

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 12, 2017 accepted 5:15 PM ET | AGPUAXE COMPUTE INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2017 accepted 4:45 PM ET | TENXTENAX THERAPEUTICS, INC. | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Sep 12, 2017 accepted 4:10 PM ET | CPHICHINA PHARMA HOLDINGS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 8, 2017 accepted 9:00 PM ET | AIRIAIR INDUSTRIES GROUP | 3.01Delisting notice | DocumentSEC ↗ |
Sep 8, 2017 accepted 8:31 PM ET | CNSYCERENOME, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 8, 2017 accepted 5:11 PM ET | CRDFCardiff Oncology, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 1, 2017 accepted 8:10 PM ET | WDAYWorkday, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 1, 2017 accepted 11:39 AM ET | CTA-PBEIDP, Inc. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 30, 2017 accepted 8:56 PM ET | SNFCASECURITY NATIONAL FINANCIAL CORP | 3.01Delisting notice | DocumentSEC ↗ |
Aug 25, 2017 accepted 5:02 PM ET | ASTCASTROTECH Corp | 3.01Delisting notice | DocumentSEC ↗ |
Aug 25, 2017 accepted 5:00 PM ET | SINTSintx Technologies, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 24, 2017 accepted 5:00 PM ET | ANIXAnixa Biosciences Inc | 3.01Delisting notice | DocumentSEC ↗ |
Aug 24, 2017 accepted 5:00 PM ET | AIRTAIR T INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2017 accepted 8:05 PM ET | ICCCIMMUCELL CORP /DE/ | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2017 accepted 12:49 PM ET | NSPRInspireMD, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 21, 2017 accepted 4:15 PM ET | DCTHDELCATH SYSTEMS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 18, 2017 accepted 4:15 PM ET | TRAWTraws Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 15, 2017 accepted 9:25 PM ET | RAVERAVE RESTAURANT GROUP, INC. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 15, 2017 accepted 4:18 PM ET | JCTCJEWETT CAMERON TRADING CO LTD | 3.01Delisting notice | DocumentSEC ↗ |
Aug 14, 2017 accepted 4:02 PM ET | PRKRPARKERVISION INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 14, 2017 accepted 6:15 AM ET | HHSHARTE HANKS INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 11, 2017 accepted 6:30 AM ET | VGTKViking Global Technologies, Inc. | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 7, 2017 accepted 8:30 PM ET | AEMDAETHLON MEDICAL INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 31, 2017 accepted 12:59 PM ET | IDXGINTERPACE BIOSCIENCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 27, 2017 accepted 9:02 PM ET | NTRPNextTrip, Inc. | 3.01Delisting notice5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 25, 2017 accepted 5:36 PM ET | AIRTAIR T INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 21, 2017 accepted 8:01 PM ET | SODISOLITRON DEVICES INC | 2.02Earnings release3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 21, 2017 accepted 12:56 PM ET | CARVCARVER BANCORP INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 20, 2017 accepted 12:53 PM ET | OPHCOptimumBank Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 13, 2017 accepted 4:50 PM ET | HAINHAIN CELESTIAL GROUP INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 3, 2017 accepted 9:00 PM ET | CAPRCAPRICOR THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 30, 2017 accepted 9:00 PM ET | EGYVAALCO ENERGY INC /DE/ | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 30, 2017 accepted 9:30 AM ET | PRPOPrecipio, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jun 26, 2017 accepted 9:00 PM ET | OCGNOcugen, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 22, 2017 accepted 4:16 PM ET | GEVOGevo, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 22, 2017 accepted 2:32 PM ET | CFORCapForce Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 16, 2017 accepted 4:30 PM ET | TNDMTANDEM DIABETES CARE INC | 3.01Delisting notice | DocumentSEC ↗ |
Jun 16, 2017 accepted 8:28 AM ET | CREXCREATIVE REALITIES, INC. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Jun 15, 2017 accepted 9:08 PM ET | NTRPNextTrip, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Jun 14, 2017 accepted 4:30 PM ET | CEPLCapstone Energy Plus, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 12, 2017 accepted 5:47 PM ET | DOMHDominari Holdings Inc. | 1.01Material agreement3.01Delisting notice | DocumentSEC ↗ |
Jun 9, 2017 accepted 5:12 PM ET | OGENORAGENICS INC | 3.01Delisting notice | DocumentSEC ↗ |
Jun 9, 2017 accepted 4:01 PM ET | MYSZMy Size, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 5, 2017 accepted 4:24 PM ET | JCTCJEWETT CAMERON TRADING CO LTD | 3.01Delisting notice | DocumentSEC ↗ |
Jun 5, 2017 accepted 8:00 AM ET | DAREDare Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 2, 2017 accepted 5:00 PM ET | CRDFCardiff Oncology, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 2, 2017 accepted 8:28 AM ET | AIFCAI Financial Corp | 3.01Delisting notice | DocumentSEC ↗ |
Jun 2, 2017 accepted 12:35 AM ET | LODEComstock Inc. | 3.01Delisting notice5.07Shareholder vote | DocumentSEC ↗ |
Jun 1, 2017 accepted 9:13 AM ET | TWAVTaoWeave, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 31, 2017 accepted 8:45 PM ET | USAUU.S. GOLD CORP. | 3.01Delisting notice | DocumentSEC ↗ |