

1,403,263 filings since 2004 · latest accepted Nov 5, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Mar 6, 2020 accepted 11:22 AM ET | TDSTELEPHONE & DATA SYSTEMS INC /DE/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 6, 2020 accepted 11:10 AM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.01Material agreement1.02Agreement terminated2.03New debt obligation |
| DocumentSEC ↗ |
Mar 6, 2020 accepted 8:27 PM ET | GSATGlobalstar, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 5, 2020 accepted 9:18 PM ET | SPHSUBURBAN PROPANE PARTNERS LP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 5, 2020 accepted 5:15 PM ET | BRKRBRUKER CORP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 5, 2020 accepted 4:30 PM ET | OPTTOcean Power Technologies, Inc. | 1.01Material agreement3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Mar 5, 2020 accepted 4:15 PM ET | CSTLCASTLE BIOSCIENCES INC | 1.01Material agreement2.04Debt acceleration | DocumentSEC ↗ |
Mar 4, 2020 accepted 4:02 PM ET | ADSKAutodesk, Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Mar 4, 2020 accepted 2:46 PM ET | JOFJAPAN SMALLER CAPITALIZATION FUND INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 4, 2020 accepted 1:30 PM ET | INLXINTELLINETICS, INC. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Mar 3, 2020 accepted 5:12 PM ET | CDNSCADENCE DESIGN SYSTEMS INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 3, 2020 accepted 4:59 PM ET | AIMDAinos, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 3, 2020 accepted 4:52 PM ET | APPSDigital Turbine, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.02Earnings release2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 3, 2020 accepted 10:32 AM ET | EMEEMCOR Group, Inc. | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 3, 2020 accepted 6:13 AM ET | STIMNeuronetics, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 2, 2020 accepted 10:18 PM ET | CMCCOMMERCIAL METALS Co | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Mar 2, 2020 accepted 4:15 PM ET | NXQuanex Building Products CORP | 1.02Agreement terminated5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Feb 28, 2020 accepted 10:17 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Feb 28, 2020 accepted 9:30 PM ET | GPUSHyperscale Data, Inc. | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 28, 2020 accepted 9:21 PM ET | GWWW.W. GRAINGER, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Feb 28, 2020 accepted 4:45 PM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Feb 28, 2020 accepted 5:33 PM ET | TNCTENNANT CO | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Feb 27, 2020 accepted 5:21 PM ET | REIRING ENERGY, INC. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Feb 27, 2020 accepted 4:14 PM ET | GPORGULFPORT ENERGY CORP | 4.02Non-reliance (restatement)5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 26, 2020 accepted 10:21 PM ET | ELOXEloxx Pharmaceuticals, Inc. | 2.05Restructuring costs5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 26, 2020 accepted 4:30 PM ET | ELESTEE LAUDER COMPANIES INC | 4.01Auditor change | DocumentSEC ↗ |
Feb 26, 2020 accepted 4:27 PM ET | CCICROWN CASTLE INC. | 2.02Earnings release4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 26, 2020 accepted 11:58 AM ET | ONITONITY GROUP INC. | 1.02Agreement terminated2.02Earnings release | DocumentSEC ↗ |
Feb 26, 2020 accepted 10:16 AM ET | THRMGentherm Inc | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Feb 25, 2020 accepted 5:02 PM ET | RLIRLI CORP | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Feb 25, 2020 accepted 4:17 PM ET | BF.BBROWN FORMAN CORP | 4.01Auditor change | DocumentSEC ↗ |
Feb 25, 2020 accepted 4:01 PM ET | LIFDLFTD PARTNERS INC. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Feb 25, 2020 accepted 6:01 AM ET | EXPEExpedia Group, Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Feb 25, 2020 accepted 10:46 PM ET | TREXTREX CO INC | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Feb 24, 2020 accepted 5:00 PM ET | LIVELIVE VENTURES Inc | 3.01Delisting notice | DocumentSEC ↗ |
Feb 24, 2020 accepted 3:47 PM ET | ASTCASTROTECH Corp | 3.01Delisting notice | DocumentSEC ↗ |
Feb 21, 2020 accepted 5:14 PM ET | AYTUAYTU BIOPHARMA, INC | 3.01Delisting notice | DocumentSEC ↗ |
Feb 21, 2020 accepted 4:39 PM ET | AMATAPPLIED MATERIALS INC /DE | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Feb 21, 2020 accepted 4:30 PM ET | TLFTANDY LEATHER FACTORY INC | 3.01Delisting notice | DocumentSEC ↗ |
Feb 21, 2020 accepted 4:05 PM ET | OSSONE STOP SYSTEMS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Feb 21, 2020 accepted 4:01 PM ET | TIPTTIPTREE INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Feb 21, 2020 accepted 1:01 PM ET | RCATRed Cat Holdings, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Feb 21, 2020 accepted 7:15 PM ET | CHTRCHARTER COMMUNICATIONS, INC. /MO/ | 1.01Material agreement2.03New debt obligation2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Feb 20, 2020 accepted 4:30 PM ET | HTGCHercules Capital, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Feb 20, 2020 accepted 6:15 AM ET | MRAMEVERSPIN TECHNOLOGIES INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Feb 19, 2020 accepted 4:50 PM ET | BHCBausch Health Companies Inc. | 2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Feb 19, 2020 accepted 3:58 PM ET | HLHECLA MINING CO/DE/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Feb 18, 2020 accepted 9:10 PM ET | RICKRCI HOSPITALITY HOLDINGS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Feb 18, 2020 accepted 5:21 PM ET | GPIGROUP 1 AUTOMOTIVE INC | 4.01Auditor change | DocumentSEC ↗ |
Feb 18, 2020 accepted 5:08 PM ET | AMTXAEMETIS, INC | 3.01Delisting notice | DocumentSEC ↗ |