

1,403,492 filings since 2004 · latest accepted Nov 6, 2026, 4:37 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Feb 28, 2019 accepted 11:02 AM ET | GPUSHyperscale Data, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Feb 27, 2019 accepted 4:05 PM ET |
WELLWELLTOWER INC. |
3.02Unregistered equity sale3.03Holder rights modified |
| DocumentSEC ↗ |
Feb 27, 2019 accepted 7:01 AM ET | STIMNeuronetics, Inc. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Feb 26, 2019 accepted 9:19 AM ET | GOVXGeoVax Labs, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 25, 2019 accepted 9:26 PM ET | BABBBAB, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Feb 22, 2019 accepted 4:35 PM ET | XWELXWELL, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 22, 2019 accepted 8:25 AM ET | VANIVivani Medical, Inc. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Feb 21, 2019 accepted 9:25 PM ET | ROKUROKU, INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Feb 21, 2019 accepted 5:07 PM ET | EXELEXELIXIS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 21, 2019 accepted 8:18 AM ET | FCELFUELCELL ENERGY INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Feb 19, 2019 accepted 10:04 PM ET | IGCIGC Pharma, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Feb 19, 2019 accepted 8:29 PM ET | SFNCSIMMONS FIRST NATIONAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 19, 2019 accepted 8:52 AM ET | GOVXGeoVax Labs, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 15, 2019 accepted 1:39 PM ET | AHL-PDASPEN INSURANCE HOLDINGS LTD | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 14, 2019 accepted 6:35 AM ET | LUMNLumen Technologies, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 12, 2019 accepted 3:00 PM ET | BWENBROADWIND, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Feb 11, 2019 accepted 10:14 PM ET | SPRSSURGE COMPONENTS INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 8, 2019 accepted 4:49 PM ET | CLDXCelldex Therapeutics, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 8, 2019 accepted 1:45 PM ET | OCGNOcugen, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Feb 5, 2019 accepted 9:24 AM ET | CBLCBL & ASSOCIATES PROPERTIES INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Feb 4, 2019 accepted 4:52 PM ET | PZZAPAPA JOHNS INTERNATIONAL INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 4, 2019 accepted 9:18 AM ET | INODINNODATA INC | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Feb 1, 2019 accepted 9:13 AM ET | SIRISIRIUS XM HOLDINGS INC. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jan 31, 2019 accepted 5:14 PM ET | SIRISIRIUS XM HOLDINGS INC. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jan 29, 2019 accepted 4:39 PM ET | CFGCITIZENS FINANCIAL GROUP INC/RI | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 28, 2019 accepted 8:40 AM ET | SIRISIRIUS XM HOLDINGS INC. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jan 25, 2019 accepted 4:32 PM ET | BNGOBionano Genomics, Inc. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jan 24, 2019 accepted 9:05 PM ET | JPMJPMORGAN CHASE & CO | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 18, 2019 accepted 4:24 PM ET | CIMCHIMERA INVESTMENT CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 3, 2019 accepted 9:34 PM ET | OESXORION ENERGY SYSTEMS, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jan 3, 2019 accepted 4:59 PM ET | IRWDIRONWOOD PHARMACEUTICALS INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 2, 2019 accepted 4:08 PM ET | APPNAPPIAN CORP | 3.03Holder rights modified5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jan 2, 2019 accepted 3:53 PM ET | SKVISKINVISIBLE, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 2, 2019 accepted 1:27 PM ET | MDUMDU RESOURCES GROUP INC | 1.01Material agreement3.01Delisting notice3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 31, 2018 accepted 9:23 PM ET | KWYKINGSWAY Corp | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 27, 2018 accepted 4:42 PM ET | NINISOURCE INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 26, 2018 accepted 11:14 AM ET | DOCUDOCUSIGN, INC. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Dec 26, 2018 accepted 8:03 AM ET | VGTKViking Global Technologies, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 21, 2018 accepted 10:22 PM ET | SSTISOUNDTHINKING, INC. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Dec 21, 2018 accepted 9:52 PM ET | ROKUROKU, INC | 3.03Holder rights modified | DocumentSEC ↗ |
Dec 21, 2018 accepted 9:07 PM ET | MDBMongoDB, Inc. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Dec 19, 2018 accepted 9:46 PM ET | KAIKADANT INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 18, 2018 accepted 5:18 PM ET | FRDFRIEDMAN INDUSTRIES INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Dec 14, 2018 accepted 8:32 AM ET | CRVOCervoMed Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 14, 2018 accepted 7:51 AM ET | TEVATEVA PHARMACEUTICAL INDUSTRIES LTD | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 12, 2018 accepted 6:04 AM ET | XWELXWELL, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 11, 2018 accepted 4:05 PM ET | TENXTENAX THERAPEUTICS, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 10, 2018 accepted 9:46 PM ET | INSGINSEEGO CORP. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 6, 2018 accepted 6:14 AM ET | NINISOURCE INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 4, 2018 accepted 4:47 PM ET | ZNOGZION OIL & GAS INC | 3.03Holder rights modified | DocumentSEC ↗ |