

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 10, 2021 accepted 4:08 PM ET | FTKFLOTEK INDUSTRIES INC/CN/ | 3.01Delisting notice5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 10, 2021 accepted 1:23 PM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
4.01Auditor change |
| DocumentSEC ↗ |
Dec 10, 2021 accepted 6:18 AM ET | ECIAENCISION INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 10, 2021 accepted 8:48 PM ET | ZIVOZivo Bioscience, Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Dec 9, 2021 accepted 5:14 PM ET | DLTRDOLLAR TREE, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 9, 2021 accepted 4:21 PM ET | UGIUGI CORP /PA/ | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 9, 2021 accepted 6:01 AM ET | ZIVOZivo Bioscience, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 8, 2021 accepted 4:30 PM ET | RDNRADIAN GROUP INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 8, 2021 accepted 4:01 PM ET | WOLFWOLFSPEED, INC. | 2.04Debt acceleration | DocumentSEC ↗ |
Dec 7, 2021 accepted 9:05 PM ET | CELZCREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. | 1.01Material agreement3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Dec 7, 2021 accepted 4:29 PM ET | RNTXRein Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 6, 2021 accepted 5:23 PM ET | GBCIGLACIER BANCORP, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 6, 2021 accepted 5:08 PM ET | VGTKViking Global Technologies, Inc. | 1.01Material agreement2.04Debt acceleration | DocumentSEC ↗ |
Dec 6, 2021 accepted 12:30 PM ET | HQYHEALTHEQUITY, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Dec 3, 2021 accepted 9:43 PM ET | DSSDSS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Dec 3, 2021 accepted 9:38 PM ET | NEPHNEPHROS INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 3, 2021 accepted 9:17 PM ET | ESEESCO TECHNOLOGIES INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Dec 3, 2021 accepted 9:15 PM ET | LOPEGrand Canyon Education, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 3, 2021 accepted 5:05 PM ET | DGDOLLAR GENERAL CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 3, 2021 accepted 4:54 PM ET | IEPICAHN ENTERPRISES L.P. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Dec 3, 2021 accepted 4:48 PM ET | IMNNImunon, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 3, 2021 accepted 4:48 PM ET | TLPHTALPHERA, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 3, 2021 accepted 1:07 PM ET | HHSHARTE HANKS INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 3, 2021 accepted 11:41 AM ET | OGEOGE ENERGY CORP. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition | DocumentSEC ↗ |
Dec 2, 2021 accepted 9:35 PM ET | SCNXScienture Holdings, Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Dec 2, 2021 accepted 9:30 PM ET | LMATLEMAITRE VASCULAR INC | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 2, 2021 accepted 4:18 PM ET | SPWHSPORTSMAN'S WAREHOUSE HOLDINGS, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Dec 2, 2021 accepted 8:38 AM ET | CDWCDW Corp | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 1, 2021 accepted 5:17 PM ET | DLTRDOLLAR TREE, INC. | 1.01Material agreement2.03New debt obligation2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Dec 1, 2021 accepted 4:55 PM ET | PESIPERMA FIX ENVIRONMENTAL SERVICES INC | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 1, 2021 accepted 9:00 AM ET | LINKINTERLINK ELECTRONICS INC | 4.01Auditor change | DocumentSEC ↗ |
Nov 30, 2021 accepted 9:30 PM ET | DUOTDUOS TECHNOLOGIES GROUP, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 30, 2021 accepted 8:43 PM ET | AWCAAwaysis Capital, Inc. | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 30, 2021 accepted 4:21 PM ET | IFFINTERNATIONAL FLAVORS & FRAGRANCES INC | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 30, 2021 accepted 4:13 PM ET | GRBKGreen Brick Partners, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 30, 2021 accepted 4:00 PM ET | KTCCKEY TRONIC CORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 30, 2021 accepted 8:36 AM ET | MXLMAXLINEAR, INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 29, 2021 accepted 5:05 PM ET | HTGCHercules Capital, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Nov 29, 2021 accepted 4:34 PM ET | HEHAWAIIAN ELECTRIC INDUSTRIES INC | 5.01Change in control7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 26, 2021 accepted 7:00 PM ET | GTBPGT Biopharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 26, 2021 accepted 8:02 PM ET | ANIPANI PHARMACEUTICALS INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 24, 2021 accepted 9:16 PM ET | ESEESCO TECHNOLOGIES INC | 4.01Auditor change | DocumentSEC ↗ |
Nov 24, 2021 accepted 4:53 PM ET | VFCV F CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Nov 24, 2021 accepted 4:51 PM ET | CVUCPI AEROSTRUCTURES INC | 4.01Auditor change | DocumentSEC ↗ |
Nov 24, 2021 accepted 4:30 PM ET | INUVInuvo, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 24, 2021 accepted 4:15 PM ET | VTSIVirTra, Inc | 4.01Auditor change | DocumentSEC ↗ |
Nov 23, 2021 accepted 3:23 PM ET | CRSFCrisp Momentum Inc. | 8-K/A 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 23, 2021 accepted 12:30 PM ET | CRSFCrisp Momentum Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 23, 2021 accepted 7:23 AM ET | DXPEDXP ENTERPRISES INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 23, 2021 accepted 7:17 AM ET | GRMNGARMIN LTD | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |