

1,403,307 filings since 2004 · latest accepted Nov 6, 2026, 6:44 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jan 29, 2021 accepted 9:00 AM ET | CIVBCIVISTA BANCSHARES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jan 26, 2021 accepted 4:54 PM ET | NWBONORTHWEST BIOTHERAPEUTICS INC | 4.01Auditor change | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Jan 22, 2021 accepted 7:30 AM ET | AIMAIM ImmunoTech Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jan 19, 2021 accepted 5:03 PM ET | TOFBTOFUTTI BRANDS INC | 4.01Auditor change | DocumentSEC ↗ |
Jan 13, 2021 accepted 4:01 PM ET | MGHLMORGAN GROUP HOLDING CO | 4.01Auditor change | DocumentSEC ↗ |
Jan 8, 2021 accepted 9:05 PM ET | IHTINNSUITES HOSPITALITY TRUST | 4.01Auditor change | DocumentSEC ↗ |
Jan 8, 2021 accepted 3:48 PM ET | WLFCWILLIS LEASE FINANCE CORP | 4.01Auditor change | DocumentSEC ↗ |
Jan 7, 2021 accepted 10:08 PM ET | EGBNEAGLE BANCORP INC | 4.01Auditor change | DocumentSEC ↗ |
Jan 7, 2021 accepted 5:14 PM ET | JBTMJBT MAREL Corp | 4.01Auditor change | DocumentSEC ↗ |
Jan 7, 2021 accepted 1:15 PM ET | INVUInvestview, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jan 6, 2021 accepted 5:11 PM ET | ENVBEnveric Biosciences, Inc. | 3.01Delisting notice4.01Auditor change7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 31, 2020 accepted 10:06 PM ET | GTBPGT Biopharma, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 18, 2020 accepted 12:57 PM ET | MMTRSMILLS MUSIC TRUST | 4.01Auditor change | DocumentSEC ↗ |
Dec 17, 2020 accepted 10:15 PM ET | UAVSAgEagle Aerial Systems Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 14, 2020 accepted 9:36 PM ET | PRPHProPhase Labs, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 11, 2020 accepted 6:06 AM ET | RGSREGIS CORP | 4.01Auditor change | DocumentSEC ↗ |
Dec 10, 2020 accepted 5:12 PM ET | MGHLMORGAN GROUP HOLDING CO | 4.01Auditor change | DocumentSEC ↗ |
Dec 3, 2020 accepted 5:09 PM ET | TEXTEREX CORP | 4.01Auditor change | DocumentSEC ↗ |
Dec 2, 2020 accepted 9:26 PM ET | STKSONE Group Hospitality, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 2, 2020 accepted 11:22 AM ET | CAPCCAPSTONE COMPANIES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Dec 1, 2020 accepted 4:28 PM ET | AHROAuthentic Holdings, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 20, 2020 accepted 5:12 PM ET | ANG-PDAmerican National Group Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 19, 2020 accepted 4:59 PM ET | GLXZGalaxy Gaming, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 19, 2020 accepted 7:11 PM ET | EPACENERPAC TOOL GROUP CORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 18, 2020 accepted 10:13 PM ET | MOJOEQUATOR Beverage Co | 4.01Auditor change | DocumentSEC ↗ |
Nov 13, 2020 accepted 10:53 PM ET | BCDABioCardia, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 12, 2020 accepted 4:01 PM ET | DBMMDigital Brand Media & Marketing Group, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 9, 2020 accepted 5:18 PM ET | CMCTCreative Media & Community Trust Corp | 2.02Earnings release4.01Auditor change7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 6, 2020 accepted 9:18 AM ET | IRDOpus Genetics, Inc. | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Nov 5, 2020 accepted 5:26 PM ET | LHLABCORP HOLDINGS INC. | 4.01Auditor change | DocumentSEC ↗ |
Nov 5, 2020 accepted 4:12 PM ET | GNSSGenasys Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 5, 2020 accepted 4:02 PM ET | HGBLHeritage Global Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 5, 2020 accepted 2:43 PM ET | EACOEACO CORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 5, 2020 accepted 8:00 AM ET | ERNAErnexa Therapeutics Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 5, 2020 accepted 6:01 AM ET | TOONKartoon Studios, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 5, 2020 accepted 6:48 PM ET | EMMAEmmaus Life Sciences, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 4, 2020 accepted 5:07 PM ET | OTLCOncotelic Therapeutics, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 4, 2020 accepted 7:59 AM ET | LTRXLANTRONIX INC | 4.01Auditor change5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Nov 3, 2020 accepted 9:15 PM ET | AEMDAETHLON MEDICAL INC | 4.01Auditor change5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Nov 3, 2020 accepted 11:05 AM ET | SQFTPresidio Property Trust, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 2, 2020 accepted 9:12 PM ET | SOTKSONO TEK CORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 2, 2020 accepted 5:00 PM ET | FLUXFlux Power Holdings, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 2, 2020 accepted 4:31 PM ET | BRIDBRIDGFORD FOODS CORP | 4.01Auditor change | DocumentSEC ↗ |
Nov 2, 2020 accepted 4:28 PM ET | CHUCCharlie's Holdings, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Nov 2, 2020 accepted 11:04 AM ET | DJCODAILY JOURNAL CORP | 4.01Auditor change | DocumentSEC ↗ |
Oct 29, 2020 accepted 4:02 PM ET | NPKNATIONAL PRESTO INDUSTRIES INC | 2.02Earnings release4.01Auditor change | DocumentSEC ↗ |
Oct 28, 2020 accepted 8:01 AM ET | SGLYSingularity Future Technology Ltd. | 4.01Auditor change | DocumentSEC ↗ |
Oct 27, 2020 accepted 10:21 AM ET | QDMIQDM International Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Oct 21, 2020 accepted 6:09 PM ET | REEMFRARE ELEMENT RESOURCES LTD | 4.01Auditor change | DocumentSEC ↗ |
Oct 16, 2020 accepted 9:55 PM ET | YBGJYubo International Biotech Ltd | 4.01Auditor change | DocumentSEC ↗ |