

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Apr 24, 2023 accepted 6:58 PM ET | UAMYUNITED STATES ANTIMONY CORP | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Apr 21, 2023 accepted 8:35 PM ET | NCMINational CineMedia, Inc. | Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Apr 21, 2023 accepted 6:06 PM ET | AAMEATLANTIC AMERICAN CORP | 3.01Delisting notice | DocumentSEC ↗ |
Apr 19, 2023 accepted 4:30 PM ET | FTFTFuture FinTech Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 19, 2023 accepted 4:06 PM ET | FATEFATE THERAPEUTICS INC | 3.01Delisting notice5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 18, 2023 accepted 5:02 PM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Apr 17, 2023 accepted 5:05 PM ET | FTKFLOTEK INDUSTRIES INC/CN/ | 3.01Delisting notice5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 14, 2023 accepted 8:06 PM ET | ELOXEloxx Pharmaceuticals, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 14, 2023 accepted 4:39 PM ET | LFCRLIFECORE BIOMEDICAL, INC. \DE\ | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 13, 2023 accepted 8:44 PM ET | NTRPNextTrip, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 11, 2023 accepted 4:57 PM ET | CNVSCineverse Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 10, 2023 accepted 7:30 AM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 7, 2023 accepted 8:16 PM ET | GYREGYRE THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 7, 2023 accepted 7:30 PM ET | UONEURBAN ONE, INC. | 3.01Delisting notice4.02Non-reliance (restatement)8.01Other events | DocumentSEC ↗ |
Apr 7, 2023 accepted 10:01 AM ET | EGYVAALCO ENERGY INC /DE/ | 3.01Delisting notice | DocumentSEC ↗ |
Apr 5, 2023 accepted 4:58 PM ET | AROWARROW FINANCIAL CORP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 5, 2023 accepted 12:03 PM ET | DCMDeFi Capital Markets, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 4, 2023 accepted 4:56 PM ET | DXPEDXP ENTERPRISES INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Apr 4, 2023 accepted 11:05 AM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.01Delisting notice7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Apr 3, 2023 accepted 4:31 PM ET | EFOIENERGY FOCUS, INC/DE | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale | DocumentSEC ↗ |
Mar 31, 2023 accepted 4:30 PM ET | XXII22nd Century Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 31, 2023 accepted 4:00 PM ET | CEPLCapstone Energy Plus, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 31, 2023 accepted 12:30 PM ET | VXRTVaxart, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 30, 2023 accepted 11:41 AM ET | INSGINSEEGO CORP. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 30, 2023 accepted 8:01 AM ET | TENXTENAX THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 28, 2023 accepted 8:30 AM ET | ASTIAscent Solar Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 24, 2023 accepted 8:06 PM ET | PRIMPrimoris Services Corp | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 24, 2023 accepted 4:45 PM ET | SBFMSunshine Biopharma Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 17, 2023 accepted 5:10 PM ET | WULFTERAWULF INC. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 17, 2023 accepted 4:44 PM ET | HBNCHORIZON BANCORP INC /IN/ | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Mar 13, 2023 accepted 8:53 PM ET | DRTTFDIRTT ENVIRONMENTAL SOLUTIONS LTD | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 13, 2023 accepted 1:07 PM ET | PCMCPUBLIC CO MANAGEMENT CORP | 3.01Delisting notice5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Mar 10, 2023 accepted 4:50 PM ET | HBNCHORIZON BANCORP INC /IN/ | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Mar 10, 2023 accepted 4:10 PM ET | SGLYSingularity Future Technology Ltd. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 7, 2023 accepted 4:40 PM ET | VTGNVistagen Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 1, 2023 accepted 4:54 PM ET | BDLFLANIGANS ENTERPRISES INC | 2.04Debt acceleration3.01Delisting notice | DocumentSEC ↗ |
Feb 28, 2023 accepted 10:00 PM ET | GTBPGT Biopharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Feb 28, 2023 accepted 4:00 PM ET | SIFSIFCO INDUSTRIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Feb 27, 2023 accepted 4:30 PM ET | SGLYSingularity Future Technology Ltd. | 3.01Delisting notice5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Feb 24, 2023 accepted 4:24 PM ET | EFOIENERGY FOCUS, INC/DE | 3.01Delisting notice | DocumentSEC ↗ |
Feb 24, 2023 accepted 4:06 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Feb 22, 2023 accepted 1:21 AM ET | MITKMITEK SYSTEMS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Feb 21, 2023 accepted 5:01 PM ET | SONMDNA X, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 21, 2023 accepted 4:21 PM ET | GROWU S GLOBAL INVESTORS INC | 3.01Delisting notice | DocumentSEC ↗ |
Feb 21, 2023 accepted 9:04 AM ET | SUISUN COMMUNITIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Feb 16, 2023 accepted 4:34 PM ET | EXPEExpedia Group, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Feb 16, 2023 accepted 4:30 PM ET | ABVCABVC BIOPHARMA, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Feb 14, 2023 accepted 5:21 PM ET | REEDREED'S, INC. | 1.01Material agreement2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale | DocumentSEC ↗ |
Feb 14, 2023 accepted 5:34 PM ET | LEELEE ENTERPRISES, Inc | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Feb 9, 2023 accepted 9:10 AM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |