

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jan 2, 2024 accepted 4:05 PM ET | SMSISMITH MICRO SOFTWARE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 29, 2023 accepted 4:55 PM ET | RGSREGIS CORP | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Dec 29, 2023 accepted 4:30 PM ET | IMNNImunon, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 27, 2023 accepted 5:16 PM ET | VANIVivani Medical, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 22, 2023 accepted 9:06 PM ET | OESXORION ENERGY SYSTEMS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 22, 2023 accepted 4:05 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 19, 2023 accepted 3:16 PM ET | CUENCuentas Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:45 PM ET | PTNPALATIN TECHNOLOGIES INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:39 PM ET | SFESSAFEGUARD SCIENTIFICS INC | 1.01Material agreement3.01Delisting notice5.02Officer / director change5.07Shareholder vote7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:21 PM ET | RGSREGIS CORP | 3.01Delisting notice | DocumentSEC ↗ |
Dec 15, 2023 accepted 4:35 PM ET | ASTIAscent Solar Technologies, Inc. | 3.01Delisting notice5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Dec 12, 2023 accepted 9:35 PM ET | UONEURBAN ONE, INC. | 2.02Earnings release3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 12, 2023 accepted 4:58 PM ET | CFORCapForce Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 8, 2023 accepted 9:15 PM ET | AGENAGENUS INC | 3.01Delisting notice | DocumentSEC ↗ |
Dec 8, 2023 accepted 9:00 PM ET | BEEMBeam Global | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Dec 8, 2023 accepted 4:05 PM ET | SLSSELLAS Life Sciences Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 8, 2023 accepted 4:04 PM ET | SSBSouthState Bank Corp | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 8, 2023 accepted 4:02 PM ET | GOVXGeoVax Labs, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 7, 2023 accepted 10:28 PM ET | EDUCEDUCATIONAL DEVELOPMENT CORP | 3.01Delisting notice | DocumentSEC ↗ |
Dec 7, 2023 accepted 6:01 AM ET | MOBQMobiquity Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 7, 2023 accepted 12:34 PM ET | CIZNCITIZENS HOLDING CO /MS/ | 8-K/A 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 6, 2023 accepted 9:10 PM ET | SQFTPresidio Property Trust, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 6, 2023 accepted 9:05 PM ET | BNBXBNB PLUS CORP. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 4, 2023 accepted 4:49 PM ET | TPHSTrinity Place Holdings Inc. | 1.01Material agreement2.03New debt obligation3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 1, 2023 accepted 5:00 PM ET | RCATRed Cat Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 1, 2023 accepted 9:00 AM ET | DJCODAILY JOURNAL CORP | 3.01Delisting notice | DocumentSEC ↗ |
Dec 1, 2023 accepted 7:20 AM ET | NINISOURCE INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 30, 2023 accepted 6:04 AM ET | RIGLRIGEL PHARMACEUTICALS INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 29, 2023 accepted 9:50 PM ET | AIRIAIR INDUSTRIES GROUP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 29, 2023 accepted 5:18 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2023 accepted 5:29 PM ET | SCNXScienture Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2023 accepted 5:28 PM ET | LIPOLIPELLA PHARMACEUTICALS INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2023 accepted 5:15 PM ET | OMEXODYSSEY MARINE EXPLORATION INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2023 accepted 5:05 PM ET | SMBKSMARTFINANCIAL INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 28, 2023 accepted 4:59 PM ET | BGMSBio Green Med Solution, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 27, 2023 accepted 10:25 PM ET | CLIRClearSign Technologies Corp | 3.01Delisting notice | DocumentSEC ↗ |
Nov 27, 2023 accepted 9:55 PM ET | NKTRNEKTAR THERAPEUTICS | 3.01Delisting notice | DocumentSEC ↗ |
Nov 27, 2023 accepted 9:29 AM ET | ZIVOZivo Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 24, 2023 accepted 7:17 AM ET | EBSEmergent BioSolutions Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2023 accepted 5:30 PM ET | BYFCBROADWAY FINANCIAL CORP \DE\ | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 22, 2023 accepted 5:25 PM ET | OMQSOMNIQ Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2023 accepted 5:15 PM ET | GROWU S GLOBAL INVESTORS INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2023 accepted 4:30 PM ET | ENVBEnveric Biosciences, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 21, 2023 accepted 5:00 PM ET | SOBRSOBR Safe, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 21, 2023 accepted 4:32 PM ET | SONXSonendo, Inc. | 3.01Delisting notice5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 21, 2023 accepted 4:00 PM ET | CCBGCAPITAL CITY BANK GROUP INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 17, 2023 accepted 9:45 PM ET | GPUSHyperscale Data, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 17, 2023 accepted 9:13 PM ET | QMCOQUANTUM CORP /DE/ | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 17, 2023 accepted 3:02 PM ET | UEICUNIVERSAL ELECTRONICS INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 16, 2023 accepted 10:16 PM ET | HSICHENRY SCHEIN INC | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |