1,403,403 filings since 2004 · latest accepted Nov 6, 2026, 3:25 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
May 10, 2019 accepted 8:46 AM ET | EFOIENERGY FOCUS, INC/DE | 3.01Delisting notice | DocumentSEC ↗ |
May 9, 2019 accepted 5:06 PM ET | MLKNMILLERKNOLL, INC. | 4.01Auditor change | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
May 9, 2019 accepted 4:35 PM ET | PNWPINNACLE WEST CAPITAL CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 9, 2019 accepted 8:30 AM ET | WWRWESTWATER RESOURCES, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 9, 2019 accepted 5:31 PM ET | BCBRUNSWICK CORP | 1.01Material agreement2.06Impairment | DocumentSEC ↗ |
May 8, 2019 accepted 9:00 PM ET | AEMDAETHLON MEDICAL INC | 1.01Material agreement3.01Delisting notice3.03Holder rights modified | DocumentSEC ↗ |
May 8, 2019 accepted 4:03 PM ET | MYFWFirst Western Financial Inc | 5.01Change in control | DocumentSEC ↗ |
May 7, 2019 accepted 8:15 PM ET | ORRFORRSTOWN FINANCIAL SERVICES INC | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
May 7, 2019 accepted 8:50 AM ET | STQNSTRATEGIC ACQUISITIONS INC /NV/ | 4.01Auditor change | DocumentSEC ↗ |
May 7, 2019 accepted 7:33 PM ET | DXYNDIXIE GROUP INC | 3.01Delisting notice | DocumentSEC ↗ |
May 6, 2019 accepted 8:30 PM ET | OCGNOcugen, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
May 6, 2019 accepted 5:03 PM ET | KMTKENNAMETAL INC | 2.02Earnings release2.05Restructuring costs | DocumentSEC ↗ |
May 6, 2019 accepted 4:48 PM ET | ADAMADAMAS TRUST, INC. | 1.02Agreement terminated2.02Earnings release7.01Reg FD disclosure | DocumentSEC ↗ |
May 3, 2019 accepted 1:21 PM ET | STLYHG Holdings, Inc. | 4.01Auditor change | DocumentSEC ↗ |
May 2, 2019 accepted 5:27 PM ET | DCTHDELCATH SYSTEMS, INC. | 1.01Material agreement2.03New debt obligation2.04Debt acceleration | DocumentSEC ↗ |
May 2, 2019 accepted 4:19 PM ET | EGHT8X8 INC /DE/ | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
May 1, 2019 accepted 5:13 PM ET | PRGSPROGRESS SOFTWARE CORP /MA | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
May 1, 2019 accepted 4:30 PM ET | FTFTFuture FinTech Group Inc. | 4.01Auditor change | DocumentSEC ↗ |
May 1, 2019 accepted 10:09 PM ET | RTBRTB Digital, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 30, 2019 accepted 5:06 PM ET | REEDREED'S, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 30, 2019 accepted 5:00 PM ET | COHUCOHU INC | 2.05Restructuring costs | DocumentSEC ↗ |
Apr 30, 2019 accepted 6:49 AM ET | MRKMerck & Co., Inc. | 2.02Earnings release2.05Restructuring costs | DocumentSEC ↗ |
Apr 30, 2019 accepted 6:07 AM ET | CHUCCharlie's Holdings, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 29, 2019 accepted 4:23 PM ET | TWAVTaoWeave, Inc. | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 29, 2019 accepted 3:36 PM ET | GGGGRACO INC | 1.02Agreement terminated5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Apr 26, 2019 accepted 4:23 PM ET | AMTXAEMETIS, INC | 3.01Delisting notice5.07Shareholder vote | DocumentSEC ↗ |
Apr 25, 2019 accepted 4:33 PM ET | TXMDTherapeuticsMD, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation2.04Debt acceleration7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 25, 2019 accepted 4:12 PM ET | AMCAMC ENTERTAINMENT HOLDINGS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 25, 2019 accepted 1:45 PM ET | OTLCOncotelic Therapeutics, Inc. | 2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 24, 2019 accepted 4:44 PM ET | FULFULLER H B CO | 4.01Auditor change | DocumentSEC ↗ |
Apr 24, 2019 accepted 4:34 PM ET | SMBKSMARTFINANCIAL INC. | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 24, 2019 accepted 6:20 AM ET | TELTE Connectivity plc | 2.02Earnings release2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 23, 2019 accepted 4:52 PM ET | BSINBIG SKY INDUSTRIAL INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 23, 2019 accepted 4:01 PM ET | ABUSArbutus Biopharma Corp | 4.01Auditor change | DocumentSEC ↗ |
Apr 22, 2019 accepted 9:03 PM ET | AVAVAeroVironment Inc | 4.01Auditor change | DocumentSEC ↗ |
Apr 22, 2019 accepted 8:43 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 3.01Delisting notice | DocumentSEC ↗ |
Apr 22, 2019 accepted 8:00 PM ET | YHGJYUNHONG GREEN CTI LTD. | 4.01Auditor change | DocumentSEC ↗ |
Apr 22, 2019 accepted 4:46 PM ET | FTFTFuture FinTech Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 22, 2019 accepted 4:05 PM ET | ORKAOruka Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 22, 2019 accepted 11:53 AM ET | KWYKINGSWAY Corp | 3.01Delisting notice | DocumentSEC ↗ |
Apr 19, 2019 accepted 5:11 PM ET | PSAPublic Storage | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 19, 2019 accepted 4:29 PM ET | DCTHDELCATH SYSTEMS, INC. | 2.04Debt acceleration | DocumentSEC ↗ |
Apr 19, 2019 accepted 12:17 PM ET | MHLAMaiden Holdings, Ltd. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 19, 2019 accepted 5:34 PM ET | SKVISKINVISIBLE, INC. | 4.01Auditor change | DocumentSEC ↗ |
Apr 18, 2019 accepted 8:45 PM ET | CLIRClearSign Technologies Corp | 3.01Delisting notice | DocumentSEC ↗ |
Apr 18, 2019 accepted 8:17 PM ET | OCGNOcugen, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Apr 18, 2019 accepted 4:45 PM ET | IDXGINTERPACE BIOSCIENCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 18, 2019 accepted 4:26 PM ET | COCPCocrystal Pharma, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 18, 2019 accepted 2:10 PM ET | SUIGSUI Group Holdings Ltd. | 4.01Auditor change | DocumentSEC ↗ |
Apr 17, 2019 accepted 8:10 PM ET | DSSDSS, INC. | 3.01Delisting notice | DocumentSEC ↗ |