

1,403,263 filings since 2004 · latest accepted Nov 5, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Apr 6, 2020 accepted 1:59 PM ET | EYPTEyePoint, Inc. | 2.05Restructuring costs8.01Other events | DocumentSEC ↗ |
Apr 6, 2020 accepted 7:03 AM ET | SFESSAFEGUARD SCIENTIFICS INC | Impairment |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Apr 3, 2020 accepted 5:15 PM ET | VTGNVistagen Therapeutics, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Apr 3, 2020 accepted 4:46 PM ET | LEGHLegacy Housing Corp | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Apr 3, 2020 accepted 1:00 PM ET | UAAUnder Armour, Inc. | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 3, 2020 accepted 8:30 AM ET | OMCCOLD MARKET CAPITAL Corp | 2.05Restructuring costs | DocumentSEC ↗ |
Apr 2, 2020 accepted 9:15 PM ET | ZVRAZEVRA THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 2, 2020 accepted 8:41 PM ET | NCMINational CineMedia, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 2, 2020 accepted 8:30 PM ET | YHGJYUNHONG GREEN CTI LTD. | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale | DocumentSEC ↗ |
Apr 2, 2020 accepted 4:30 PM ET | UEECUnited Health Products, Inc. | 8-K/A 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Apr 2, 2020 accepted 4:08 PM ET | BOOMDMC Global Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Apr 2, 2020 accepted 3:00 PM ET | PALIPALISADE BIO, INC. | 2.02Earnings release3.01Delisting notice3.02Unregistered equity sale5.02Officer / director change | DocumentSEC ↗ |
Apr 2, 2020 accepted 6:04 AM ET | COOCOOPER COMPANIES, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 1, 2020 accepted 5:01 PM ET | TTITETRA TECHNOLOGIES INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 1, 2020 accepted 4:30 PM ET | NINISOURCE INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 1, 2020 accepted 9:23 AM ET | TMUST-Mobile US, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 31, 2020 accepted 8:30 PM ET | STZCONSTELLATION BRANDS, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 31, 2020 accepted 4:50 PM ET | RLIRLI CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 31, 2020 accepted 4:15 PM ET | ACRACRES Commercial Realty Corp. | 2.04Debt acceleration | DocumentSEC ↗ |
Mar 31, 2020 accepted 6:58 PM ET | UEECUnited Health Products, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 30, 2020 accepted 8:59 PM ET | NSCNORFOLK SOUTHERN CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 30, 2020 accepted 6:38 PM ET | MUXMcEwen Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 30, 2020 accepted 4:30 PM ET | SINTSintx Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 30, 2020 accepted 4:15 PM ET | ERNAErnexa Therapeutics Inc. | 3.01Delisting notice5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Mar 30, 2020 accepted 3:55 PM ET | JOFJAPAN SMALLER CAPITALIZATION FUND INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 30, 2020 accepted 8:34 AM ET | USOUnited States Oil Fund, LP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 30, 2020 accepted 8:33 AM ET | USLUnited States 12 Month Oil Fund, LP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 30, 2020 accepted 8:32 AM ET | UNLUnited States 12 Month Natural Gas Fund, LP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 30, 2020 accepted 8:32 AM ET | UNGUnited States Natural Gas Fund, LP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 30, 2020 accepted 8:32 AM ET | UGAUnited States Gasoline Fund, LP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 26, 2020 accepted 8:28 PM ET | MFAMFA FINANCIAL, INC. | 2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Mar 26, 2020 accepted 4:30 PM ET | TELTE Connectivity plc | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Mar 26, 2020 accepted 4:15 PM ET | HNNAHENNESSY ADVISORS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 26, 2020 accepted 4:14 PM ET | KODKEASTMAN KODAK CO | 4.01Auditor change | DocumentSEC ↗ |
Mar 26, 2020 accepted 8:11 AM ET | ASTCASTROTECH Corp | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Mar 26, 2020 accepted 6:51 AM ET | IVRInvesco Mortgage Capital Inc. | 2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Mar 26, 2020 accepted 6:10 AM ET | SWBISMITH & WESSON BRANDS, INC. | 2.06Impairment | DocumentSEC ↗ |
Mar 25, 2020 accepted 5:10 PM ET | LFCRLIFECORE BIOMEDICAL, INC. \DE\ | 8-K/A 2.05Restructuring costs | DocumentSEC ↗ |
Mar 25, 2020 accepted 11:13 AM ET | CBRLCRACKER BARREL OLD COUNTRY STORE, INC | 2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 25, 2020 accepted 9:24 AM ET | ACRACRES Commercial Realty Corp. | 2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Mar 25, 2020 accepted 8:26 AM ET | OXSQOxford Square Capital Corp. | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 25, 2020 accepted 8:07 AM ET | AYTUAYTU BIOPHARMA, INC | 3.01Delisting notice | DocumentSEC ↗ |
Mar 25, 2020 accepted 5:34 PM ET | ABGASBURY AUTOMOTIVE GROUP INC | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 24, 2020 accepted 4:30 PM ET | PARPAR TECHNOLOGY CORP | 4.01Auditor change | DocumentSEC ↗ |
Mar 24, 2020 accepted 7:02 AM ET | IVRInvesco Mortgage Capital Inc. | 2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Mar 23, 2020 accepted 8:07 PM ET | AVNWAVIAT NETWORKS, INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Mar 23, 2020 accepted 5:14 PM ET | CHTRCHARTER COMMUNICATIONS, INC. /MO/ | 1.01Material agreement2.03New debt obligation2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Mar 23, 2020 accepted 5:00 PM ET | KKRKKR & Co. Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 23, 2020 accepted 4:30 PM ET | TARAProtara Therapeutics, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 23, 2020 accepted 1:04 PM ET | DYDYCOM INDUSTRIES INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |