

1,403,378 filings since 2004 · latest accepted Nov 6, 2026, 10:18 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Oct 24, 2019 accepted 3:21 PM ET | EMMAEmmaus Life Sciences, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 23, 2019 accepted 9:06 PM ET | RTBRTB Digital, Inc. | 4.01Auditor change | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Oct 18, 2019 accepted 5:01 PM ET | AIFCAI Financial Corp | 4.01Auditor change | DocumentSEC ↗ |
Oct 17, 2019 accepted 4:00 PM ET | REFRRESEARCH FRONTIERS INC | 4.01Auditor change | DocumentSEC ↗ |
Oct 16, 2019 accepted 4:02 PM ET | RTBRTB Digital, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 16, 2019 accepted 3:08 PM ET | DLTIDLT Resolution Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 11, 2019 accepted 4:51 PM ET | SELFGlobal Self Storage, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 11, 2019 accepted 4:30 PM ET | CNETZW Data Action Technologies Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 11, 2019 accepted 12:35 PM ET | SODISOLITRON DEVICES INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Oct 11, 2019 accepted 12:02 PM ET | TAITTAITRON COMPONENTS INC | 4.01Auditor change | DocumentSEC ↗ |
Oct 9, 2019 accepted 9:28 PM ET | OCGNOcugen, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 8, 2019 accepted 5:01 PM ET | USBCUSBC, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 7, 2019 accepted 8:00 PM ET | SODISOLITRON DEVICES INC | 4.01Auditor change | DocumentSEC ↗ |
Oct 7, 2019 accepted 2:44 PM ET | SEIISHARING ECONOMY INTERNATIONAL INC. | 4.01Auditor change | DocumentSEC ↗ |
Oct 7, 2019 accepted 2:07 PM ET | NICNICOLET BANKSHARES INC | 4.01Auditor change | DocumentSEC ↗ |
Oct 7, 2019 accepted 8:57 AM ET | GOVXGeoVax Labs, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 4, 2019 accepted 8:31 PM ET | HBCPHOME BANCORP, INC. | 4.01Auditor change | DocumentSEC ↗ |
Oct 4, 2019 accepted 4:51 PM ET | DWAYDriveitaway Holdings, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 4, 2019 accepted 11:51 AM ET | PFBXPEOPLES FINANCIAL CORP /MS/ | 4.01Auditor change | DocumentSEC ↗ |
Oct 2, 2019 accepted 5:01 PM ET | CCELCRYO CELL INTERNATIONAL INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 30, 2019 accepted 10:10 AM ET | SDCHSideChannel, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 23, 2019 accepted 5:27 PM ET | IVFINVO Fertility, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 23, 2019 accepted 12:19 PM ET | CVVCVD EQUIPMENT CORP | 4.01Auditor change | DocumentSEC ↗ |
Sep 17, 2019 accepted 4:12 PM ET | FTLFFITLIFE BRANDS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 17, 2019 accepted 10:51 PM ET | FSIFLEXIBLE SOLUTIONS INTERNATIONAL INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 16, 2019 accepted 4:39 PM ET | PRKRPARKERVISION INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 16, 2019 accepted 4:24 PM ET | PGENPRECIGEN, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 11, 2019 accepted 3:13 PM ET | WYGCWenyuan Group Corp. | 4.01Auditor change | DocumentSEC ↗ |
Sep 6, 2019 accepted 12:19 PM ET | SUICSUIC Worldwide Holdings Ltd. | 4.01Auditor change | DocumentSEC ↗ |
Sep 6, 2019 accepted 9:00 AM ET | OTLCOncotelic Therapeutics, Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 3, 2019 accepted 6:03 AM ET | LEDSSemiLEDs Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 30, 2019 accepted 9:58 AM ET | TNCTENNANT CO | 4.01Auditor change | DocumentSEC ↗ |
Aug 27, 2019 accepted 10:46 PM ET | FSIFLEXIBLE SOLUTIONS INTERNATIONAL INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 26, 2019 accepted 8:15 PM ET | FLLFULL HOUSE RESORTS INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 22, 2019 accepted 4:43 PM ET | SENEASeneca Foods Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 21, 2019 accepted 4:56 PM ET | RLIRLI CORP | 4.01Auditor change | DocumentSEC ↗ |
Aug 20, 2019 accepted 12:35 PM ET | CYRXCryoport, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 16, 2019 accepted 4:17 PM ET | IEHCIEH Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 14, 2019 accepted 4:10 PM ET | CBOECboe Global Markets, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 13, 2019 accepted 1:00 PM ET | RICKRCI HOSPITALITY HOLDINGS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 7, 2019 accepted 5:22 PM ET | RCATRed Cat Holdings, Inc. | 4.01Auditor change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 6, 2019 accepted 5:33 PM ET | SNBHSENTIENT BRANDS HOLDINGS INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 6, 2019 accepted 2:07 PM ET | BLPGBlue Line Protection Group, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 30, 2019 accepted 8:52 PM ET | FEIMFREQUENCY ELECTRONICS INC | 4.01Auditor change | DocumentSEC ↗ |
Jul 30, 2019 accepted 3:43 PM ET | ISCOInternational Stem Cell CORP | 4.01Auditor change | DocumentSEC ↗ |
Jul 30, 2019 accepted 8:00 PM ET | OTLCOncotelic Therapeutics, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 23, 2019 accepted 5:45 PM ET | CNBXCNBX Pharmaceuticals Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 23, 2019 accepted 4:22 PM ET | PLBCPLUMAS BANCORP | 4.01Auditor change | DocumentSEC ↗ |
Jul 23, 2019 accepted 12:25 PM ET | BSRRSIERRA BANCORP | 4.01Auditor change | DocumentSEC ↗ |
Jul 18, 2019 accepted 8:45 PM ET | RICKRCI HOSPITALITY HOLDINGS, INC. | 4.01Auditor change | DocumentSEC ↗ |