

1,402,161 filings since 2004 · latest accepted Nov 4, 2026, 4:03 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Oct 9, 2024 accepted 5:25 PM ET | ADMAADMA BIOLOGICS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Oct 9, 2024 accepted 1:57 PM ET | BWMGBrownie's Marine Group, Inc | 4.01Auditor change | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Oct 8, 2024 accepted 1:08 PM ET | COPRIdaho Copper Corp | 4.01Auditor change | DocumentSEC ↗ |
Oct 4, 2024 accepted 9:27 PM ET | PRPHProPhase Labs, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 4, 2024 accepted 9:02 PM ET | QCLSQ/C TECHNOLOGIES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Oct 4, 2024 accepted 4:05 PM ET | LWLGLightwave Logic, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 4, 2024 accepted 4:05 PM ET | NNUPNOCOPI TECHNOLOGIES INC/MD/ | 4.01Auditor change | DocumentSEC ↗ |
Oct 3, 2024 accepted 4:30 PM ET | RPMTREGO PAYMENT ARCHITECTURES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Oct 2, 2024 accepted 5:05 PM ET | URGUR-ENERGY INC | 4.01Auditor change | DocumentSEC ↗ |
Oct 1, 2024 accepted 5:03 PM ET | INVXInnovex International, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 1, 2024 accepted 3:39 PM ET | NIKANIKA PHARMACEUTICALS, INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 23, 2024 accepted 5:01 PM ET | FRSTPrimis Financial Corp. | 4.01Auditor change | DocumentSEC ↗ |
Sep 23, 2024 accepted 8:38 AM ET | KRFGKing Resources, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 20, 2024 accepted 4:15 PM ET | SWBISMITH & WESSON BRANDS, INC. | 4.01Auditor change5.07Shareholder vote | DocumentSEC ↗ |
Sep 19, 2024 accepted 2:32 PM ET | CDIXCardiff Lexington Corp | 4.01Auditor change | DocumentSEC ↗ |
Sep 11, 2024 accepted 4:01 PM ET | RAPHRaphael Pharmaceutical Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 11, 2024 accepted 5:41 PM ET | MLABMESA LABORATORIES INC /CO/ | 4.01Auditor change | DocumentSEC ↗ |
Sep 10, 2024 accepted 5:01 PM ET | EMMAEmmaus Life Sciences, Inc. | 2.02Earnings release4.01Auditor change | DocumentSEC ↗ |
Sep 9, 2024 accepted 4:18 PM ET | TILEINTERFACE INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 6, 2024 accepted 3:54 PM ET | TMGITransglobal Management Group, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 5, 2024 accepted 5:18 PM ET | ORKAOruka Therapeutics, Inc. | 1.01Material agreement2.01Acquisition / disposition2.02Earnings release3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.06Shell status change7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 3, 2024 accepted 1:04 PM ET | NROMNOBLE ROMANS INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 23, 2024 accepted 8:01 PM ET | QINDQuality Industrial Corp. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Aug 23, 2024 accepted 4:16 PM ET | HHSHARTE HANKS INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 23, 2024 accepted 4:05 PM ET | OPTTOcean Power Technologies, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 22, 2024 accepted 8:05 PM ET | SQFTPresidio Property Trust, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 22, 2024 accepted 4:15 PM ET | BGMSBio Green Med Solution, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 21, 2024 accepted 4:37 PM ET | WULFTERAWULF INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 20, 2024 accepted 4:10 PM ET | LRNStride, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 20, 2024 accepted 10:02 AM ET | QINDQuality Industrial Corp. | 4.01Auditor change | DocumentSEC ↗ |
Aug 19, 2024 accepted 8:29 PM ET | QINDQuality Industrial Corp. | 4.01Auditor change | DocumentSEC ↗ |
Aug 19, 2024 accepted 4:05 PM ET | HKHCHorizon Kinetics Holding Corp | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
Aug 16, 2024 accepted 8:31 PM ET | PLCEChildrens Place, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 16, 2024 accepted 4:35 PM ET | SONXSonendo, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 15, 2024 accepted 4:00 PM ET | WFCFWhere Food Comes From, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 14, 2024 accepted 1:30 PM ET | SFRXSEAFARER EXPLORATION CORP | 4.01Auditor change | DocumentSEC ↗ |
Aug 13, 2024 accepted 5:03 PM ET | DDD3D SYSTEMS CORP | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Aug 13, 2024 accepted 4:01 PM ET | DDD3D SYSTEMS CORP | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Aug 12, 2024 accepted 5:09 PM ET | SGASAGA COMMUNICATIONS INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 12, 2024 accepted 4:50 PM ET | AIFFFIREFLY NEUROSCIENCE, INC. | 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 5, 2024 accepted 5:16 PM ET | CIVBCIVISTA BANCSHARES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 2, 2024 accepted 11:02 AM ET | FMAOFARMERS & MERCHANTS BANCORP INC | 4.01Auditor change | DocumentSEC ↗ |
Jul 29, 2024 accepted 4:05 PM ET | ADMTADM TRONICS UNLIMITED, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jul 26, 2024 accepted 8:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |
Jul 25, 2024 accepted 8:30 PM ET | AXRAMREP CORP. | 4.01Auditor change | DocumentSEC ↗ |
Jul 24, 2024 accepted 8:05 PM ET | FASTFASTENAL CO | 4.01Auditor change | DocumentSEC ↗ |
Jul 23, 2024 accepted 5:21 PM ET | ANG-PDAmerican National Group Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 19, 2024 accepted 4:01 PM ET | TRAWTraws Pharma, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 19, 2024 accepted 10:10 AM ET | SGLASino Green Land Corp. | 4.01Auditor change | DocumentSEC ↗ |
Jul 19, 2024 accepted 9:31 PM ET | OLBOLB GROUP, INC. | 4.01Auditor change | DocumentSEC ↗ |