

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jan 3, 2022 accepted 9:35 PM ET | PUBMPubMatic, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 23, 2021 accepted 4:03 PM ET | SNGXSOLIGENIX, INC. | Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Dec 23, 2021 accepted 11:59 AM ET | ASTCASTROTECH Corp | 3.01Delisting notice | DocumentSEC ↗ |
Dec 23, 2021 accepted 7:27 AM ET | EFOIENERGY FOCUS, INC/DE | 3.01Delisting notice | DocumentSEC ↗ |
Dec 20, 2021 accepted 5:05 PM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 10, 2021 accepted 9:02 PM ET | RMTIROCKWELL MEDICAL, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 10, 2021 accepted 4:08 PM ET | FTKFLOTEK INDUSTRIES INC/CN/ | 3.01Delisting notice5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 7, 2021 accepted 9:05 PM ET | CELZCREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. | 1.01Material agreement3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Dec 7, 2021 accepted 4:29 PM ET | RNTXRein Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 6, 2021 accepted 5:23 PM ET | GBCIGLACIER BANCORP, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 3, 2021 accepted 4:48 PM ET | IMNNImunon, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 3, 2021 accepted 4:48 PM ET | TLPHTALPHERA, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 30, 2021 accepted 9:30 PM ET | DUOTDUOS TECHNOLOGIES GROUP, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 30, 2021 accepted 4:13 PM ET | GRBKGreen Brick Partners, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 30, 2021 accepted 8:36 AM ET | MXLMAXLINEAR, INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 26, 2021 accepted 7:00 PM ET | GTBPGT Biopharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 23, 2021 accepted 7:23 AM ET | DXPEDXP ENTERPRISES INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 23, 2021 accepted 7:17 AM ET | GRMNGARMIN LTD | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 22, 2021 accepted 8:59 AM ET | CVUCPI AEROSTRUCTURES INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 22, 2021 accepted 8:05 AM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 19, 2021 accepted 9:25 PM ET | IHTINNSUITES HOSPITALITY TRUST | 3.01Delisting notice | DocumentSEC ↗ |
Nov 19, 2021 accepted 4:54 PM ET | ABEOABEONA THERAPEUTICS INC. | 1.01Material agreement3.01Delisting notice | DocumentSEC ↗ |
Nov 19, 2021 accepted 4:30 PM ET | COCPCocrystal Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 19, 2021 accepted 11:36 AM ET | GROWU S GLOBAL INVESTORS INC | 2.02Earnings release3.01Delisting notice | DocumentSEC ↗ |
Nov 12, 2021 accepted 4:36 PM ET | MRAMEVERSPIN TECHNOLOGIES INC. | 2.02Earnings release3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Nov 9, 2021 accepted 8:15 AM ET | HOMBHOME BANCSHARES INC | 3.01Delisting notice7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Nov 5, 2021 accepted 4:43 PM ET | CRVOCervoMed Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 2, 2021 accepted 4:07 PM ET | WHGWESTWOOD HOLDINGS GROUP INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 2, 2021 accepted 4:06 PM ET | CLRBCellectar Biosciences, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Nov 1, 2021 accepted 5:26 PM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |
Oct 19, 2021 accepted 12:50 PM ET | HLIOHELIOS TECHNOLOGIES, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 14, 2021 accepted 4:26 PM ET | ERNAErnexa Therapeutics Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 12, 2021 accepted 5:15 PM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |
Oct 12, 2021 accepted 8:38 AM ET | PANWPalo Alto Networks Inc | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 7, 2021 accepted 5:27 PM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |
Oct 5, 2021 accepted 5:25 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 3.01Delisting notice | DocumentSEC ↗ |
Sep 28, 2021 accepted 5:00 PM ET | SNWVSANUWAVE Health, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 28, 2021 accepted 4:30 PM ET | CARAVIS BUDGET GROUP, INC. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Sep 23, 2021 accepted 4:33 PM ET | CVUCPI AEROSTRUCTURES INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 17, 2021 accepted 5:00 PM ET | TXMDTherapeuticsMD, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 17, 2021 accepted 4:01 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 16, 2021 accepted 8:04 AM ET | WOLFWOLFSPEED, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 14, 2021 accepted 4:31 PM ET | TENXTENAX THERAPEUTICS, INC. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Sep 7, 2021 accepted 9:01 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 2, 2021 accepted 5:15 PM ET | CNVSCineverse Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 30, 2021 accepted 5:05 PM ET | MPBMID PENN BANCORP INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 27, 2021 accepted 4:05 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 20, 2021 accepted 4:31 PM ET | DXPEDXP ENTERPRISES INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 18, 2021 accepted 5:00 PM ET | REEDREED'S, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 13, 2021 accepted 5:06 PM ET | DOMHDominari Holdings Inc. | 3.01Delisting notice | DocumentSEC ↗ |