1,403,401 filings since 2004 · latest accepted Nov 6, 2026, 3:17 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
May 24, 2019 accepted 8:50 PM ET | IOSPINNOSPEC INC. | 4.01Auditor change | DocumentSEC ↗ |
May 24, 2019 accepted 8:10 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 3.01Delisting notice | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
May 24, 2019 accepted 8:00 PM ET | VXRTVaxart, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 24, 2019 accepted 5:21 PM ET | KODKEASTMAN KODAK CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation5.01Change in control5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
May 24, 2019 accepted 5:15 PM ET | TRAWTraws Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 24, 2019 accepted 5:15 PM ET | BSINBIG SKY INDUSTRIAL INC. | 1.01Material agreement3.01Delisting notice5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
May 24, 2019 accepted 4:35 PM ET | FTKFLOTEK INDUSTRIES INC/CN/ | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
May 24, 2019 accepted 4:02 PM ET | CEPLCapstone Energy Plus, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 23, 2019 accepted 9:26 PM ET | BLINBridgeline Digital, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 23, 2019 accepted 9:21 PM ET | ZVRAZEVRA THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 23, 2019 accepted 2:03 PM ET | GATXGATX CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 23, 2019 accepted 12:50 PM ET | IHTINNSUITES HOSPITALITY TRUST | 3.01Delisting notice | DocumentSEC ↗ |
May 23, 2019 accepted 10:35 AM ET | AZZAZZ INC | 4.01Auditor change | DocumentSEC ↗ |
May 22, 2019 accepted 8:58 PM ET | FEEDENvue Medical, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 22, 2019 accepted 1:33 AM ET | SDCHSideChannel, Inc. | 4.01Auditor change | DocumentSEC ↗ |
May 21, 2019 accepted 9:22 PM ET | CYTKCYTOKINETICS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale | DocumentSEC ↗ |
May 21, 2019 accepted 9:01 PM ET | AWXAVALON HOLDINGS CORP | 4.01Auditor change | DocumentSEC ↗ |
May 21, 2019 accepted 9:00 PM ET | RICKRCI HOSPITALITY HOLDINGS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 21, 2019 accepted 5:00 PM ET | SGRPSPAR Group, Inc. | 3.01Delisting notice5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
May 21, 2019 accepted 4:50 PM ET | SDEVStablecoin Development Corp | 3.01Delisting notice | DocumentSEC ↗ |
May 21, 2019 accepted 4:15 PM ET | EFOIENERGY FOCUS, INC/DE | 3.01Delisting notice | DocumentSEC ↗ |
May 21, 2019 accepted 9:20 AM ET | OPTTOcean Power Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 20, 2019 accepted 8:30 PM ET | GPUSHyperscale Data, Inc. | 2.04Debt acceleration | DocumentSEC ↗ |
May 20, 2019 accepted 4:01 PM ET | LSCCLATTICE SEMICONDUCTOR CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 17, 2019 accepted 4:30 PM ET | IBMINTERNATIONAL BUSINESS MACHINES CORP | 1.02Agreement terminated | DocumentSEC ↗ |
May 17, 2019 accepted 4:02 PM ET | HINDVyome Holdings, Inc | 3.01Delisting notice | DocumentSEC ↗ |
May 17, 2019 accepted 1:37 PM ET | CFOOChina Foods Holdings Ltd. | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
May 17, 2019 accepted 9:01 AM ET | AGPUAXE COMPUTE INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 17, 2019 accepted 9:46 PM ET | CWBCCommunity West Bancshares | 1.01Material agreement5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
May 16, 2019 accepted 9:00 PM ET | QCLSQ/C TECHNOLOGIES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 16, 2019 accepted 5:00 PM ET | BMYBRISTOL MYERS SQUIBB CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 16, 2019 accepted 5:00 PM ET | OPTTOcean Power Technologies, Inc. | 8-K/A 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 16, 2019 accepted 12:53 PM ET | ASTCASTROTECH Corp | 4.01Auditor change | DocumentSEC ↗ |
May 16, 2019 accepted 6:02 AM ET | RCATRed Cat Holdings, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
May 16, 2019 accepted 6:36 PM ET | KVHIKVH INDUSTRIES INC \DE\ | 1.01Material agreement2.01Acquisition / disposition2.02Earnings release2.04Debt acceleration | DocumentSEC ↗ |
May 15, 2019 accepted 5:30 PM ET | BSINBIG SKY INDUSTRIAL INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 15, 2019 accepted 4:28 PM ET | PLXSPLEXUS CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 15, 2019 accepted 12:15 PM ET | FLXSFLEXSTEEL INDUSTRIES INC | 2.05Restructuring costs2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
May 15, 2019 accepted 8:01 AM ET | TARAProtara Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 14, 2019 accepted 8:01 PM ET | NVECNVE CORP /NEW/ | 4.01Auditor change | DocumentSEC ↗ |
May 14, 2019 accepted 4:56 PM ET | BCICBCP Investment Corp | 4.01Auditor change | DocumentSEC ↗ |
May 14, 2019 accepted 4:13 PM ET | JUVFJUNIATA VALLEY FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |
May 14, 2019 accepted 12:03 PM ET | HAEHAEMONETICS CORP | 2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
May 13, 2019 accepted 4:16 PM ET | AAOIAPPLIED OPTOELECTRONICS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 13, 2019 accepted 4:09 PM ET | SDSANDRIDGE ENERGY INC | 4.01Auditor change | DocumentSEC ↗ |
May 13, 2019 accepted 1:43 PM ET | OCGNOcugen, Inc. | 8-K/A 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
May 13, 2019 accepted 11:41 AM ET | OCGNOcugen, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
May 10, 2019 accepted 5:24 PM ET | CFORCapForce Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 10, 2019 accepted 4:33 PM ET | ARMPArmata Pharmaceuticals, Inc. | 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
May 10, 2019 accepted 4:10 PM ET | CVXCHEVRON CORP | 1.02Agreement terminated | DocumentSEC ↗ |