

1,402,062 filings since 2004 · latest accepted Nov 4, 2026, 8:08 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jul 9, 2018 accepted 9:19 PM ET | KDPKeurig Dr Pepper Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal yearCode of ethics |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Jul 2, 2018 accepted 5:12 PM ET | EFSCENTERPRISE FINANCIAL SERVICES CORP | 5.05Code of ethics | DocumentSEC ↗ |
Jun 15, 2018 accepted 8:02 PM ET | SGMOQSANGAMO THERAPEUTICS, INC | 5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Jun 14, 2018 accepted 4:19 PM ET | UPBDUPBOUND GROUP, INC. | 5.05Code of ethics | DocumentSEC ↗ |
Jun 5, 2018 accepted 5:17 PM ET | SCORCOMSCORE, INC. | 1.01Material agreement2.03New debt obligation5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
May 21, 2018 accepted 6:10 AM ET | EWEdwards Lifesciences Corp | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
May 15, 2018 accepted 6:17 PM ET | WATWATERS CORP /DE/ | 5.05Code of ethics | DocumentSEC ↗ |
May 7, 2018 accepted 8:23 AM ET | EAFGRAFTECH INTERNATIONAL LTD | 2.02Earnings release5.05Code of ethics | DocumentSEC ↗ |
Apr 27, 2018 accepted 8:51 AM ET | MFINMEDALLION FINANCIAL CORP | 5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Apr 26, 2018 accepted 9:00 AM ET | BWABORGWARNER INC | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Mar 22, 2018 accepted 1:41 PM ET | CAPCCAPSTONE COMPANIES, INC. | 5.05Code of ethics | DocumentSEC ↗ |
Mar 14, 2018 accepted 4:28 PM ET | AIGAMERICAN INTERNATIONAL GROUP, INC. | 5.05Code of ethics | DocumentSEC ↗ |
Mar 6, 2018 accepted 4:55 PM ET | MGMistras Group, Inc. | 1.01Material agreement5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Feb 26, 2018 accepted 4:21 PM ET | BCCBOISE CASCADE Co | 5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Feb 15, 2018 accepted 9:23 PM ET | STRAStrategic Education, Inc. | 5.05Code of ethics | DocumentSEC ↗ |
Feb 5, 2018 accepted 9:05 PM ET | FABCFabric.AI, Inc. | 2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Feb 1, 2018 accepted 11:31 AM ET | LAURLAUREATE EDUCATION, INC. | 5.05Code of ethics | DocumentSEC ↗ |
Jan 24, 2018 accepted 9:30 PM ET | SJMJ M SMUCKER Co | 5.02Officer / director change5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jan 11, 2018 accepted 4:20 PM ET | SLSSELLAS Life Sciences Group, Inc. | 8-K/A 2.01Acquisition / disposition3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jan 5, 2018 accepted 4:16 PM ET | SLSSELLAS Life Sciences Group, Inc. | 2.01Acquisition / disposition3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Dec 21, 2017 accepted 4:00 PM ET | HBNCHORIZON BANCORP INC /IN/ | 5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Dec 20, 2017 accepted 6:40 PM ET | MOSMOSAIC CO | 5.05Code of ethics | DocumentSEC ↗ |
Dec 15, 2017 accepted 9:00 PM ET | SFNCSIMMONS FIRST NATIONAL CORP | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Dec 8, 2017 accepted 2:19 PM ET | CLMBClimb Global Solutions, Inc. | 5.05Code of ethics | DocumentSEC ↗ |
Dec 4, 2017 accepted 3:31 PM ET | WFCWELLS FARGO & COMPANY/MN | 5.05Code of ethics | DocumentSEC ↗ |
Nov 6, 2017 accepted 8:49 PM ET | CLOQCYBERLOQ TECHNOLOGIES, INC. | 5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Nov 2, 2017 accepted 8:07 PM ET | PRAAPRA GROUP INC | 5.05Code of ethics | DocumentSEC ↗ |
Nov 2, 2017 accepted 4:22 PM ET | FLRFLUOR CORP | 2.02Earnings release5.05Code of ethics | DocumentSEC ↗ |
Oct 25, 2017 accepted 8:59 PM ET | RIOTRiot Platforms, Inc. | 5.05Code of ethics | DocumentSEC ↗ |
Oct 19, 2017 accepted 8:09 PM ET | SQFTPresidio Property Trust, Inc. | 5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Sep 27, 2017 accepted 4:05 PM ET | LMNRLimoneira CO | 5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Sep 25, 2017 accepted 4:11 PM ET | EMMAEmmaus Life Sciences, Inc. | 5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Sep 25, 2017 accepted 7:58 AM ET | FITBFIFTH THIRD BANCORP | 5.05Code of ethics | DocumentSEC ↗ |
Sep 22, 2017 accepted 4:14 PM ET | MVBFMVB FINANCIAL CORP | 5.05Code of ethics | DocumentSEC ↗ |
Sep 18, 2017 accepted 4:20 PM ET | FORMFORMFACTOR INC | 5.05Code of ethics | DocumentSEC ↗ |
Sep 13, 2017 accepted 6:06 AM ET | AMSAMERICAN SHARED HOSPITAL SERVICES | 5.05Code of ethics | DocumentSEC ↗ |
Aug 24, 2017 accepted 8:30 PM ET | USAUU.S. GOLD CORP. | 5.05Code of ethics | DocumentSEC ↗ |
Aug 1, 2017 accepted 5:05 PM ET | SAIASAIA INC | 5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Jul 26, 2017 accepted 4:26 PM ET | AHL-PDASPEN INSURANCE HOLDINGS LTD | 2.02Earnings release5.05Code of ethics7.01Reg FD disclosure | DocumentSEC ↗ |
May 22, 2017 accepted 3:45 PM ET | FDBCFIDELITY D & D BANCORP INC | 5.05Code of ethics | DocumentSEC ↗ |
May 16, 2017 accepted 4:46 PM ET | DXRDAXOR CORP | 5.05Code of ethics | DocumentSEC ↗ |
May 10, 2017 accepted 4:26 PM ET | ALTAltimmune, Inc. | 5.05Code of ethics | DocumentSEC ↗ |
May 2, 2017 accepted 6:53 PM ET | SXTSENSIENT TECHNOLOGIES CORP | 5.02Officer / director change5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Apr 4, 2017 accepted 8:43 PM ET | ZIONZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 5.05Code of ethics | DocumentSEC ↗ |
Mar 27, 2017 accepted 5:10 PM ET | SFNCSIMMONS FIRST NATIONAL CORP | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Mar 24, 2017 accepted 4:50 PM ET | GTHPGUIDED THERAPEUTICS INC | 8-K/A 1.01Material agreement3.02Unregistered equity sale5.05Code of ethics | DocumentSEC ↗ |
Mar 24, 2017 accepted 3:26 PM ET | CKXCKX LANDS, INC. | 5.05Code of ethics | DocumentSEC ↗ |
Mar 6, 2017 accepted 4:30 PM ET | MYEMYERS INDUSTRIES INC | 5.02Officer / director change5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Mar 2, 2017 accepted 8:00 AM ET | OXSQOxford Square Capital Corp. | 2.02Earnings release5.05Code of ethics | DocumentSEC ↗ |
Feb 28, 2017 accepted 4:50 PM ET | BOOMDMC Global Inc. | 5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |