

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 29, 2023 accepted 8:30 PM ET | IVDAIveda Solutions, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 29, 2023 accepted 8:04 PM ET | BLINBridgeline Digital, Inc. | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Sep 29, 2023 accepted 7:43 PM ET | BYFCBROADWAY FINANCIAL CORP \DE\ | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 29, 2023 accepted 5:19 PM ET | BBLGBone Biologics Corp | 3.01Delisting notice | DocumentSEC ↗ |
Sep 29, 2023 accepted 5:00 PM ET | TRAWTraws Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 29, 2023 accepted 4:30 PM ET | ASMBASSEMBLY BIOSCIENCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 29, 2023 accepted 4:11 PM ET | TENXTENAX THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 29, 2023 accepted 10:04 AM ET | DXYNDIXIE GROUP INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 28, 2023 accepted 8:41 PM ET | SNOASonoma Pharmaceuticals, Inc. | 3.01Delisting notice5.07Shareholder vote | DocumentSEC ↗ |
Sep 28, 2023 accepted 11:51 AM ET | CEPLCapstone Energy Plus, Inc. | 1.01Material agreement1.03Bankruptcy3.01Delisting notice7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Sep 26, 2023 accepted 8:13 PM ET | INSGINSEEGO CORP. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 26, 2023 accepted 8:09 PM ET | QMCOQUANTUM CORP /DE/ | 3.01Delisting notice | DocumentSEC ↗ |
Sep 26, 2023 accepted 9:21 AM ET | RNSTRENASANT CORP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 22, 2023 accepted 4:33 PM ET | WKHSWorkhorse Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 22, 2023 accepted 4:09 PM ET | TWAVTaoWeave, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 20, 2023 accepted 6:05 AM ET | DCMDeFi Capital Markets, Inc. | 3.01Delisting notice5.07Shareholder vote | DocumentSEC ↗ |
Sep 19, 2023 accepted 4:47 PM ET | RPIDRAPID MICRO BIOSYSTEMS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 18, 2023 accepted 4:15 PM ET | SONMDNA X, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 15, 2023 accepted 9:10 PM ET | BCDABioCardia, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 15, 2023 accepted 9:00 PM ET | UAVSAgEagle Aerial Systems Inc. | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale | DocumentSEC ↗ |
Sep 15, 2023 accepted 5:00 PM ET | ASTIAscent Solar Technologies, Inc. | 3.01Delisting notice3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 15, 2023 accepted 4:33 PM ET | AIFCAI Financial Corp | 3.01Delisting notice | DocumentSEC ↗ |
Sep 15, 2023 accepted 7:50 PM ET | CEPLCapstone Energy Plus, Inc. | 3.01Delisting notice5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 12, 2023 accepted 8:15 PM ET | BCDABioCardia, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2023 accepted 4:30 PM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2023 accepted 4:19 PM ET | COOCOOPER COMPANIES, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 12, 2023 accepted 10:40 PM ET | DRTTFDIRTT ENVIRONMENTAL SOLUTIONS LTD | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Sep 6, 2023 accepted 9:11 PM ET | DRTTFDIRTT ENVIRONMENTAL SOLUTIONS LTD | 3.01Delisting notice | DocumentSEC ↗ |
Sep 1, 2023 accepted 4:12 PM ET | NCPLNetcapital Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 31, 2023 accepted 8:45 PM ET | ASNSACTELIS NETWORKS INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 31, 2023 accepted 8:30 AM ET | ABVCABVC BIOPHARMA, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 28, 2023 accepted 4:11 PM ET | SIFSIFCO INDUSTRIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 24, 2023 accepted 9:14 PM ET | AUMNGolden Minerals Co | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 23, 2023 accepted 9:15 PM ET | SMIDSMITH MIDLAND CORP | 3.01Delisting notice4.01Auditor change | DocumentSEC ↗ |
Aug 22, 2023 accepted 8:55 PM ET | GTBPGT Biopharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2023 accepted 8:15 PM ET | UONEURBAN ONE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2023 accepted 8:05 PM ET | NTRPNextTrip, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2023 accepted 4:11 PM ET | LFCRLIFECORE BIOMEDICAL, INC. \DE\ | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 21, 2023 accepted 4:30 PM ET | CLRBCellectar Biosciences, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 18, 2023 accepted 5:23 PM ET | CUENCuentas Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 18, 2023 accepted 4:35 PM ET | CEPLCapstone Energy Plus, Inc. | 1.01Material agreement2.03New debt obligation3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 18, 2023 accepted 1:28 PM ET | MITKMITEK SYSTEMS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 17, 2023 accepted 9:54 PM ET | MITKMITEK SYSTEMS INC | 8-K/A 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 16, 2023 accepted 9:46 PM ET | MITKMITEK SYSTEMS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 14, 2023 accepted 2:02 PM ET | FRHCFreedom Holding Corp. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Aug 11, 2023 accepted 12:46 PM ET | CYANCYANOTECH CORP | 3.01Delisting notice | DocumentSEC ↗ |
Aug 10, 2023 accepted 4:10 PM ET | ERNAErnexa Therapeutics Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Aug 9, 2023 accepted 5:00 PM ET | ABVCABVC BIOPHARMA, INC. | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Aug 9, 2023 accepted 4:17 PM ET | ZIVOZivo Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 7, 2023 accepted 8:15 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |