

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jan 9, 2019 accepted 5:00 PM ET | DMACDiaMedica Therapeutics Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 8, 2019 accepted 9:45 PM ET | SNOASonoma Pharmaceuticals, Inc. | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Jan 7, 2019 accepted 8:53 AM ET | TWAVTaoWeave, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 3, 2019 accepted 9:30 PM ET | OCGNOcugen, Inc. | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Jan 3, 2019 accepted 11:18 AM ET | GUREGULF RESOURCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 3, 2019 accepted 7:00 AM ET | CRISCURIS INC | 3.01Delisting notice | DocumentSEC ↗ |
Jan 2, 2019 accepted 10:01 PM ET | CAPRCAPRICOR THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 2, 2019 accepted 1:27 PM ET | MDUMDU RESOURCES GROUP INC | 1.01Material agreement3.01Delisting notice3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 31, 2018 accepted 4:01 PM ET | AMTXAEMETIS, INC | 3.01Delisting notice | DocumentSEC ↗ |
Dec 31, 2018 accepted 8:00 AM ET | MVISMICROVISION, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 27, 2018 accepted 10:46 PM ET | PRPHProPhase Labs, Inc. | 3.01Delisting notice5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Dec 26, 2018 accepted 9:01 PM ET | IBIOiBio, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 26, 2018 accepted 5:00 PM ET | BSINBIG SKY INDUSTRIAL INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 21, 2018 accepted 9:36 PM ET | OCGNOcugen, Inc. | 1.01Material agreement1.02Agreement terminated3.01Delisting notice5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Dec 21, 2018 accepted 4:05 PM ET | SCYXSCYNEXIS INC | 3.01Delisting notice | DocumentSEC ↗ |
Dec 18, 2018 accepted 9:43 PM ET | UNFIUNITED NATURAL FOODS INC | 3.01Delisting notice | DocumentSEC ↗ |
Dec 18, 2018 accepted 5:20 PM ET | CNVSCineverse Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 18, 2018 accepted 4:38 PM ET | LNTALLIANT ENERGY CORP | 3.01Delisting notice5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 14, 2018 accepted 4:20 PM ET | SGRPSPAR Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 14, 2018 accepted 8:00 AM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 14, 2018 accepted 6:03 AM ET | ENVBEnveric Biosciences, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Dec 12, 2018 accepted 4:30 PM ET | APYXApyx Medical Corp | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 7, 2018 accepted 5:02 PM ET | VGTKViking Global Technologies, Inc. | 1.01Material agreement2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale | DocumentSEC ↗ |
Dec 6, 2018 accepted 9:06 PM ET | OESXORION ENERGY SYSTEMS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 6, 2018 accepted 5:01 PM ET | WKHSWorkhorse Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 6, 2018 accepted 4:06 PM ET | DAREDare Bioscience, Inc. | 1.01Material agreement3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 4, 2018 accepted 5:01 PM ET | FCELFUELCELL ENERGY INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 30, 2018 accepted 5:00 PM ET | PALIPALISADE BIO, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 30, 2018 accepted 4:30 PM ET | SEIISHARING ECONOMY INTERNATIONAL INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 29, 2018 accepted 5:16 PM ET | DOMHDominari Holdings Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 29, 2018 accepted 5:15 PM ET | CEPLCapstone Energy Plus, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2018 accepted 4:30 PM ET | FTFTFuture FinTech Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2018 accepted 8:37 AM ET | NWLNEWELL BRANDS INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 27, 2018 accepted 2:18 PM ET | CLDXCelldex Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 26, 2018 accepted 9:07 AM ET | ARESAres Management Corp | 3.01Delisting notice3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 23, 2018 accepted 4:47 PM ET | MLSSMILESTONE SCIENTIFIC INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 21, 2018 accepted 10:15 PM ET | BLINBridgeline Digital, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 20, 2018 accepted 4:13 PM ET | MPAAMOTORCAR PARTS OF AMERICA INC | 1.01Material agreement3.01Delisting notice | DocumentSEC ↗ |
Nov 19, 2018 accepted 4:17 PM ET | AGPUAXE COMPUTE INC. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 16, 2018 accepted 1:00 PM ET | OPHCOptimumBank Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 14, 2018 accepted 5:19 PM ET | TERTERADYNE, INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 13, 2018 accepted 7:16 AM ET | QXOQXO, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 13, 2018 accepted 11:25 PM ET | IGCIGC Pharma, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 7, 2018 accepted 8:24 AM ET | MDXGMIMEDX GROUP, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 2, 2018 accepted 4:18 PM ET | HHSHARTE HANKS INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 2, 2018 accepted 11:16 PM ET | IGCIGC Pharma, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 29, 2018 accepted 4:14 PM ET | EZPWEZCORP INC | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Oct 29, 2018 accepted 8:40 AM ET | REGREGENCY CENTERS CORP | 3.01Delisting notice | DocumentSEC ↗ |
Oct 26, 2018 accepted 4:56 PM ET | IMUXIMMUNIC, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 24, 2018 accepted 8:05 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale | DocumentSEC ↗ |