

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Mar 23, 2018 accepted 6:01 AM ET | CBOECboe Global Markets, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 22, 2018 accepted 8:14 PM ET | ABTABBOTT LABORATORIES |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.02Agreement terminated2.04Debt acceleration8.01Other events |
| DocumentSEC ↗ |
Mar 22, 2018 accepted 4:15 PM ET | AIFCAI Financial Corp | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 21, 2018 accepted 8:30 PM ET | GHIGreystone Housing Impact Investors LP | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 21, 2018 accepted 8:22 PM ET | DLXDELUXE CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 21, 2018 accepted 8:02 PM ET | SKASSaker Aviation Services, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 20, 2018 accepted 4:45 PM ET | CECelanese Corp | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Mar 16, 2018 accepted 5:04 PM ET | CBRECBRE GROUP, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 15, 2018 accepted 8:30 PM ET | WYNNWYNN RESORTS LTD | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 9, 2018 accepted 8:46 AM ET | TXNMTXNM ENERGY INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Mar 9, 2018 accepted 8:30 AM ET | SWBISMITH & WESSON BRANDS, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 9, 2018 accepted 8:06 PM ET | WYNNWYNN RESORTS LTD | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 8, 2018 accepted 4:47 PM ET | STLYHG Holdings, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition3.01Delisting notice5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Mar 8, 2018 accepted 4:28 PM ET | AMGAFFILIATED MANAGERS GROUP, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 8, 2018 accepted 2:47 PM ET | TPBTurning Point Brands, Inc. | 1.01Material agreement1.02Agreement terminated2.02Earnings release2.03New debt obligation | DocumentSEC ↗ |
Mar 7, 2018 accepted 8:00 AM ET | DLTRDOLLAR TREE, INC. | 1.02Agreement terminated2.02Earnings release7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Mar 5, 2018 accepted 5:11 PM ET | THRMGentherm Inc | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 5, 2018 accepted 4:42 PM ET | THCTENET HEALTHCARE CORP | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 2, 2018 accepted 10:20 PM ET | WDCWESTERN DIGITAL CORP | 1.02Agreement terminated3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 2, 2018 accepted 4:31 PM ET | UTLUNITIL CORP | 1.02Agreement terminated5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 28, 2018 accepted 9:46 PM ET | AXRAMREP CORP. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Feb 28, 2018 accepted 5:01 PM ET | UPBDUPBOUND GROUP, INC. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 28, 2018 accepted 5:00 PM ET | RAILFreightCar America, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition | DocumentSEC ↗ |
Feb 28, 2018 accepted 6:04 AM ET | NUSNU SKIN ENTERPRISES, INC. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Feb 27, 2018 accepted 8:15 AM ET | MARMARRIOTT INTERNATIONAL INC /MD/ | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 23, 2018 accepted 9:55 PM ET | CNSYCERENOME, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Feb 22, 2018 accepted 9:18 PM ET | PMCBPharmaCyte Biotech, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Feb 21, 2018 accepted 11:05 AM ET | PRPHProPhase Labs, Inc. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 15, 2018 accepted 8:15 PM ET | TRSTTRUSTCO BANK CORP N Y | 1.02Agreement terminated | DocumentSEC ↗ |
Feb 15, 2018 accepted 5:28 PM ET | TEXTEREX CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Feb 15, 2018 accepted 1:11 AM ET | CETYClean Energy Technologies, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 14, 2018 accepted 1:31 PM ET | NKTRNEKTAR THERAPEUTICS | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 13, 2018 accepted 5:07 PM ET | EPEMPIRE PETROLEUM CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Feb 13, 2018 accepted 5:51 PM ET | EAFGRAFTECH INTERNATIONAL LTD | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Feb 12, 2018 accepted 4:53 PM ET | AMNAMN HEALTHCARE SERVICES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Feb 12, 2018 accepted 4:11 PM ET | ALGNALIGN TECHNOLOGY INC | 1.02Agreement terminated | DocumentSEC ↗ |
Feb 8, 2018 accepted 4:52 PM ET | IRDOpus Genetics, Inc. | 1.02Agreement terminated7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Feb 6, 2018 accepted 5:13 PM ET | ABCBAmeris Bancorp | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Feb 6, 2018 accepted 4:13 PM ET | AITAPPLIED INDUSTRIAL TECHNOLOGIES INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Feb 6, 2018 accepted 2:17 PM ET | SDEVStablecoin Development Corp | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Feb 6, 2018 accepted 2:16 PM ET | SDEVStablecoin Development Corp | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Feb 5, 2018 accepted 8:38 AM ET | HUBBHUBBELL INC | 1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 2, 2018 accepted 4:15 PM ET | HOVHOVNANIAN ENTERPRISES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jan 31, 2018 accepted 4:05 PM ET | CNFNCFN Enterprises Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale | DocumentSEC ↗ |
Jan 29, 2018 accepted 4:02 PM ET | BFSSAUL CENTERS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jan 26, 2018 accepted 4:27 PM ET | SGRPSPAR Group, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 26, 2018 accepted 4:01 PM ET | HBIOHARVARD BIOSCIENCE INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 26, 2018 accepted 8:33 AM ET | ABCBAmeris Bancorp | 1.01Material agreement1.02Agreement terminated2.02Earnings release3.02Unregistered equity sale7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jan 25, 2018 accepted 5:17 PM ET | FEFIRSTENERGY CORP | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 25, 2018 accepted 4:08 PM ET | TWAVTaoWeave, Inc. | 1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |