

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Mar 24, 2017 accepted 8:59 PM ET | PBYIPUMA BIOTECHNOLOGY, INC. | 4.01Auditor change | DocumentSEC ↗ |
Mar 24, 2017 accepted 8:30 PM ET | USAUU.S. GOLD CORP. | 3.01Delisting notice | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Mar 24, 2017 accepted 5:03 PM ET | CBRECBRE GROUP, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 24, 2017 accepted 4:16 PM ET | HOPEHOPE BANCORP INC | 3.01Delisting notice | DocumentSEC ↗ |
Mar 24, 2017 accepted 7:44 AM ET | MHLAMaiden Holdings, Ltd. | 4.01Auditor change | DocumentSEC ↗ |
Mar 23, 2017 accepted 9:28 PM ET | POWWOutdoor Holding Co | 1.01Material agreement2.01Acquisition / disposition5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Mar 23, 2017 accepted 9:09 AM ET | IDXGINTERPACE BIOSCIENCES, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale | DocumentSEC ↗ |
Mar 23, 2017 accepted 8:22 AM ET | AORTARTIVION, INC. | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Mar 22, 2017 accepted 9:20 PM ET | LSTALISATA THERAPEUTICS, INC. | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 22, 2017 accepted 5:27 PM ET | CPIXCUMBERLAND PHARMACEUTICALS INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Mar 22, 2017 accepted 4:35 PM ET | AGIGABUNDIA GLOBAL IMPACT GROUP, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 22, 2017 accepted 4:30 PM ET | BICXBioCorRx Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Mar 22, 2017 accepted 3:37 PM ET | NSPRInspireMD, Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Mar 21, 2017 accepted 5:11 PM ET | CTASCINTAS CORP | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation | DocumentSEC ↗ |
Mar 21, 2017 accepted 4:21 PM ET | LINKINTERLINK ELECTRONICS INC | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
Mar 20, 2017 accepted 2:36 PM ET | NSYSNORTECH SYSTEMS INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 20, 2017 accepted 1:08 PM ET | MOVMOVADO GROUP INC | 2.02Earnings release2.05Restructuring costs | DocumentSEC ↗ |
Mar 20, 2017 accepted 8:25 AM ET | BTUPEABODY ENERGY CORP | 1.03Bankruptcy7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 20, 2017 accepted 8:21 AM ET | SHENSHENANDOAH TELECOMMUNICATIONS CO/VA/ | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 20, 2017 accepted 8:09 AM ET | DAREDare Bioscience, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 20, 2017 accepted 11:16 PM ET | PCSVPCS Edventures!, Inc. | 2.04Debt acceleration | DocumentSEC ↗ |
Mar 17, 2017 accepted 5:17 PM ET | KDPKeurig Dr Pepper Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 17, 2017 accepted 5:00 PM ET | TENXTENAX THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 17, 2017 accepted 9:59 PM ET | WHWKWhitehawk Therapeutics, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Mar 16, 2017 accepted 5:03 PM ET | CPIXCUMBERLAND PHARMACEUTICALS INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 16, 2017 accepted 7:30 AM ET | USPHU S PHYSICAL THERAPY INC /NV | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 15, 2017 accepted 8:10 PM ET | CDNACareDx, Inc. | 1.01Material agreement1.02Agreement terminated2.02Earnings release2.03New debt obligation3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Mar 15, 2017 accepted 4:30 PM ET | RJFRAYMOND JAMES FINANCIAL INC | 1.02Agreement terminated3.03Holder rights modified | DocumentSEC ↗ |
Mar 15, 2017 accepted 4:10 PM ET | JBLJABIL INC | 8-K/A 2.05Restructuring costs | DocumentSEC ↗ |
Mar 14, 2017 accepted 4:36 PM ET | SCORCOMSCORE, INC. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Mar 14, 2017 accepted 9:29 AM ET | NHTCNATURAL HEALTH TRENDS CORP | 4.01Auditor change | DocumentSEC ↗ |
Mar 10, 2017 accepted 4:41 PM ET | COHNCohen & Co Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Mar 10, 2017 accepted 4:16 PM ET | SUNESUNation Energy, Inc. | 2.02Earnings release4.01Auditor change | DocumentSEC ↗ |
Mar 10, 2017 accepted 4:12 PM ET | LTUMLithium Corp | 4.01Auditor change5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 10, 2017 accepted 7:14 AM ET | STXSeagate Technology Holdings plc | 2.05Restructuring costs | DocumentSEC ↗ |
Mar 9, 2017 accepted 5:00 PM ET | ELDNEledon Pharmaceuticals, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 9, 2017 accepted 4:05 PM ET | ATECAlphatec Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 9, 2017 accepted 4:02 PM ET | IPMINTELLIGENT PROTECTION MANAGEMENT CORP. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 9, 2017 accepted 2:30 PM ET | OLNOLIN Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Mar 9, 2017 accepted 7:40 AM ET | MYEMYERS INDUSTRIES INC | 1.01Material agreement2.02Earnings release2.03New debt obligation2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 8, 2017 accepted 5:19 PM ET | BANCBANC OF CALIFORNIA, INC. | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Mar 8, 2017 accepted 5:16 PM ET | TVTXTravere Therapeutics, Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Mar 8, 2017 accepted 4:50 PM ET | PENNPENN Entertainment, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 8, 2017 accepted 4:29 PM ET | OGEOGE ENERGY CORP. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 8, 2017 accepted 2:30 PM ET | MRDNMeridian Holdings Inc./NV | 4.01Auditor change | DocumentSEC ↗ |
Mar 7, 2017 accepted 9:55 PM ET | SKYChampion Homes, Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Mar 7, 2017 accepted 4:02 PM ET | WOLFWOLFSPEED, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 6, 2017 accepted 4:43 PM ET | HAINHAIN CELESTIAL GROUP INC | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Mar 3, 2017 accepted 10:14 PM ET | LODEComstock Inc. | 8-K/A 1.01Material agreement1.02Agreement terminated2.03New debt obligation5.02Officer / director change | DocumentSEC ↗ |
Mar 3, 2017 accepted 9:00 PM ET | PBTPERMIAN BASIN ROYALTY TRUST | 4.02Non-reliance (restatement) | DocumentSEC ↗ |