

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Feb 13, 2023 accepted 8:00 PM ET | PSECPROSPECT CAPITAL CORP | 1.01Material agreement3.03Holder rights modified5.01Change in control8.01Other events | DocumentSEC ↗ |
Feb 10, 2023 accepted 12:59 PM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events |
| DocumentSEC ↗ |
Feb 9, 2023 accepted 7:45 AM ET | SNGXSOLIGENIX, INC. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 8, 2023 accepted 9:30 PM ET | FEEDENvue Medical, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 7, 2023 accepted 9:09 PM ET | PNCPNC FINANCIAL SERVICES GROUP, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 7, 2023 accepted 5:13 PM ET | KUSTKUSTOM ENTERTAINMENT, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 6, 2023 accepted 8:22 AM ET | EFCEllington Financial Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 3, 2023 accepted 4:55 PM ET | KVHIKVH INDUSTRIES INC \DE\ | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 1, 2023 accepted 9:33 PM ET | RBARB GLOBAL INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 31, 2023 accepted 9:27 AM ET | FTFTFuture FinTech Group Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 31, 2023 accepted 8:30 AM ET | BTCSBTCS Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 26, 2023 accepted 9:30 PM ET | BRNBARNWELL INDUSTRIES INC | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jan 26, 2023 accepted 5:22 PM ET | UMBFUMB FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 26, 2023 accepted 6:02 AM ET | REEDREED'S, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jan 23, 2023 accepted 4:05 PM ET | OGENORAGENICS INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 20, 2023 accepted 5:19 PM ET | OCSLOaktree Specialty Lending Corp | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jan 20, 2023 accepted 4:05 PM ET | CNETZW Data Action Technologies Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 19, 2023 accepted 9:14 PM ET | RWTREDWOOD TRUST INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 19, 2023 accepted 11:03 AM ET | CETYClean Energy Technologies, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 10, 2023 accepted 5:20 PM ET | UMHUMH PROPERTIES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 10, 2023 accepted 9:32 PM ET | LFCRLIFECORE BIOMEDICAL, INC. \DE\ | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 5, 2023 accepted 5:13 PM ET | DBDDIEBOLD NIXDORF, Inc | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Jan 5, 2023 accepted 4:05 PM ET | AYTUAYTU BIOPHARMA, INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 4, 2023 accepted 5:05 PM ET | TENXTENAX THERAPEUTICS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 4, 2023 accepted 4:48 PM ET | CFORCapForce Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 3, 2023 accepted 9:57 AM ET | TWAVTaoWeave, Inc. | 1.01Material agreement3.03Holder rights modified5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Dec 28, 2022 accepted 9:24 PM ET | INISRADNOSTIX INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 28, 2022 accepted 4:31 PM ET | APEIAMERICAN PUBLIC EDUCATION INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 28, 2022 accepted 4:18 PM ET | HINDVyome Holdings, Inc | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 28, 2022 accepted 6:06 AM ET | PLTRPalantir Technologies Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Dec 27, 2022 accepted 4:25 PM ET | SNGXSOLIGENIX, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 22, 2022 accepted 4:33 PM ET | TISITEAM INC | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 22, 2022 accepted 1:17 PM ET | TISITEAM INC | 8-K/A 3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 21, 2022 accepted 4:33 PM ET | ASTCASTROTECH Corp | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Dec 21, 2022 accepted 8:42 AM ET | VGTKViking Global Technologies, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 19, 2022 accepted 9:05 AM ET | SINTSintx Technologies, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 16, 2022 accepted 9:05 PM ET | NTRPNextTrip, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 16, 2022 accepted 4:30 PM ET | GSITGSI TECHNOLOGY INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 14, 2022 accepted 4:31 PM ET | DLHCDLH Holdings Corp. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Dec 14, 2022 accepted 3:36 PM ET | ZNOGZION OIL & GAS INC | 3.03Holder rights modified | DocumentSEC ↗ |
Dec 13, 2022 accepted 4:31 PM ET | LHXL3HARRIS TECHNOLOGIES, INC. /DE/ | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 13, 2022 accepted 4:08 PM ET | CCKCROWN HOLDINGS, INC. | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 12, 2022 accepted 6:09 AM ET | VYSTVystar Corp | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Dec 9, 2022 accepted 4:53 PM ET | TISITEAM INC | 3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 9, 2022 accepted 1:45 PM ET | ROCKGIBRALTAR INDUSTRIES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 7, 2022 accepted 4:45 PM ET | MYSZMy Size, Inc. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Dec 5, 2022 accepted 9:47 PM ET | GHIGreystone Housing Impact Investors LP | 1.01Material agreement3.01Delisting notice3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 5, 2022 accepted 9:29 AM ET | MITIMitesco, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Dec 1, 2022 accepted 10:04 PM ET | ELOXEloxx Pharmaceuticals, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Nov 30, 2022 accepted 10:08 PM ET | PROPPrairie Operating Co. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |