Global Technologies, Inc. |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.01Delisting notice8.01Other events |
| DocumentSEC ↗ |
Jan 6, 2022 accepted 11:10 AM ET | SGLYSingularity Future Technology Ltd. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jan 6, 2022 accepted 10:40 AM ET | DCTHDELCATH SYSTEMS, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Jan 6, 2022 accepted 6:54 AM ET | SGMOQSANGAMO THERAPEUTICS, INC | 1.02Agreement terminated | DocumentSEC ↗ |
Jan 6, 2022 accepted 7:11 PM ET | ERIIEnergy Recovery, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jan 5, 2022 accepted 8:50 PM ET | APCXAppTech Payments Corp. | 4.01Auditor change5.07Shareholder vote | DocumentSEC ↗ |
Jan 5, 2022 accepted 5:03 PM ET | FRTFEDERAL REALTY INVESTMENT TRUST | 3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 5, 2022 accepted 6:06 AM ET | ERNAErnexa Therapeutics Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Jan 5, 2022 accepted 10:44 PM ET | ELOXEloxx Pharmaceuticals, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 5, 2022 accepted 9:05 PM ET | TAAGAwareness Group, Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 4, 2022 accepted 4:40 PM ET | SINTSintx Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 4, 2022 accepted 4:15 PM ET | MYSZMy Size, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 3, 2022 accepted 10:01 PM ET | SDCHSideChannel, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jan 3, 2022 accepted 9:35 PM ET | PUBMPubMatic, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 30, 2021 accepted 4:30 PM ET | USAQQHSLab, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 29, 2021 accepted 4:10 PM ET | NUSNU SKIN ENTERPRISES, INC. | 2.05Restructuring costs2.06Impairment | DocumentSEC ↗ |
Dec 28, 2021 accepted 4:17 PM ET | ISCOInternational Stem Cell CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 27, 2021 accepted 9:52 PM ET | LQDTLIQUIDITY SERVICES INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 27, 2021 accepted 9:15 PM ET | ASPNASPEN AEROGELS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 27, 2021 accepted 7:38 AM ET | MLMMARTIN MARIETTA MATERIALS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 27, 2021 accepted 6:07 AM ET | VGTKViking Global Technologies, Inc. | 1.01Material agreement2.04Debt acceleration | DocumentSEC ↗ |
Dec 23, 2021 accepted 5:10 PM ET | INUVInuvo, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 23, 2021 accepted 5:00 PM ET | OTLCOncotelic Therapeutics, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 23, 2021 accepted 4:03 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 23, 2021 accepted 11:59 AM ET | ASTCASTROTECH Corp | 3.01Delisting notice | DocumentSEC ↗ |
Dec 23, 2021 accepted 7:27 AM ET | EFOIENERGY FOCUS, INC/DE | 3.01Delisting notice | DocumentSEC ↗ |
Dec 22, 2021 accepted 6:26 AM ET | MALGMICROALLIANCE GROUP INC. | 4.01Auditor change | DocumentSEC ↗ |
Dec 22, 2021 accepted 8:21 PM ET | COHNCohen & Co Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 21, 2021 accepted 10:13 PM ET | MXMAGNACHIP SEMICONDUCTOR Corp | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 21, 2021 accepted 10:03 PM ET | TOGITurnOnGreen, Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Dec 21, 2021 accepted 5:10 PM ET | LQMTLIQUIDMETAL TECHNOLOGIES INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 21, 2021 accepted 4:29 PM ET | OSPNOneSpan Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Dec 21, 2021 accepted 4:13 PM ET | HHSHARTE HANKS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 21, 2021 accepted 1:51 PM ET | FULOFULLNET COMMUNICATIONS INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 21, 2021 accepted 12:00 PM ET | OGEOGE ENERGY CORP. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 20, 2021 accepted 10:01 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 20, 2021 accepted 5:05 PM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 20, 2021 accepted 4:29 PM ET | JBTMJBT MAREL Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 20, 2021 accepted 2:17 PM ET | PRSOPeraso Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 17, 2021 accepted 5:15 PM ET | ALTAltimmune, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 17, 2021 accepted 4:58 PM ET | CTSCTS CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 15, 2021 accepted 4:35 PM ET | ECLECOLAB INC. | 1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Dec 15, 2021 accepted 3:08 PM ET | CLSKCLEANSPARK, INC. | 1.02Agreement terminated5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 14, 2021 accepted 5:02 PM ET | AITAPPLIED INDUSTRIAL TECHNOLOGIES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 14, 2021 accepted 8:58 AM ET | WNDWSolarWindow Technologies, Inc. | 5.01Change in control7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 14, 2021 accepted 2:43 AM ET | MXMAGNACHIP SEMICONDUCTOR Corp | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 13, 2021 accepted 3:37 PM ET | OVTZOCULUS INC. | 4.01Auditor change | DocumentSEC ↗ |
Dec 10, 2021 accepted 10:26 PM ET | RLGTRADIANT LOGISTICS, INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 10, 2021 accepted 9:02 PM ET | RMTIROCKWELL MEDICAL, INC. | 3.01Delisting notice | DocumentSEC ↗ |