

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Aug 24, 2018 accepted 5:06 PM ET | CMICUMMINS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 24, 2018 accepted 4:22 PM ET | UALUnited Airlines Holdings, Inc. |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.01Delisting notice |
| DocumentSEC ↗ |
Aug 24, 2018 accepted 4:16 PM ET | LMTLOCKHEED MARTIN CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 23, 2018 accepted 8:15 PM ET | HWCHANCOCK WHITNEY CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 23, 2018 accepted 2:44 PM ET | SMCISuper Micro Computer, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 23, 2018 accepted 8:57 AM ET | NOBHNOBILITY HOMES INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 23, 2018 accepted 8:56 AM ET | PRKRPARKERVISION INC | 2.05Restructuring costs5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Aug 22, 2018 accepted 9:00 PM ET | RGAREINSURANCE GROUP OF AMERICA INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 22, 2018 accepted 8:14 PM ET | IBIOiBio, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2018 accepted 4:16 PM ET | HLFHERBALIFE LTD. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 22, 2018 accepted 12:56 PM ET | LOWLOWES COMPANIES INC | 2.02Earnings release2.05Restructuring costs2.06Impairment5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 21, 2018 accepted 4:24 PM ET | SMCISuper Micro Computer, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 20, 2018 accepted 4:31 PM ET | GBXGREENBRIER COMPANIES INC | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 17, 2018 accepted 5:23 PM ET | FCFFIRST COMMONWEALTH FINANCIAL CORP /PA/ | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2018 accepted 4:30 PM ET | SINTSintx Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 17, 2018 accepted 11:00 AM ET | PRSOPeraso Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 16, 2018 accepted 4:32 PM ET | HDSNHUDSON TECHNOLOGIES INC /NY | 3.01Delisting notice | DocumentSEC ↗ |
Aug 16, 2018 accepted 4:16 PM ET | CCELCRYO CELL INTERNATIONAL INC | 1.02Agreement terminated5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Aug 16, 2018 accepted 11:40 AM ET | MITIMitesco, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Aug 15, 2018 accepted 9:05 PM ET | ATNMActinium Pharmaceuticals, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 15, 2018 accepted 4:39 PM ET | GLWCORNING INC /NY | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 15, 2018 accepted 4:09 PM ET | PRKRPARKERVISION INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 15, 2018 accepted 10:37 AM ET | CRKCOMSTOCK RESOURCES INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 15, 2018 accepted 12:03 AM ET | PRPHProPhase Labs, Inc. | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 14, 2018 accepted 8:46 PM ET | RMTIROCKWELL MEDICAL, INC. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 14, 2018 accepted 4:50 PM ET | SBCFSEACOAST BANKING CORP OF FLORIDA | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Aug 14, 2018 accepted 4:10 PM ET | ATYRaTYR PHARMA INC | 2.02Earnings release3.01Delisting notice | DocumentSEC ↗ |
Aug 14, 2018 accepted 2:28 PM ET | CFOOChina Foods Holdings Ltd. | 4.01Auditor change | DocumentSEC ↗ |
Aug 14, 2018 accepted 1:01 PM ET | STZCONSTELLATION BRANDS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 13, 2018 accepted 4:49 PM ET | OPTTOcean Power Technologies, Inc. | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 13, 2018 accepted 4:42 PM ET | PIIMPINJ INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 13, 2018 accepted 4:30 PM ET | GENGen Digital Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 13, 2018 accepted 4:15 PM ET | MOHMOLINA HEALTHCARE, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 13, 2018 accepted 4:05 PM ET | SWBISMITH & WESSON BRANDS, INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Aug 10, 2018 accepted 9:22 PM ET | SNXTD SYNNEX CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Aug 10, 2018 accepted 8:15 PM ET | AURXNuo Therapeutics, Inc. | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
Aug 10, 2018 accepted 4:31 PM ET | WMBWILLIAMS COMPANIES, INC. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 9, 2018 accepted 5:21 PM ET | PGENPRECIGEN, INC. | 2.02Earnings release4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 9, 2018 accepted 4:49 PM ET | ATEXAnterix Inc. | 4.02Non-reliance (restatement)8.01Other events | DocumentSEC ↗ |
Aug 7, 2018 accepted 8:05 PM ET | USAUU.S. GOLD CORP. | 4.01Auditor change | DocumentSEC ↗ |
Aug 7, 2018 accepted 8:05 PM ET | NTRPNextTrip, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Aug 7, 2018 accepted 4:04 PM ET | ALNTALLIENT INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 6, 2018 accepted 4:44 PM ET | TDCTERADATA CORP /DE/ | 8-K/A 2.05Restructuring costs | DocumentSEC ↗ |
Aug 6, 2018 accepted 8:20 AM ET | IRWDIRONWOOD PHARMACEUTICALS INC | 1.02Agreement terminated2.02Earnings release2.05Restructuring costs2.06Impairment | DocumentSEC ↗ |
Aug 3, 2018 accepted 8:30 PM ET | DSSDSS, INC. | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Aug 3, 2018 accepted 4:05 PM ET | AGIGABUNDIA GLOBAL IMPACT GROUP, INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 3, 2018 accepted 5:31 PM ET | GICGLOBAL INDUSTRIAL Co | 1.01Material agreement2.05Restructuring costs8.01Other events | DocumentSEC ↗ |
Aug 2, 2018 accepted 8:22 PM ET | ACTGACACIA RESEARCH CORP | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 2, 2018 accepted 8:01 PM ET | TCPCBlackRock TCP Capital Corp. | 1.01Material agreement1.02Agreement terminated5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Aug 2, 2018 accepted 4:42 PM ET | CBOECboe Global Markets, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |