

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Aug 12, 2024 accepted 5:16 PM ET | HONHONEYWELL INTERNATIONAL INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 12, 2024 accepted 5:09 PM ET | SGASAGA COMMUNICATIONS INC |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
4.01Auditor change |
| DocumentSEC ↗ |
Aug 12, 2024 accepted 4:50 PM ET | AIFFFIREFLY NEUROSCIENCE, INC. | 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 9, 2024 accepted 9:22 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 2.02Earnings release3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 9, 2024 accepted 9:18 PM ET | RIOTRiot Platforms, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Aug 9, 2024 accepted 8:08 PM ET | BLINBridgeline Digital, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 9, 2024 accepted 5:00 PM ET | CLRBCellectar Biosciences, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 9, 2024 accepted 4:05 PM ET | QCOMQUALCOMM INC/DE | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 8, 2024 accepted 5:16 PM ET | WTWisdomTree, Inc. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Aug 8, 2024 accepted 4:05 PM ET | VGTKViking Global Technologies, Inc. | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Aug 8, 2024 accepted 12:13 PM ET | FLNAFILANA THERAPEUTICS, INC. | 2.02Earnings release3.01Delisting notice | DocumentSEC ↗ |
Aug 8, 2024 accepted 7:30 AM ET | LNSRLENSAR, Inc. | 1.02Agreement terminated2.02Earnings release | DocumentSEC ↗ |
Aug 7, 2024 accepted 9:05 PM ET | KYNBKYNTRA BIO, INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Aug 7, 2024 accepted 8:09 PM ET | PACBPACIFIC BIOSCIENCES OF CALIFORNIA, INC. | 8-K/A 2.05Restructuring costs | DocumentSEC ↗ |
Aug 7, 2024 accepted 4:47 PM ET | HKHCHorizon Kinetics Holding Corp | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 7, 2024 accepted 4:43 PM ET | EAFGRAFTECH INTERNATIONAL LTD | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 7, 2024 accepted 4:11 PM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 7, 2024 accepted 4:10 PM ET | LZLEGALZOOM.COM, INC. | 2.02Earnings release2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 7, 2024 accepted 4:10 PM ET | EGHT8X8 INC /DE/ | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 6, 2024 accepted 5:22 PM ET | HPQHP INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 6, 2024 accepted 5:00 PM ET | UGIUGI CORP /PA/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 6, 2024 accepted 3:57 PM ET | KTCCKEY TRONIC CORP | 8-K/A 1.05Cybersecurity incident | DocumentSEC ↗ |
Aug 6, 2024 accepted 7:08 AM ET | TGTXTG THERAPEUTICS, INC. | 1.01Material agreement1.02Agreement terminated2.02Earnings release8.01Other events | DocumentSEC ↗ |
Aug 6, 2024 accepted 6:14 PM ET | EPEMPIRE PETROLEUM CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Aug 6, 2024 accepted 5:48 PM ET | BSETBASSETT FURNITURE INDUSTRIES INC | 8-K/A 1.05Cybersecurity incident | DocumentSEC ↗ |
Aug 5, 2024 accepted 8:20 PM ET | ORRFORRSTOWN FINANCIAL SERVICES INC | 2.05Restructuring costs | DocumentSEC ↗ |
Aug 5, 2024 accepted 5:16 PM ET | CIVBCIVISTA BANCSHARES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 5, 2024 accepted 4:10 PM ET | TDCTERADATA CORP /DE/ | 2.02Earnings release2.05Restructuring costs | DocumentSEC ↗ |
Aug 5, 2024 accepted 4:03 PM ET | SAHSONIC AUTOMOTIVE INC | 8-K/A 1.05Cybersecurity incident | DocumentSEC ↗ |
Aug 2, 2024 accepted 8:02 PM ET | AGENAGENUS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 2, 2024 accepted 5:28 PM ET | CFORCapForce Inc. | 3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Aug 2, 2024 accepted 11:02 AM ET | FMAOFARMERS & MERCHANTS BANCORP INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 2, 2024 accepted 7:30 AM ET | SHWSHERWIN WILLIAMS CO | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 2, 2024 accepted 7:02 AM ET | RPIDRAPID MICRO BIOSYSTEMS, INC. | 2.02Earnings release3.01Delisting notice | DocumentSEC ↗ |
Aug 1, 2024 accepted 4:20 PM ET | INVXInnovex International, Inc. | 8-K/A 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 1, 2024 accepted 4:15 PM ET | TVRDTvardi Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 1, 2024 accepted 11:05 AM ET | WWWW INTERNATIONAL, INC. | 2.02Earnings release2.05Restructuring costs5.02Officer / director change | DocumentSEC ↗ |
Aug 1, 2024 accepted 8:47 AM ET | CPBCAMPBELL'S Co | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 1, 2024 accepted 6:52 PM ET | INUVInuvo, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 31, 2024 accepted 8:12 PM ET | CORCencora, Inc. | 8-K/A 1.05Cybersecurity incident | DocumentSEC ↗ |
Jul 31, 2024 accepted 12:22 PM ET | XRAYDENTSPLY SIRONA Inc. | 2.02Earnings release2.05Restructuring costs5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 31, 2024 accepted 7:23 PM ET | TPHSTrinity Place Holdings Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 30, 2024 accepted 5:20 PM ET | AVXLANAVEX LIFE SCIENCES CORP. | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 30, 2024 accepted 4:31 PM ET | ARCCARES CAPITAL CORP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jul 30, 2024 accepted 3:55 PM ET | CBIOCRESCENT BIOPHARMA, INC. | 2.05Restructuring costs5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 30, 2024 accepted 8:52 AM ET | STIMNeuronetics, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 30, 2024 accepted 8:11 AM ET | ECLECOLAB INC. | 2.02Earnings release2.05Restructuring costs | DocumentSEC ↗ |
Jul 29, 2024 accepted 4:05 PM ET | ADMTADM TRONICS UNLIMITED, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jul 29, 2024 accepted 6:04 AM ET | WLKWESTLAKE CORP | 2.05Restructuring costs | DocumentSEC ↗ |
Jul 26, 2024 accepted 8:30 PM ET | SIEBSIEBERT FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |