

1,403,361 filings since 2004 · latest accepted Nov 6, 2026, 8:22 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jun 9, 2020 accepted 1:41 PM ET | BCHTBirchtech Corp. | 4.01Auditor change | DocumentSEC ↗ |
Jun 8, 2020 accepted 4:22 PM ET | MITIMitesco, Inc. | 4.01Auditor change | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Jun 3, 2020 accepted 4:25 PM ET | BBDCBarings BDC, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 3, 2020 accepted 2:44 PM ET | WNDWSolarWindow Technologies, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 2, 2020 accepted 9:37 PM ET | UECURANIUM ENERGY CORP | 4.01Auditor change | DocumentSEC ↗ |
May 29, 2020 accepted 4:06 PM ET | NNBRNN INC | 4.01Auditor change | DocumentSEC ↗ |
May 28, 2020 accepted 4:59 PM ET | NXPINXP Semiconductors N.V. | 4.01Auditor change5.02Officer / director change5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
May 28, 2020 accepted 4:23 PM ET | SEIISHARING ECONOMY INTERNATIONAL INC. | 4.01Auditor change | DocumentSEC ↗ |
May 26, 2020 accepted 4:33 PM ET | HWKNHAWKINS INC | 4.01Auditor change | DocumentSEC ↗ |
May 22, 2020 accepted 12:19 PM ET | MHLAMaiden Holdings, Ltd. | 4.01Auditor change | DocumentSEC ↗ |
May 20, 2020 accepted 4:32 PM ET | ALPEalpha-En Corp | 4.01Auditor change | DocumentSEC ↗ |
May 18, 2020 accepted 4:01 PM ET | ELESTEE LAUDER COMPANIES INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
May 15, 2020 accepted 10:19 AM ET | PRSOPeraso Inc. | 4.01Auditor change | DocumentSEC ↗ |
May 8, 2020 accepted 4:01 PM ET | LSCCLATTICE SEMICONDUCTOR CORP | 4.01Auditor change | DocumentSEC ↗ |
May 6, 2020 accepted 4:05 PM ET | XWELXWELL, Inc. | 4.01Auditor change | DocumentSEC ↗ |
May 5, 2020 accepted 7:47 PM ET | BNGOBionano Genomics, Inc. | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
May 1, 2020 accepted 5:16 PM ET | CPIXCUMBERLAND PHARMACEUTICALS INC | 4.01Auditor change | DocumentSEC ↗ |
Apr 30, 2020 accepted 4:15 PM ET | AGPUAXE COMPUTE INC. | 4.01Auditor change | DocumentSEC ↗ |
Apr 29, 2020 accepted 4:00 PM ET | PIIMPINJ INC | 4.01Auditor change | DocumentSEC ↗ |
Apr 28, 2020 accepted 8:30 PM ET | POWWOutdoor Holding Co | 4.01Auditor change | DocumentSEC ↗ |
Apr 28, 2020 accepted 3:34 PM ET | HSTCHST Global, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 28, 2020 accepted 12:45 PM ET | ASTHAstrana Health, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Apr 27, 2020 accepted 5:20 PM ET | BBBLACKBERRY Ltd | 4.01Auditor change | DocumentSEC ↗ |
Apr 23, 2020 accepted 5:18 PM ET | CVLGCOVENANT LOGISTICS GROUP, INC. | 2.05Restructuring costs4.01Auditor change7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 21, 2020 accepted 12:11 PM ET | TAITTAITRON COMPONENTS INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Apr 17, 2020 accepted 12:08 PM ET | TAITTAITRON COMPONENTS INC | 4.01Auditor change | DocumentSEC ↗ |
Apr 13, 2020 accepted 4:54 PM ET | SFRXSEAFARER EXPLORATION CORP | 4.01Auditor change | DocumentSEC ↗ |
Apr 13, 2020 accepted 4:45 PM ET | FTKFLOTEK INDUSTRIES INC/CN/ | 4.01Auditor change | DocumentSEC ↗ |
Apr 13, 2020 accepted 4:06 PM ET | IMMRIMMERSION CORP | 4.01Auditor change | DocumentSEC ↗ |
Apr 10, 2020 accepted 8:00 PM ET | PRKAPARKS AMERICA, INC | 4.01Auditor change | DocumentSEC ↗ |
Apr 9, 2020 accepted 4:36 PM ET | FTFTFuture FinTech Group Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 30, 2020 accepted 3:55 PM ET | JOFJAPAN SMALLER CAPITALIZATION FUND INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 26, 2020 accepted 4:14 PM ET | KODKEASTMAN KODAK CO | 4.01Auditor change | DocumentSEC ↗ |
Mar 24, 2020 accepted 4:30 PM ET | PARPAR TECHNOLOGY CORP | 4.01Auditor change | DocumentSEC ↗ |
Mar 23, 2020 accepted 4:30 PM ET | TARAProtara Therapeutics, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 20, 2020 accepted 8:06 PM ET | NGNENeurogene Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 20, 2020 accepted 4:02 PM ET | PXLWPIXELWORKS, INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 19, 2020 accepted 8:11 PM ET | AIMDAinos, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 18, 2020 accepted 4:42 PM ET | PTGXProtagonist Therapeutics, Inc | 4.01Auditor change | DocumentSEC ↗ |
Mar 16, 2020 accepted 12:54 PM ET | CZWICitizens Community Bancorp Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 13, 2020 accepted 2:40 PM ET | UISUNISYS CORP | 4.01Auditor change | DocumentSEC ↗ |
Mar 12, 2020 accepted 9:09 PM ET | KWYKINGSWAY Corp | 4.01Auditor change | DocumentSEC ↗ |
Mar 12, 2020 accepted 9:04 PM ET | KWYKINGSWAY Corp | 4.01Auditor change | DocumentSEC ↗ |
Mar 11, 2020 accepted 7:16 PM ET | SHOOSTEVEN MADDEN, LTD. | 4.01Auditor change | DocumentSEC ↗ |
Mar 10, 2020 accepted 2:22 PM ET | APAMPCO PITTSBURGH CORP | 4.01Auditor change | DocumentSEC ↗ |
Mar 9, 2020 accepted 4:10 PM ET | CRAICRA INTERNATIONAL, INC. | 4.01Auditor change | DocumentSEC ↗ |
Mar 9, 2020 accepted 6:57 AM ET | FTKFLOTEK INDUSTRIES INC/CN/ | 4.01Auditor change | DocumentSEC ↗ |
Mar 6, 2020 accepted 9:55 PM ET | BCOBRINKS CO | 4.01Auditor change | DocumentSEC ↗ |
Mar 6, 2020 accepted 8:27 PM ET | GSATGlobalstar, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 4, 2020 accepted 2:46 PM ET | JOFJAPAN SMALLER CAPITALIZATION FUND INC | 4.01Auditor change | DocumentSEC ↗ |