

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
May 31, 2022 accepted 4:30 PM ET | KPRXKIORA PHARMACEUTICALS INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 27, 2022 accepted 8:12 PM ET | CNSYCERENOME, INC. | Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
May 27, 2022 accepted 4:35 PM ET | ERNAErnexa Therapeutics Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 27, 2022 accepted 4:10 PM ET | AYTUAYTU BIOPHARMA, INC | 3.01Delisting notice | DocumentSEC ↗ |
May 27, 2022 accepted 4:03 PM ET | ARDXARDELYX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 25, 2022 accepted 5:08 PM ET | SGLYSingularity Future Technology Ltd. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 24, 2022 accepted 8:30 PM ET | CREGSmart Powerr Corp. | 3.01Delisting notice | DocumentSEC ↗ |
May 24, 2022 accepted 5:19 PM ET | DLPNDolphin Entertainment, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 23, 2022 accepted 5:00 PM ET | LEGHLegacy Housing Corp | 3.01Delisting notice | DocumentSEC ↗ |
May 20, 2022 accepted 4:56 PM ET | PALIPALISADE BIO, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 20, 2022 accepted 4:35 PM ET | CVUCPI AEROSTRUCTURES INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 19, 2022 accepted 4:15 PM ET | CLPTClearPoint Neuro, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 19, 2022 accepted 8:30 AM ET | COCPCocrystal Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 19, 2022 accepted 8:00 AM ET | VTSIVirTra, Inc | 3.01Delisting notice | DocumentSEC ↗ |
May 19, 2022 accepted 7:35 AM ET | ABEOABEONA THERAPEUTICS INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 18, 2022 accepted 11:59 AM ET | XRAYDENTSPLY SIRONA Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 13, 2022 accepted 5:16 PM ET | AGPUAXE COMPUTE INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 13, 2022 accepted 4:33 PM ET | LITSLite Strategy, Inc. | 3.01Delisting notice4.02Non-reliance (restatement) | DocumentSEC ↗ |
May 10, 2022 accepted 5:46 PM ET | NICNICOLET BANKSHARES INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 9, 2022 accepted 5:21 PM ET | TLPHTALPHERA, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 6, 2022 accepted 4:01 PM ET | CLRBCellectar Biosciences, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 5, 2022 accepted 4:01 PM ET | RCATRed Cat Holdings, Inc. | 3.01Delisting notice5.02Officer / director change8.01Other events | DocumentSEC ↗ |
May 3, 2022 accepted 5:20 PM ET | CUENCuentas Inc. | 1.01Material agreement3.01Delisting notice | DocumentSEC ↗ |
Apr 29, 2022 accepted 4:33 PM ET | ASTCASTROTECH Corp | 3.01Delisting notice | DocumentSEC ↗ |
Apr 28, 2022 accepted 12:09 PM ET | CRTDCreatd, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 25, 2022 accepted 8:30 PM ET | LWAYLifeway Foods, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 25, 2022 accepted 5:15 PM ET | DLPNDolphin Entertainment, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 25, 2022 accepted 4:13 PM ET | ZIVOZivo Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 22, 2022 accepted 8:30 PM ET | CREGSmart Powerr Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 15, 2022 accepted 9:15 PM ET | TOMZTOMI Environmental Solutions, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 15, 2022 accepted 5:17 PM ET | AIFCAI Financial Corp | 3.01Delisting notice | DocumentSEC ↗ |
Apr 15, 2022 accepted 4:05 PM ET | CREXCREATIVE REALITIES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 8, 2022 accepted 5:20 PM ET | CNVSCineverse Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 7, 2022 accepted 8:00 AM ET | VTSIVirTra, Inc | 3.01Delisting notice | DocumentSEC ↗ |
Apr 6, 2022 accepted 5:15 PM ET | LEGHLegacy Housing Corp | 3.01Delisting notice | DocumentSEC ↗ |
Apr 4, 2022 accepted 9:00 PM ET | NTRPNextTrip, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 4, 2022 accepted 2:42 PM ET | AIMDAinos, Inc. | 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice | DocumentSEC ↗ |
Apr 4, 2022 accepted 6:03 AM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Mar 31, 2022 accepted 5:05 PM ET | AGPUAXE COMPUTE INC. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 30, 2022 accepted 8:17 PM ET | PNNTPENNANTPARK INVESTMENT CORP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 25, 2022 accepted 8:02 PM ET | CLROCLEARONE INC | 3.01Delisting notice | DocumentSEC ↗ |
Mar 25, 2022 accepted 5:45 PM ET | DWSNDAWSON GEOPHYSICAL CO | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Mar 21, 2022 accepted 4:07 PM ET | SUPNSUPERNUS PHARMACEUTICALS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 18, 2022 accepted 5:02 PM ET | TLSTELOS CORP | 3.01Delisting notice | DocumentSEC ↗ |
Mar 18, 2022 accepted 5:01 PM ET | TXMDTherapeuticsMD, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Mar 18, 2022 accepted 5:01 PM ET | TCRTAlaunos Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 11, 2022 accepted 3:19 PM ET | YHGJYUNHONG GREEN CTI LTD. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 11, 2022 accepted 8:23 AM ET | AGQProShares Trust II | 3.01Delisting notice | DocumentSEC ↗ |
Mar 9, 2022 accepted 5:00 PM ET | TOONKartoon Studios, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 9, 2022 accepted 4:36 PM ET | NWPXNWPX Infrastructure, Inc. | 3.01Delisting notice | DocumentSEC ↗ |