

1,401,923 filings since 2004 · latest accepted Nov 3, 2026, 5:27 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Nov 5, 2024 accepted 6:02 PM ET | CAPCCAPSTONE COMPANIES, INC. | 1.01Material agreement5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 4, 2024 accepted 6:04 AM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year |
| DocumentSEC ↗ |
Oct 29, 2024 accepted 8:09 AM ET | CBIOCRESCENT BIOPHARMA, INC. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Oct 4, 2024 accepted 9:28 PM ET | PMHSPolomar Health Services, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Oct 2, 2024 accepted 6:58 PM ET | SDCOSDR Drone, Inc. | 1.01Material agreement2.01Acquisition / disposition5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Sep 13, 2024 accepted 5:25 PM ET | REEDREED'S, INC. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Sep 6, 2024 accepted 5:28 PM ET | INVXInnovex International, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 5, 2024 accepted 5:18 PM ET | ORKAOruka Therapeutics, Inc. | 1.01Material agreement2.01Acquisition / disposition2.02Earnings release3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.06Shell status change7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 29, 2024 accepted 2:24 PM ET | FCCNSPECTRAL CAPITAL Corp | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Aug 12, 2024 accepted 4:50 PM ET | AIFFFIREFLY NEUROSCIENCE, INC. | 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 7, 2024 accepted 4:47 PM ET | HKHCHorizon Kinetics Holding Corp | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 2, 2024 accepted 5:28 PM ET | CFORCapForce Inc. | 3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jul 25, 2024 accepted 8:14 AM ET | SUNESUNation Energy, Inc. | 3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jul 15, 2024 accepted 4:45 PM ET | LGVTLongevity Diversified Holdings, Inc. | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jun 17, 2024 accepted 12:51 PM ET | FCCNSPECTRAL CAPITAL Corp | 3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Jun 6, 2024 accepted 4:46 PM ET | QXOQXO, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
May 3, 2024 accepted 4:42 PM ET | HSTCHST Global, Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 2, 2024 accepted 4:41 PM ET | ANG-PDAmerican National Group Inc. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 25, 2024 accepted 4:01 PM ET | SAHSONIC AUTOMOTIVE INC | 5.01Change in control | DocumentSEC ↗ |
Apr 16, 2024 accepted 6:04 AM ET | KOANResonate Blends, Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Apr 9, 2024 accepted 12:00 PM ET | MRDNMeridian Holdings Inc./NV | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 3, 2024 accepted 7:31 AM ET | ORKAOruka Therapeutics, Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 26, 2024 accepted 1:50 PM ET | CIENCIENA CORP | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Mar 20, 2024 accepted 3:46 AM ET | KOANResonate Blends, Inc. | 1.01Material agreement2.01Acquisition / disposition5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Mar 14, 2024 accepted 5:06 PM ET | STRRStar Equity Holdings, Inc. | 5.01Change in control | DocumentSEC ↗ |
Feb 28, 2024 accepted 12:59 PM ET | SDCOSDR Drone, Inc. | 1.02Agreement terminated2.03New debt obligation5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Feb 21, 2024 accepted 9:35 PM ET | PLCEChildrens Place, Inc. | 8-K/A 5.01Change in control8.01Other events | DocumentSEC ↗ |
Feb 15, 2024 accepted 10:10 PM ET | SGLASino Green Land Corp. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.06Shell status change | DocumentSEC ↗ |
Feb 15, 2024 accepted 11:34 AM ET | PLCEChildrens Place, Inc. | 5.01Change in control8.01Other events | DocumentSEC ↗ |
Feb 14, 2024 accepted 5:19 PM ET | PAAIParadium.AI, Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 19, 2024 accepted 6:54 PM ET | SDCOSDR Drone, Inc. | 1.01Material agreement2.03New debt obligation5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jan 4, 2024 accepted 9:30 PM ET | PMHSPolomar Health Services, Inc. | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Dec 19, 2023 accepted 12:31 PM ET | NGNENeurogene Inc. | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote5.08Director nominations7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 18, 2023 accepted 4:15 PM ET | IDTIDT CORP | 5.01Change in control5.07Shareholder vote | DocumentSEC ↗ |
Dec 4, 2023 accepted 3:23 PM ET | GAMGGlobal Asset Management Group, Inc. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Nov 15, 2023 accepted 3:39 PM ET | LBSRLIBERTY STAR URANIUM & METALS CORP. | 3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Oct 30, 2023 accepted 9:17 PM ET | GYREGYRE THERAPEUTICS, INC. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 27, 2023 accepted 9:03 PM ET | ETEnergy Transfer LP | 5.01Change in control | DocumentSEC ↗ |
Sep 25, 2023 accepted 6:02 AM ET | LBSRLIBERTY STAR URANIUM & METALS CORP. | 3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Sep 18, 2023 accepted 4:19 PM ET | NIKANIKA PHARMACEUTICALS, INC | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.06Shell status change | DocumentSEC ↗ |
Sep 8, 2023 accepted 3:02 PM ET | RMSLRemSleep Holdings Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 1, 2023 accepted 1:02 PM ET | BALLBALL Corp | 5.01Change in control | DocumentSEC ↗ |
Aug 25, 2023 accepted 8:01 PM ET | LEENLeopard Energy, Inc. | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Aug 17, 2023 accepted 4:15 PM ET | CRVOCervoMed Inc. | 2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Aug 14, 2023 accepted 5:07 PM ET | DRORDror Ortho-Design, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Aug 11, 2023 accepted 4:24 PM ET | DBDDIEBOLD NIXDORF, Inc | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 21, 2023 accepted 6:56 AM ET | AROWARROW FINANCIAL CORP | 5.01Change in control | DocumentSEC ↗ |
Jul 18, 2023 accepted 12:34 PM ET | NGNENeurogene Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 14, 2023 accepted 2:59 PM ET | ELREYinfu Gold Corp. | 5.01Change in control | DocumentSEC ↗ |
Jun 27, 2023 accepted 5:22 PM ET | ADMGADAMANT DRI PROCESSING & MINERALS GROUP | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |