

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Mar 17, 2020 accepted 9:36 PM ET | KWYKINGSWAY Corp | 3.01Delisting notice | DocumentSEC ↗ |
Mar 16, 2020 accepted 6:15 AM ET | AGQProShares Trust II | 3.01Delisting noticeOther events |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Mar 12, 2020 accepted 6:30 PM ET | FETFORUM ENERGY TECHNOLOGIES, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 11, 2020 accepted 8:46 PM ET | GBRNew Concept Energy, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 6, 2020 accepted 10:00 PM ET | FABCFabric.AI, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 5, 2020 accepted 5:15 PM ET | BRKRBRUKER CORP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 5, 2020 accepted 4:30 PM ET | OPTTOcean Power Technologies, Inc. | 1.01Material agreement3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Feb 28, 2020 accepted 4:45 PM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Feb 24, 2020 accepted 5:00 PM ET | LIVELIVE VENTURES Inc | 3.01Delisting notice | DocumentSEC ↗ |
Feb 24, 2020 accepted 3:47 PM ET | ASTCASTROTECH Corp | 3.01Delisting notice | DocumentSEC ↗ |
Feb 21, 2020 accepted 5:14 PM ET | AYTUAYTU BIOPHARMA, INC | 3.01Delisting notice | DocumentSEC ↗ |
Feb 21, 2020 accepted 4:30 PM ET | TLFTANDY LEATHER FACTORY INC | 3.01Delisting notice | DocumentSEC ↗ |
Feb 21, 2020 accepted 4:05 PM ET | OSSONE STOP SYSTEMS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Feb 18, 2020 accepted 9:10 PM ET | RICKRCI HOSPITALITY HOLDINGS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Feb 18, 2020 accepted 5:08 PM ET | AMTXAEMETIS, INC | 3.01Delisting notice | DocumentSEC ↗ |
Feb 10, 2020 accepted 12:12 PM ET | CBLCBL & ASSOCIATES PROPERTIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Feb 7, 2020 accepted 4:35 PM ET | TOVXTheriva Biologics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Feb 7, 2020 accepted 6:00 PM ET | ELDNEledon Pharmaceuticals, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Feb 5, 2020 accepted 5:15 PM ET | AMTXAEMETIS, INC | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Jan 31, 2020 accepted 6:51 PM ET | AWHLAspira Women's Health Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 31, 2020 accepted 5:22 PM ET | VTGNVistagen Therapeutics, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Jan 30, 2020 accepted 4:05 PM ET | HDSNHUDSON TECHNOLOGIES INC /NY | 3.01Delisting notice | DocumentSEC ↗ |
Jan 29, 2020 accepted 5:26 PM ET | CNMDCONMED Corp | 2.02Earnings release3.01Delisting notice | DocumentSEC ↗ |
Jan 27, 2020 accepted 8:09 AM ET | WHWKWhitehawk Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 24, 2020 accepted 9:15 PM ET | ACHVACHIEVE LIFE SCIENCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 24, 2020 accepted 4:15 PM ET | LIVELIVE VENTURES Inc | 3.01Delisting notice | DocumentSEC ↗ |
Jan 24, 2020 accepted 4:05 PM ET | SGLYSingularity Future Technology Ltd. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 23, 2020 accepted 4:10 PM ET | OSGOCTAVE SPECIALTY GROUP INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 22, 2020 accepted 7:17 PM ET | ALTOAlto Ingredients, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 21, 2020 accepted 10:00 PM ET | NTRPNextTrip, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 17, 2020 accepted 9:30 PM ET | CLIRClearSign Technologies Corp | 3.01Delisting notice | DocumentSEC ↗ |
Jan 17, 2020 accepted 5:26 PM ET | TRAWTraws Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 17, 2020 accepted 1:13 PM ET | IDNIntellicheck, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 16, 2020 accepted 9:25 PM ET | YHGJYUNHONG GREEN CTI LTD. | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jan 16, 2020 accepted 9:05 PM ET | IBIOiBio, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 16, 2020 accepted 4:05 PM ET | LPTHLIGHTPATH TECHNOLOGIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Jan 16, 2020 accepted 1:13 AM ET | ZVRAZEVRA THERAPEUTICS, INC. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Jan 15, 2020 accepted 9:37 PM ET | BRNBARNWELL INDUSTRIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Jan 14, 2020 accepted 4:30 PM ET | KUSTKUSTOM ENTERTAINMENT, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 14, 2020 accepted 12:09 AM ET | KWYKINGSWAY Corp | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Jan 13, 2020 accepted 9:30 PM ET | NTRPNextTrip, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 10, 2020 accepted 10:00 PM ET | KWYKINGSWAY Corp | 3.01Delisting notice | DocumentSEC ↗ |
Jan 10, 2020 accepted 9:20 PM ET | FTEKFUEL TECH, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 10, 2020 accepted 5:02 PM ET | OMEXODYSSEY MARINE EXPLORATION INC | 3.01Delisting notice | DocumentSEC ↗ |
Jan 10, 2020 accepted 4:06 PM ET | BGMSBio Green Med Solution, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 9, 2020 accepted 5:25 PM ET | FGPRFERRELLGAS PARTNERS L P | 8-K/A 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 9, 2020 accepted 3:00 PM ET | ZNOGZION OIL & GAS INC | 3.01Delisting notice | DocumentSEC ↗ |
Jan 9, 2020 accepted 10:38 PM ET | FSIFLEXIBLE SOLUTIONS INTERNATIONAL INC | 3.01Delisting notice | DocumentSEC ↗ |
Jan 8, 2020 accepted 4:05 PM ET | SGLYSingularity Future Technology Ltd. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 7, 2020 accepted 4:52 PM ET | SGRPSPAR Group, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |