

1,403,182 filings since 2004 · latest accepted Nov 5, 2026, 4:33 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jun 29, 2020 accepted 4:05 PM ET | UPBDUPBOUND GROUP, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 29, 2020 accepted 4:01 PM ET | DHYUBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND | 4.01Auditor change |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Jun 29, 2020 accepted 3:57 PM ET | CIKUBS ASSET MANAGEMENT INCOME FUND, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jun 29, 2020 accepted 8:45 AM ET | AIRAAR CORP | 2.06Impairment | DocumentSEC ↗ |
Jun 29, 2020 accepted 8:15 AM ET | EXEEXPAND ENERGY Corp | 1.01Material agreement1.03Bankruptcy2.04Debt acceleration7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jun 29, 2020 accepted 7:15 AM ET | FCELFUELCELL ENERGY INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jun 29, 2020 accepted 6:01 AM ET | ACNTASCENT INDUSTRIES CO. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified | DocumentSEC ↗ |
Jun 29, 2020 accepted 6:18 PM ET | UTHRUNITED THERAPEUTICS Corp | 5.01Change in control5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jun 26, 2020 accepted 4:30 PM ET | IMNNImunon, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Jun 26, 2020 accepted 4:13 PM ET | HPQHP INC | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jun 26, 2020 accepted 4:06 PM ET | VERUVERU INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jun 25, 2020 accepted 9:08 PM ET | STZCONSTELLATION BRANDS, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jun 25, 2020 accepted 2:38 PM ET | NPOEnpro Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Jun 25, 2020 accepted 10:34 PM ET | YHGJYUNHONG GREEN CTI LTD. | 8-K/A 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale | DocumentSEC ↗ |
Jun 24, 2020 accepted 5:28 PM ET | BF.BBROWN FORMAN CORP | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jun 24, 2020 accepted 5:25 PM ET | ALLYAlly Financial Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jun 24, 2020 accepted 5:08 PM ET | CHCIComstock Holding Companies, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 24, 2020 accepted 9:17 AM ET | SONOSonos Inc | 2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Jun 24, 2020 accepted 11:52 PM ET | BRTBRT Apartments Corp. | 4.01Auditor change | DocumentSEC ↗ |
Jun 24, 2020 accepted 9:44 PM ET | PCGPG&E Corp | 1.03Bankruptcy3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 23, 2020 accepted 9:20 PM ET | KAIKADANT INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jun 23, 2020 accepted 8:24 PM ET | VXRTVaxart, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 23, 2020 accepted 4:45 PM ET | EPEMPIRE PETROLEUM CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Jun 23, 2020 accepted 3:41 PM ET | PCGPG&E Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Jun 23, 2020 accepted 8:03 AM ET | AESAES CORP | 2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 22, 2020 accepted 8:45 PM ET | CLIRClearSign Technologies Corp | 3.01Delisting notice5.07Shareholder vote | DocumentSEC ↗ |
Jun 22, 2020 accepted 5:19 PM ET | RDCTVNUE, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 22, 2020 accepted 4:10 PM ET | TZOOTRAVELZOO | 2.05Restructuring costs | DocumentSEC ↗ |
Jun 22, 2020 accepted 10:38 AM ET | GEGENERAL ELECTRIC CO | 4.01Auditor change | DocumentSEC ↗ |
Jun 19, 2020 accepted 5:28 PM ET | DANDANA Inc | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Jun 19, 2020 accepted 5:18 PM ET | FDXFEDEX CORP | 2.06Impairment5.02Officer / director change | DocumentSEC ↗ |
Jun 19, 2020 accepted 4:45 PM ET | PYYXPYXUS INTERNATIONAL, INC. | 1.01Material agreement2.03New debt obligation3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 18, 2020 accepted 8:32 PM ET | NPOEnpro Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Jun 18, 2020 accepted 8:30 PM ET | YHGJYUNHONG GREEN CTI LTD. | 2.04Debt acceleration | DocumentSEC ↗ |
Jun 18, 2020 accepted 4:42 PM ET | LDOSLeidos Holdings, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 18, 2020 accepted 4:36 PM ET | TXTTEXTRON INC | 2.05Restructuring costs2.06Impairment8.01Other events | DocumentSEC ↗ |
Jun 18, 2020 accepted 4:12 PM ET | ASMBASSEMBLY BIOSCIENCES, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Jun 18, 2020 accepted 7:12 AM ET | TTITETRA TECHNOLOGIES INC | 4.01Auditor change | DocumentSEC ↗ |
Jun 17, 2020 accepted 5:04 PM ET | TMUST-Mobile US, Inc. | 2.06Impairment5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jun 17, 2020 accepted 4:30 PM ET | EYPTEyePoint, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 17, 2020 accepted 4:05 PM ET | ELDNEledon Pharmaceuticals, Inc. | 2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Jun 17, 2020 accepted 8:05 AM ET | ITRIITRON, INC. | 2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 17, 2020 accepted 6:30 AM ET | LUVSOUTHWEST AIRLINES CO | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 17, 2020 accepted 7:31 PM ET | WTWisdomTree, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 16, 2020 accepted 4:05 PM ET | DCTHDELCATH SYSTEMS, INC. | 3.01Delisting notice5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jun 16, 2020 accepted 4:05 PM ET | EQIXEQUINIX INC | 1.02Agreement terminated | DocumentSEC ↗ |
Jun 16, 2020 accepted 1:01 PM ET | SLBSLB LIMITED/NV | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 16, 2020 accepted 12:45 PM ET | OCGNOcugen, Inc. | 2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Jun 16, 2020 accepted 8:34 AM ET | KOANResonate Blends, Inc. | 8-K/A 1.01Material agreement2.03New debt obligation5.01Change in control | DocumentSEC ↗ |
Jun 16, 2020 accepted 10:42 PM ET | BYRNByrna Technologies Inc. | 4.01Auditor change | DocumentSEC ↗ |