

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 30, 2020 accepted 5:49 PM ET | DXPEDXP ENTERPRISES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 29, 2020 accepted 10:00 PM ET | CVMCEL SCI CORP |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
4.02Non-reliance (restatement) |
| DocumentSEC ↗ |
Dec 28, 2020 accepted 10:11 PM ET | LWAYLifeway Foods, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Dec 28, 2020 accepted 10:00 PM ET | YHGJYUNHONG GREEN CTI LTD. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 28, 2020 accepted 9:26 PM ET | INISRADNOSTIX INC | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 28, 2020 accepted 4:20 PM ET | RAILFreightCar America, Inc. | 2.04Debt acceleration | DocumentSEC ↗ |
Dec 28, 2020 accepted 7:06 AM ET | SWKHLSWK Holdings Corp | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 23, 2020 accepted 4:02 PM ET | CRMSalesforce, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 23, 2020 accepted 2:03 PM ET | UVVUNIVERSAL CORP /VA/ | 2.05Restructuring costs2.06Impairment | DocumentSEC ↗ |
Dec 22, 2020 accepted 4:27 PM ET | TXNMTXNM ENERGY INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 22, 2020 accepted 7:02 AM ET | CSTLCASTLE BIOSCIENCES INC | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 21, 2020 accepted 5:00 PM ET | FCELFUELCELL ENERGY INC | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 21, 2020 accepted 4:38 PM ET | NDAQNASDAQ, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 21, 2020 accepted 4:25 PM ET | MDPediatrix Medical Group, Inc. | 2.01Acquisition / disposition2.04Debt acceleration7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 18, 2020 accepted 12:57 PM ET | MMTRSMILLS MUSIC TRUST | 4.01Auditor change | DocumentSEC ↗ |
Dec 18, 2020 accepted 8:31 AM ET | TCRTAlaunos Therapeutics, Inc. | 3.01Delisting notice5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Dec 17, 2020 accepted 10:15 PM ET | UAVSAgEagle Aerial Systems Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 17, 2020 accepted 10:02 PM ET | ATDSData443 Risk Mitigation, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 17, 2020 accepted 9:01 PM ET | FWDIForward Industries, Inc. | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 17, 2020 accepted 4:22 PM ET | HIGHARTFORD INSURANCE GROUP, INC. | 1.02Agreement terminated5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 17, 2020 accepted 8:31 AM ET | FRMEFIRST MERCHANTS CORP | 2.05Restructuring costs | DocumentSEC ↗ |
Dec 16, 2020 accepted 9:30 PM ET | PRPHProPhase Labs, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 16, 2020 accepted 5:00 PM ET | SGLYSingularity Future Technology Ltd. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 16, 2020 accepted 7:04 PM ET | REEDREED'S, INC. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Dec 15, 2020 accepted 5:00 PM ET | SGLYSingularity Future Technology Ltd. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 15, 2020 accepted 4:15 PM ET | HINDVyome Holdings, Inc | 1.02Agreement terminated3.01Delisting notice | DocumentSEC ↗ |
Dec 15, 2020 accepted 9:21 AM ET | AFGAMERICAN FINANCIAL GROUP INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 15, 2020 accepted 7:05 AM ET | AIVAPARTMENT INVESTMENT & MANAGEMENT CO | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 14, 2020 accepted 9:36 PM ET | PRPHProPhase Labs, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 11, 2020 accepted 6:15 PM ET | BABBBAB, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 11, 2020 accepted 4:49 PM ET | DXLGDESTINATION XL GROUP, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 11, 2020 accepted 6:06 AM ET | RGSREGIS CORP | 4.01Auditor change | DocumentSEC ↗ |
Dec 10, 2020 accepted 9:05 PM ET | VSHVISHAY INTERTECHNOLOGY INC | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 10, 2020 accepted 5:12 PM ET | MGHLMORGAN GROUP HOLDING CO | 4.01Auditor change | DocumentSEC ↗ |
Dec 10, 2020 accepted 4:17 PM ET | QCOMQUALCOMM INC/DE | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 9, 2020 accepted 9:00 AM ET | FCELFUELCELL ENERGY INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Dec 9, 2020 accepted 8:15 AM ET | ADMAADMA BIOLOGICS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 8, 2020 accepted 9:48 PM ET | CTBICOMMUNITY TRUST BANCORP INC /KY/ | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 8, 2020 accepted 4:07 PM ET | ASMBASSEMBLY BIOSCIENCES, INC. | 2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Dec 8, 2020 accepted 9:49 PM ET | IDXGINTERPACE BIOSCIENCES, INC. | 2.06Impairment4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 7, 2020 accepted 10:15 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Dec 7, 2020 accepted 5:23 PM ET | SNDXSyndax Pharmaceuticals Inc | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Dec 7, 2020 accepted 4:08 PM ET | USPHU S PHYSICAL THERAPY INC /NV | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Dec 4, 2020 accepted 4:14 PM ET | ATIATI INC | 2.05Restructuring costs2.06Impairment5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 4, 2020 accepted 4:10 PM ET | TMOTHERMO FISHER SCIENTIFIC INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 3, 2020 accepted 5:09 PM ET | TEXTEREX CORP | 4.01Auditor change | DocumentSEC ↗ |
Dec 3, 2020 accepted 4:34 PM ET | DXLGDESTINATION XL GROUP, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 3, 2020 accepted 8:00 AM ET | REEDREED'S, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 2, 2020 accepted 9:26 PM ET | STKSONE Group Hospitality, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 2, 2020 accepted 11:22 AM ET | CAPCCAPSTONE COMPANIES, INC. | 4.01Auditor change | DocumentSEC ↗ |