

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jun 11, 2019 accepted 4:45 PM ET | SYPRSYPRIS SOLUTIONS INC | 3.01Delisting notice | DocumentSEC ↗ |
Jun 10, 2019 accepted 4:06 PM ET | QLYSQUALYS, INC. | 3.01Delisting noticeOfficer / director change |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Jun 7, 2019 accepted 4:36 PM ET | EXPEExpedia Group, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Jun 3, 2019 accepted 8:31 PM ET | CREGSmart Powerr Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 3, 2019 accepted 12:32 PM ET | OCGNOcugen, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Jun 3, 2019 accepted 8:30 AM ET | PALIPALISADE BIO, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 31, 2019 accepted 9:16 PM ET | BATLBATTALION OIL CORP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 31, 2019 accepted 4:53 PM ET | SLSSELLAS Life Sciences Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 30, 2019 accepted 5:03 PM ET | EFOIENERGY FOCUS, INC/DE | 1.01Material agreement3.01Delisting notice4.01Auditor change5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 29, 2019 accepted 12:56 PM ET | IRDOpus Genetics, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 28, 2019 accepted 8:42 PM ET | LODEComstock Inc. | 1.01Material agreement3.01Delisting notice | DocumentSEC ↗ |
May 28, 2019 accepted 4:34 PM ET | FTFTFuture FinTech Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 24, 2019 accepted 8:10 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 3.01Delisting notice | DocumentSEC ↗ |
May 24, 2019 accepted 8:00 PM ET | VXRTVaxart, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 24, 2019 accepted 5:15 PM ET | TRAWTraws Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 24, 2019 accepted 5:15 PM ET | BSINBIG SKY INDUSTRIAL INC. | 1.01Material agreement3.01Delisting notice5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
May 24, 2019 accepted 4:02 PM ET | CEPLCapstone Energy Plus, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 23, 2019 accepted 9:26 PM ET | BLINBridgeline Digital, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 23, 2019 accepted 9:21 PM ET | ZVRAZEVRA THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 23, 2019 accepted 12:50 PM ET | IHTINNSUITES HOSPITALITY TRUST | 3.01Delisting notice | DocumentSEC ↗ |
May 22, 2019 accepted 8:58 PM ET | FEEDENvue Medical, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 21, 2019 accepted 9:00 PM ET | RICKRCI HOSPITALITY HOLDINGS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 21, 2019 accepted 5:00 PM ET | SGRPSPAR Group, Inc. | 3.01Delisting notice5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
May 21, 2019 accepted 4:50 PM ET | SDEVStablecoin Development Corp | 3.01Delisting notice | DocumentSEC ↗ |
May 21, 2019 accepted 4:15 PM ET | EFOIENERGY FOCUS, INC/DE | 3.01Delisting notice | DocumentSEC ↗ |
May 21, 2019 accepted 9:20 AM ET | OPTTOcean Power Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 17, 2019 accepted 4:02 PM ET | HINDVyome Holdings, Inc | 3.01Delisting notice | DocumentSEC ↗ |
May 17, 2019 accepted 9:01 AM ET | AGPUAXE COMPUTE INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 16, 2019 accepted 9:00 PM ET | QCLSQ/C TECHNOLOGIES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 16, 2019 accepted 5:00 PM ET | OPTTOcean Power Technologies, Inc. | 8-K/A 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 15, 2019 accepted 5:30 PM ET | BSINBIG SKY INDUSTRIAL INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 15, 2019 accepted 8:01 AM ET | TARAProtara Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 10, 2019 accepted 5:24 PM ET | CFORCapForce Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 10, 2019 accepted 4:33 PM ET | ARMPArmata Pharmaceuticals, Inc. | 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
May 10, 2019 accepted 8:46 AM ET | EFOIENERGY FOCUS, INC/DE | 3.01Delisting notice | DocumentSEC ↗ |
May 9, 2019 accepted 8:30 AM ET | WWRWESTWATER RESOURCES, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 8, 2019 accepted 9:00 PM ET | AEMDAETHLON MEDICAL INC | 1.01Material agreement3.01Delisting notice3.03Holder rights modified | DocumentSEC ↗ |
May 7, 2019 accepted 7:33 PM ET | DXYNDIXIE GROUP INC | 3.01Delisting notice | DocumentSEC ↗ |
Apr 30, 2019 accepted 5:06 PM ET | REEDREED'S, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 26, 2019 accepted 4:23 PM ET | AMTXAEMETIS, INC | 3.01Delisting notice5.07Shareholder vote | DocumentSEC ↗ |
Apr 23, 2019 accepted 4:52 PM ET | BSINBIG SKY INDUSTRIAL INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 22, 2019 accepted 8:43 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 3.01Delisting notice | DocumentSEC ↗ |
Apr 22, 2019 accepted 4:46 PM ET | FTFTFuture FinTech Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 22, 2019 accepted 4:05 PM ET | ORKAOruka Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 22, 2019 accepted 11:53 AM ET | KWYKINGSWAY Corp | 3.01Delisting notice | DocumentSEC ↗ |
Apr 19, 2019 accepted 12:17 PM ET | MHLAMaiden Holdings, Ltd. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 18, 2019 accepted 8:45 PM ET | CLIRClearSign Technologies Corp | 3.01Delisting notice | DocumentSEC ↗ |
Apr 18, 2019 accepted 8:17 PM ET | OCGNOcugen, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Apr 18, 2019 accepted 4:45 PM ET | IDXGINTERPACE BIOSCIENCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Apr 17, 2019 accepted 8:10 PM ET | DSSDSS, INC. | 3.01Delisting notice | DocumentSEC ↗ |