

1,403,342 filings since 2004 · latest accepted Nov 6, 2026, 7:38 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Oct 14, 2020 accepted 8:30 PM ET | FKWLFRANKLIN WIRELESS CORP | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
Oct 9, 2020 accepted 4:01 PM ET | STRTSTRATTEC SECURITY CORP | Auditor change |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Oct 8, 2020 accepted 8:35 PM ET | DYNRDYNARESOURCE, INC. | 4.01Auditor change | DocumentSEC ↗ |
Oct 7, 2020 accepted 9:29 PM ET | EGBNEAGLE BANCORP INC | 4.01Auditor change | DocumentSEC ↗ |
Oct 2, 2020 accepted 6:19 PM ET | ATDSData443 Risk Mitigation, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 30, 2020 accepted 4:57 PM ET | CBKMCONSUMERS BANCORP INC /OH/ | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 29, 2020 accepted 8:07 PM ET | LFMDLifeMD, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 28, 2020 accepted 8:57 PM ET | LODEComstock Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 28, 2020 accepted 4:32 PM ET | CBKMCONSUMERS BANCORP INC /OH/ | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 23, 2020 accepted 4:45 PM ET | FNWDFinward Bancorp | 4.01Auditor change | DocumentSEC ↗ |
Sep 22, 2020 accepted 12:03 PM ET | BRBSBLUE RIDGE BANKSHARES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 18, 2020 accepted 4:01 PM ET | OPTTOcean Power Technologies, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 17, 2020 accepted 5:02 PM ET | EMMAEmmaus Life Sciences, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 15, 2020 accepted 9:37 PM ET | OLBOLB GROUP, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 14, 2020 accepted 5:13 PM ET | SCWO374Water Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 11, 2020 accepted 4:10 PM ET | EXTREXTREME NETWORKS INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 10, 2020 accepted 4:15 PM ET | MPBMID PENN BANCORP INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 10, 2020 accepted 3:12 PM ET | CBKMCONSUMERS BANCORP INC /OH/ | 4.01Auditor change | DocumentSEC ↗ |
Sep 1, 2020 accepted 1:32 PM ET | SXISTANDEX INTERNATIONAL CORP/DE/ | 4.01Auditor change | DocumentSEC ↗ |
Aug 25, 2020 accepted 2:03 PM ET | INODINNODATA INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 21, 2020 accepted 10:55 AM ET | APYXApyx Medical Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2020 accepted 5:58 PM ET | HTOH2O AMERICA | 4.01Auditor change | DocumentSEC ↗ |
Aug 10, 2020 accepted 5:24 PM ET | CNTYCENTURY CASINOS INC /CO/ | 4.01Auditor change | DocumentSEC ↗ |
Jul 28, 2020 accepted 10:01 AM ET | GLXZGalaxy Gaming, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 27, 2020 accepted 12:09 PM ET | KEQUKEWAUNEE SCIENTIFIC CORP /DE/ | 4.01Auditor change | DocumentSEC ↗ |
Jul 23, 2020 accepted 5:11 PM ET | STQNSTRATEGIC ACQUISITIONS INC /NV/ | 4.01Auditor change | DocumentSEC ↗ |
Jul 23, 2020 accepted 3:37 PM ET | IVDNINNOVATIVE DESIGNS INC | 4.01Auditor change | DocumentSEC ↗ |
Jul 22, 2020 accepted 3:05 PM ET | CIRXCIRTRAN CORP | 4.01Auditor change | DocumentSEC ↗ |
Jul 17, 2020 accepted 8:30 PM ET | RAVERAVE RESTAURANT GROUP, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jul 17, 2020 accepted 3:00 PM ET | TACTTRANSACT TECHNOLOGIES INC | 4.01Auditor change | DocumentSEC ↗ |
Jul 16, 2020 accepted 4:06 PM ET | FGCOFinancial Gravity Companies, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 14, 2020 accepted 4:40 PM ET | LAKELAKELAND INDUSTRIES INC | 4.01Auditor change | DocumentSEC ↗ |
Jul 13, 2020 accepted 1:25 AM ET | BRNBARNWELL INDUSTRIES INC | 4.01Auditor change | DocumentSEC ↗ |
Jul 10, 2020 accepted 4:41 PM ET | SPWHSPORTSMAN'S WAREHOUSE HOLDINGS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jul 7, 2020 accepted 7:39 PM ET | CIRXCIRTRAN CORP | 4.01Auditor change | DocumentSEC ↗ |
Jul 2, 2020 accepted 5:08 PM ET | SCWO374Water Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 29, 2020 accepted 4:01 PM ET | DHYUBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND | 4.01Auditor change | DocumentSEC ↗ |
Jun 29, 2020 accepted 3:57 PM ET | CIKUBS ASSET MANAGEMENT INCOME FUND, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jun 24, 2020 accepted 5:28 PM ET | BF.BBROWN FORMAN CORP | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jun 24, 2020 accepted 5:08 PM ET | CHCIComstock Holding Companies, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 24, 2020 accepted 11:52 PM ET | BRTBRT Apartments Corp. | 4.01Auditor change | DocumentSEC ↗ |
Jun 22, 2020 accepted 5:19 PM ET | RDCTVNUE, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 22, 2020 accepted 10:38 AM ET | GEGENERAL ELECTRIC CO | 4.01Auditor change | DocumentSEC ↗ |
Jun 18, 2020 accepted 7:12 AM ET | TTITETRA TECHNOLOGIES INC | 4.01Auditor change | DocumentSEC ↗ |
Jun 16, 2020 accepted 10:42 PM ET | BYRNByrna Technologies Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 15, 2020 accepted 8:32 AM ET | SVCService Properties Trust | 4.01Auditor change | DocumentSEC ↗ |
Jun 15, 2020 accepted 8:30 AM ET | DHCDIVERSIFIED HEALTHCARE TRUST | 4.01Auditor change | DocumentSEC ↗ |
Jun 12, 2020 accepted 5:14 PM ET | FGCOFinancial Gravity Companies, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 12, 2020 accepted 3:07 PM ET | ALPEalpha-En Corp | 4.01Auditor change | DocumentSEC ↗ |
Jun 10, 2020 accepted 5:06 PM ET | NGSNATURAL GAS SERVICES GROUP INC | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |