

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 10, 2020 accepted 5:22 PM ET | GAIAGAIA, INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition | DocumentSEC ↗ |
Sep 8, 2020 accepted 5:02 PM ET | LXRXLEXICON PHARMACEUTICALS, INC. |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.02Agreement terminated |
| DocumentSEC ↗ |
Sep 8, 2020 accepted 5:00 PM ET | CCELCRYO CELL INTERNATIONAL INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Sep 4, 2020 accepted 5:00 PM ET | SGLYSingularity Future Technology Ltd. | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 4, 2020 accepted 4:05 PM ET | FLUXFlux Power Holdings, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 3, 2020 accepted 5:05 PM ET | SUNESUNation Energy, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Sep 3, 2020 accepted 11:51 AM ET | ROPROPER TECHNOLOGIES INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 2, 2020 accepted 12:08 PM ET | BKDBrookdale Senior Living Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 2, 2020 accepted 8:21 AM ET | IMNNImunon, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale | DocumentSEC ↗ |
Sep 1, 2020 accepted 7:12 AM ET | TSLATesla, Inc. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Aug 31, 2020 accepted 9:07 PM ET | ACMAECOM | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 31, 2020 accepted 8:33 PM ET | BBWBUILD-A-BEAR WORKSHOP INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 31, 2020 accepted 4:49 PM ET | CATCATERPILLAR INC | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 31, 2020 accepted 1:47 PM ET | ALGTAllegiant Travel CO | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 28, 2020 accepted 4:31 PM ET | URIUNITED RENTALS, INC. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Aug 28, 2020 accepted 2:47 PM ET | EDUCEDUCATIONAL DEVELOPMENT CORP | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 24, 2020 accepted 5:23 PM ET | PYYXPYXUS INTERNATIONAL, INC. | 1.02Agreement terminated3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 24, 2020 accepted 4:30 PM ET | BAHBooz Allen Hamilton Holding Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 21, 2020 accepted 4:46 PM ET | SNWVSANUWAVE Health, Inc. | 8-K/A 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 20, 2020 accepted 9:03 PM ET | ANABANAPTYSBIO, INC | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 19, 2020 accepted 8:40 PM ET | TPCTUTOR PERINI CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Aug 18, 2020 accepted 3:29 PM ET | NHCNATIONAL HEALTHCARE CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 18, 2020 accepted 9:05 AM ET | GEVOGevo, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Aug 17, 2020 accepted 9:24 AM ET | KTCCKEY TRONIC CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 13, 2020 accepted 8:54 AM ET | TMOTHERMO FISHER SCIENTIFIC INC. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Aug 12, 2020 accepted 9:09 PM ET | AUMNGolden Minerals Co | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 12, 2020 accepted 5:16 PM ET | SNWVSANUWAVE Health, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 12, 2020 accepted 4:10 PM ET | PDMPiedmont Realty Trust, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Aug 12, 2020 accepted 1:32 AM ET | LODEComstock Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation5.02Officer / director change | DocumentSEC ↗ |
Aug 10, 2020 accepted 5:00 PM ET | ARCCARES CAPITAL CORP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Aug 10, 2020 accepted 4:01 PM ET | URIUNITED RENTALS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Aug 7, 2020 accepted 11:15 AM ET | DBIDesigner Brands Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 6, 2020 accepted 9:00 PM ET | QRHCQuest Resource Holding Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 6, 2020 accepted 11:47 AM ET | TCPCBlackRock TCP Capital Corp. | 1.01Material agreement1.02Agreement terminated2.02Earnings release2.03New debt obligation5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 5, 2020 accepted 5:57 PM ET | MITIMitesco, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 4, 2020 accepted 10:43 AM ET | SUNESUNation Energy, Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Aug 3, 2020 accepted 8:16 PM ET | WMGWarner Music Group Corp. | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 3, 2020 accepted 8:45 AM ET | ITOXIIOT-OXYS, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Aug 3, 2020 accepted 7:30 AM ET | KODKEASTMAN KODAK CO | 1.02Agreement terminated3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Jul 31, 2020 accepted 4:21 PM ET | BCCBOISE CASCADE Co | 1.02Agreement terminated2.02Earnings release | DocumentSEC ↗ |
Jul 30, 2020 accepted 8:56 PM ET | ELSEQUITY LIFESTYLE PROPERTIES INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jul 30, 2020 accepted 5:40 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 30, 2020 accepted 5:35 PM ET | OCCOPTICAL CABLE CORP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jul 28, 2020 accepted 12:18 AM ET | SHOOSTEVEN MADDEN, LTD. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 27, 2020 accepted 8:11 AM ET | PTNPALATIN TECHNOLOGIES INC | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jul 24, 2020 accepted 4:07 PM ET | SVCService Properties Trust | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 23, 2020 accepted 5:15 PM ET | LAZLazard, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 22, 2020 accepted 4:10 PM ET | ORKAOruka Therapeutics, Inc. | 1.01Material agreement1.02Agreement terminated2.02Earnings release | DocumentSEC ↗ |
Jul 15, 2020 accepted 5:00 PM ET | MDXGMIMEDX GROUP, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 10, 2020 accepted 7:49 AM ET | OGENORAGENICS INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |