

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 20, 2016 accepted 9:12 AM ET | IMNNImunon, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 19, 2016 accepted 9:54 PM ET | FABCFabric.AI, Inc. | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Dec 19, 2016 accepted 9:25 PM ET | PBYIPUMA BIOTECHNOLOGY, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 16, 2016 accepted 4:30 PM ET | CEPLCapstone Energy Plus, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 14, 2016 accepted 10:16 PM ET | CVMCEL SCI CORP | 3.01Delisting notice | DocumentSEC ↗ |
Dec 9, 2016 accepted 5:28 PM ET | NWBONORTHWEST BIOTHERAPEUTICS INC | 2.04Debt acceleration3.01Delisting notice | DocumentSEC ↗ |
Dec 8, 2016 accepted 5:15 PM ET | STRZSTARZ ENTERTAINMENT CORP /CN/ | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 5, 2016 accepted 4:53 PM ET | CRKCOMSTOCK RESOURCES INC | 3.01Delisting notice | DocumentSEC ↗ |
Dec 2, 2016 accepted 9:35 PM ET | GYREGYRE THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 2, 2016 accepted 6:31 PM ET | EGYVAALCO ENERGY INC /DE/ | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 1, 2016 accepted 3:27 PM ET | WYGCWenyuan Group Corp. | 8-K/A 3.01Delisting notice5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 30, 2016 accepted 5:37 PM ET | WYGCWenyuan Group Corp. | 3.01Delisting notice5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 30, 2016 accepted 4:06 PM ET | PVCTPROVECTUS BIOPHARMACEUTICALS, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 30, 2016 accepted 4:05 PM ET | PALIPALISADE BIO, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 30, 2016 accepted 8:00 AM ET | OTLCOncotelic Therapeutics, Inc. | 3.01Delisting notice5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Nov 29, 2016 accepted 4:59 PM ET | IDXGINTERPACE BIOSCIENCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2016 accepted 5:05 PM ET | INFUInfuSystem Holdings, Inc | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2016 accepted 12:59 PM ET | APPSDigital Turbine, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 25, 2016 accepted 5:06 PM ET | OMEXODYSSEY MARINE EXPLORATION INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 23, 2016 accepted 2:20 PM ET | FTFTFuture FinTech Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 23, 2016 accepted 8:30 AM ET | DCMDeFi Capital Markets, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 21, 2016 accepted 4:21 PM ET | SCORCOMSCORE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 21, 2016 accepted 3:03 PM ET | SEIISHARING ECONOMY INTERNATIONAL INC. | 3.01Delisting notice5.07Shareholder vote | DocumentSEC ↗ |
Nov 21, 2016 accepted 1:30 PM ET | OCGNOcugen, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 18, 2016 accepted 10:01 PM ET | LFVNLifevantage Corp | 3.01Delisting notice | DocumentSEC ↗ |
Nov 18, 2016 accepted 9:14 PM ET | FLNAFILANA THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 18, 2016 accepted 4:37 PM ET | KOPNKOPIN CORP | 3.01Delisting notice | DocumentSEC ↗ |
Nov 18, 2016 accepted 8:00 AM ET | DAREDare Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 17, 2016 accepted 4:34 PM ET | PSIXPOWER SOLUTIONS INTERNATIONAL, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 17, 2016 accepted 5:36 PM ET | HAINHAIN CELESTIAL GROUP INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 16, 2016 accepted 9:31 PM ET | ESMCESCALON MEDICAL CORP | 3.01Delisting notice | DocumentSEC ↗ |
Nov 16, 2016 accepted 5:17 PM ET | BANCBANC OF CALIFORNIA, INC. | 3.01Delisting notice5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 15, 2016 accepted 9:00 AM ET | AGPUAXE COMPUTE INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 14, 2016 accepted 4:40 PM ET | NWBONORTHWEST BIOTHERAPEUTICS INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 14, 2016 accepted 9:34 AM ET | WGOWINNEBAGO INDUSTRIES INC | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.01Delisting notice | DocumentSEC ↗ |
Nov 9, 2016 accepted 9:30 PM ET | PEDPEDEVCO CORP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 3, 2016 accepted 10:00 AM ET | AIFCAI Financial Corp | 3.01Delisting notice | DocumentSEC ↗ |
Nov 2, 2016 accepted 4:01 PM ET | PRPOPrecipio, Inc. | 3.01Delisting notice5.07Shareholder vote | DocumentSEC ↗ |
Oct 24, 2016 accepted 4:33 PM ET | TOFBTOFUTTI BRANDS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Oct 21, 2016 accepted 8:31 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 21, 2016 accepted 4:30 PM ET | MGTIMGT CAPITAL INVESTMENTS, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 21, 2016 accepted 4:05 PM ET | PALIPALISADE BIO, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 18, 2016 accepted 4:16 PM ET | PVCTPROVECTUS BIOPHARMACEUTICALS, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 14, 2016 accepted 4:40 PM ET | FTFTFuture FinTech Group Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 13, 2016 accepted 5:15 PM ET | IDXGINTERPACE BIOSCIENCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 11, 2016 accepted 3:30 PM ET | AGPUAXE COMPUTE INC. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 6, 2016 accepted 6:57 AM ET | VGTKViking Global Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 30, 2016 accepted 8:46 PM ET | LFVNLifevantage Corp | 3.01Delisting notice | DocumentSEC ↗ |
Sep 30, 2016 accepted 10:10 AM ET | TOFBTOFUTTI BRANDS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 28, 2016 accepted 1:53 PM ET | ABUSArbutus Biopharma Corp | 3.01Delisting notice | DocumentSEC ↗ |