

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Oct 22, 2019 accepted 9:25 PM ET | KWYKINGSWAY Corp | 3.01Delisting notice | DocumentSEC ↗ |
Oct 22, 2019 accepted 8:35 PM ET | IBIOiBio, Inc. | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Oct 22, 2019 accepted 4:10 PM ET | AGIGABUNDIA GLOBAL IMPACT GROUP, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 18, 2019 accepted 4:35 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 18, 2019 accepted 8:56 AM ET | CNVSCineverse Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 17, 2019 accepted 4:20 PM ET | IDXGINTERPACE BIOSCIENCES, INC. | 3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 15, 2019 accepted 4:06 PM ET | KOPNKOPIN CORP | 3.01Delisting notice | DocumentSEC ↗ |
Oct 10, 2019 accepted 4:44 PM ET | BLDRBuilders FirstSource, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 10, 2019 accepted 8:30 AM ET | TARAProtara Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 4, 2019 accepted 5:02 PM ET | OAK-PABrookfield Oaktree Holdings, LLC | 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 4, 2019 accepted 7:45 PM ET | SLNGStabilis Solutions, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Oct 3, 2019 accepted 9:09 PM ET | ZVRAZEVRA THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 3, 2019 accepted 1:37 PM ET | LSAKLESAKA TECHNOLOGIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 27, 2019 accepted 2:00 PM ET | BKYIBIO KEY INTERNATIONAL INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 24, 2019 accepted 11:19 AM ET | IBKRInteractive Brokers Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 19, 2019 accepted 9:00 PM ET | LRMRLarimar Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 19, 2019 accepted 8:15 PM ET | GUREGULF RESOURCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 13, 2019 accepted 4:08 PM ET | EXCEXELON CORP | 3.01Delisting notice5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 13, 2019 accepted 9:54 PM ET | NTRPNextTrip, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2019 accepted 9:00 PM ET | FABCFabric.AI, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2019 accepted 2:05 PM ET | SCKTSOCKET MOBILE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 10, 2019 accepted 9:56 AM ET | EMMAEmmaus Life Sciences, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 6, 2019 accepted 4:35 PM ET | FTFTFuture FinTech Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 6, 2019 accepted 4:01 PM ET | TOONKartoon Studios, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 6, 2019 accepted 4:01 PM ET | SGRPSPAR Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 30, 2019 accepted 9:11 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 30, 2019 accepted 8:15 PM ET | PLXProtalix BioTherapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 27, 2019 accepted 1:20 PM ET | AEHRAEHR TEST SYSTEMS | 3.01Delisting notice | DocumentSEC ↗ |
Aug 26, 2019 accepted 6:03 PM ET | TLFTANDY LEATHER FACTORY INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 23, 2019 accepted 9:25 PM ET | FABCFabric.AI, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 23, 2019 accepted 8:05 PM ET | AUMNGolden Minerals Co | 3.01Delisting notice | DocumentSEC ↗ |
Aug 23, 2019 accepted 4:37 PM ET | VTGNVistagen Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 23, 2019 accepted 4:15 PM ET | CFORCapForce Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 23, 2019 accepted 6:27 AM ET | EFOIENERGY FOCUS, INC/DE | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 22, 2019 accepted 8:15 PM ET | GUREGULF RESOURCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2019 accepted 4:47 PM ET | BNGOBionano Genomics, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Aug 22, 2019 accepted 4:15 PM ET | HAFCHANMI FINANCIAL CORP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 22, 2019 accepted 10:09 AM ET | CBLCBL & ASSOCIATES PROPERTIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 21, 2019 accepted 5:00 PM ET | BSINBIG SKY INDUSTRIAL INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 21, 2019 accepted 4:32 PM ET | ADTNADTRAN Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 21, 2019 accepted 4:15 PM ET | FTFTFuture FinTech Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 21, 2019 accepted 1:56 PM ET | BLINBridgeline Digital, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 21, 2019 accepted 12:00 PM ET | CNSYCERENOME, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 20, 2019 accepted 4:15 PM ET | NPKNATIONAL PRESTO INDUSTRIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 19, 2019 accepted 9:00 PM ET | CAPRCAPRICOR THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 16, 2019 accepted 4:14 PM ET | JAKKJAKKS PACIFIC INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 15, 2019 accepted 8:05 PM ET | RICKRCI HOSPITALITY HOLDINGS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 15, 2019 accepted 5:00 PM ET | TARAProtara Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 13, 2019 accepted 5:09 PM ET | OPCHOption Care Health, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 9, 2019 accepted 5:30 PM ET | ELDNEledon Pharmaceuticals, Inc. | 3.01Delisting notice | DocumentSEC ↗ |